K2 PRINCIPAL FUND, L.P. Q1 2024 Filing
Filed May 14, 2024
Portfolio Value
$579.0T
Holdings
218
Report Date
Q1 2024
Filing Type
13F-HR
All Holdings (218 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TLTISHARES TR | 307,000 | $29.0M | 0.00% | Put |
| 2 | SPRYARS PHARMACEUTICALS INC | 2,390,331 | $24.4M | 0.00% | Call |
| 3 | IAU*ISHARES GOLD TR | 450,000 | $18.9M | 0.00% | Put |
| 4 | NTNX 0.25 10/01/27NUTANIX INC | 14,000 | $17.2M | 0.00% | |
| 5 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 17,300 | $16.7M | 0.00% | |
| 6 | MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN | 18,250 | $15.5M | 0.00% | |
| 7 | DBX 0 03/01/26DROPBOX INC | 15,859 | $15.1M | 0.00% | |
| 8 | SRGSERITAGE GROWTH PPTYS | 1,472,705 | $14.2M | 0.00% | Call |
| 9 | MSTR 0 02/15/27MICROSTRATEGY INC | 10,200 | $14.0M | 0.00% | |
| 10 | GQ9SPDR GOLD TR | 60,500 | $12.4M | 0.00% | Put |
| 11 | ENV 0.75 08/15/25ENVESTNET INC | 12,500 | $12.4M | 0.00% | |
| 12 | TRIP 0.25 04/01/26TRIPADVISOR INC | 11,500 | $10.8M | 0.00% | |
| 13 | TROWPRICE T ROWE GROUP INC | 85,000 | $10.4M | 0.00% | Put |
| 14 | BOX 0 01/15/26BOX INC | 8,500 | $10.3M | 0.00% | |
| 15 | VOOVANGUARD INDEX FDS | 20,000 | $9.6M | 0.00% | Call |
| 16 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 11,000 | $9.3M | 0.00% | |
| 17 | RPD 0.25 03/15/27RAPID7 INC | 10,000 | $8.8M | 0.00% | |
| 18 | XLCSELECT SECTOR SPDR TR | 100,000 | $8.2M | 0.00% | Put |
| 19 | IBITISHARES BITCOIN TR | 200,000 | $8.1M | 0.00% | |
| 20 | MLMMARTIN MARIETTA MATLS INC | 13,000 | $8.0M | 0.00% | Call |
| 21 | SAVE 1 05/15/26SPIRIT AIRLS INC | 16,393 | $7.9M | 0.00% | |
| 22 | W 1.125 11/01/24WAYFAIR INC | 8,000 | $7.9M | 0.00% | |
| 23 | WT 3.25 06/15/26WISDOMTREE INC | 7,344 | $7.5M | 0.00% | |
| 24 | EVBG 0.125 12/15/24EVERBRIDGE INC | 7,700 | $7.5M | 0.00% | |
| 25 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 7,000 | $7.4M | 0.00% | |
| 26 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $7.4M | 0.00% | |
| 27 | INTCINTEL CORP | 160,000 | $7.1M | 0.00% | Call |
| 28 | 07WAMR COOPER GROUP INC | 90,473 | $7.1M | 0.00% | |
| 29 | XMESPDR SER TR | 109,250 | $6.6M | 0.00% | Put |
| 30 | RWT 5.625 07/15/24REDWOOD TRUST INC | 6,572 | $6.6M | 0.00% | |
| 31 | TXNMPNM RES INC | 169,521 | $6.4M | 0.00% | Call |
| 32 | PXDEURPIONEER NAT RES CO | 24,138 | $6.3M | 0.00% | |
| 33 | VSTVISTRA CORP | 90,355 | $6.3M | 0.00% | Call |
| 34 | GMED 0.375 03/15/25NUVASIVE INC | 6,000 | $5.7M | 0.00% | |
| 35 | FNVFRANCO NEV CORP | 46,200 | $5.5M | 0.00% | Call |
| 36 | BL 0 03/15/26BLACKLINE INC | 6,000 | $5.4M | 0.00% | |
| 37 | SMHVANECK ETF TRUST | 22,500 | $5.1M | 0.00% | Call |
| 38 | MDUMDU RES GROUP INC | 200,000 | $5.0M | 0.00% | Call |
| 39 | ACIALBERTSONS COS INC | 222,700 | $4.8M | 0.00% | |
| 40 | TTGT 0 12/15/26TECHTARGET INC | 5,000 | $4.8M | 0.00% | |
| 41 | W 1 08/15/26WAYFAIR INC | 5,000 | $4.6M | 0.00% | |
| 42 | CORZ 12 01/23/29CORE SCIENTIFIC INC NEW | 5,000 | $4.5M | 0.00% | |
| 43 | NICEIT 0 09/15/25NICE LTD | 4,271 | $4.5M | 0.00% | |
| 44 | UNGUNITED STS NAT GAS FD LP | 300,000 | $4.4M | 0.00% | Call |
| 45 | BITOPROSHARES TR | 130,128 | $4.2M | 0.00% | |
| 46 | SANMSANMINA CORPORATION | 60,000 | $3.7M | 0.00% | Call |
| 47 | TFPMTRIPLE FLAG PRECIOUS METAL | 181,737 | $3.6M | 0.00% | |
| 48 | FCXFREEPORT-MCMORAN INC | 75,000 | $3.5M | 0.00% | Call |
| 49 | BBUBROOKFIELD BUSINESS PARTNERS | 156,353 | $3.5M | 0.00% | |
| 50 | GRABGRAB HOLDINGS LIMITED | 1,004,373 | $3.2M | 0.00% | |
| 51 | WT 5.75 08/15/28WISDOMTREE INC | 2,700 | $3.2M | 0.00% | |
| 52 | HESHESS CORP | 20,149 | $3.1M | 0.00% | |
| 53 | ERFGBPENERPLUS CORP | 155,105 | $3.0M | 0.00% | |
| 54 | KGCKINROSS GOLD CORP | 484,559 | $3.0M | 0.00% | Call |
| 55 | GDXJVANECK ETF TRUST | 75,000 | $2.9M | 0.00% | Put |
| 56 | SWN1EURSOUTHWESTERN ENERGY CO | 378,401 | $2.9M | 0.00% | |
| 57 | LARCN 1.75 01/15/27LITHIUM AMERICAS ARGENTINA C | 3,500 | $2.8M | 0.00% | |
| 58 | MSOSADVISORSHARES TR | 275,000 | $2.8M | 0.00% | Call |
| 59 | MGRCMCGRATH RENTCORP | 21,311 | $2.6M | 0.00% | |
| 60 | NLOPNET LEASE OFFICE PROPERTIES | 109,205 | $2.6M | 0.00% | |
| 61 | DELLDELL TECHNOLOGIES INC | 22,500 | $2.6M | 0.00% | Put |
| 62 | DJTTRUMP MEDIA TECHNOLOGY GRO | 187,600 | $2.6M | 0.00% | Put |
| 63 | CCIXCHURCHILL CAPITAL CORP VII | 236,940 | $2.5M | 0.00% | |
| 64 | TFIITFI INTL INC | 15,682 | $2.5M | 0.00% | |
| 65 | RGLDROYAL GOLD INC | 20,000 | $2.4M | 0.00% | Call |
| 66 | LITE 0.5 06/15/28LUMENTUM HLDGS INC | 3,000 | $2.3M | 0.00% | |
| 67 | STLDSTEEL DYNAMICS INC | 15,600 | $2.3M | 0.00% | |
| 68 | —EAGLE BULK SHIPPING INC | 36,206 | $2.3M | 0.00% | |
| 69 | ZEOZEO ENERGY CORP | 395,293 | $2.3M | 0.00% | |
| 70 | —FINNOVATE ACQUISITION CORP | 200,000 | $2.2M | 0.00% | |
| 71 | —GENERATION ASIA I ACQUISITIO | 200,000 | $2.2M | 0.00% | |
| 72 | —CAPITALWORKS EMNG MKTS ACQST | 195,320 | $2.1M | 0.00% | |
| 73 | —MOUNTAIN CO I ACQUISITN CO | 180,680 | $2.1M | 0.00% | |
| 74 | AIVAPARTMENT INVT MGMT CO | 253,284 | $2.1M | 0.00% | |
| 75 | —TARGET GLOBAL ACQUISI I CORP | 177,098 | $2.0M | 0.00% | |
| 76 | AGCN 0.375 01/15/27FIRST MAJESTIC SILVER CORP | 2,500 | $2.0M | 0.00% | |
| 77 | AVGOBROADCOM INC | 1,450 | $1.9M | 0.00% | |
| 78 | —VALUENCE MERGER CORP I | 147,549 | $1.7M | 0.00% | |
| 79 | SNOWSNOWFLAKE INC | 10,000 | $1.6M | 0.00% | Put |
| 80 | TREE 0.5 07/15/25LENDINGTREE INC | 1,725 | $1.6M | 0.00% | |
| 81 | IVCAFINVESTCORP INDIA ACQUISTN CO | 138,336 | $1.5M | 0.00% | |
| 82 | IBACIB ACQUISITION CORP | 150,000 | $1.5M | 0.00% | |
| 83 | PARPAR TECHNOLOGY CORP | 32,764 | $1.5M | 0.00% | |
| 84 | AQUCAQUARON ACQUISITION CORP | 132,209 | $1.4M | 0.00% | |
| 85 | CURRINFINT ACQUISITION CORP | 120,936 | $1.4M | 0.00% | |
| 86 | DHID R HORTON INC | 8,400 | $1.4M | 0.00% | |
| 87 | PHMPULTE GROUP INC | 11,000 | $1.3M | 0.00% | |
| 88 | —PLUTONIAN ACQUISITION CORP | 123,655 | $1.3M | 0.00% | |
| 89 | CPECALLON PETE CO DEL | 35,428 | $1.3M | 0.00% | |
| 90 | —HUDSON ACQUISITION I CORP | 117,027 | $1.2M | 0.00% | |
| 91 | IGTAINCEPTION GROWTH ACQUSTN LTD | 106,686 | $1.2M | 0.00% | |
| 92 | —TMT ACQUISITION CORP | 108,285 | $1.2M | 0.00% | |
| 93 | CLFCLEVELAND-CLIFFS INC NEW | 50,000 | $1.1M | 0.00% | Call |
| 94 | MRVLMARVELL TECHNOLOGY INC | 16,000 | $1.1M | 0.00% | |
| 95 | —FORTUNE RISE ACQUISITION COR | 99,999 | $1.1M | 0.00% | |
| 96 | BRZEBRAZE INC | 25,000 | $1.1M | 0.00% | Put |
| 97 | AIEVFEUTUNE LIGHT ACQUISITION CO | 100,624 | $1.1M | 0.00% | |
| 98 | —NEW PROVIDENCE ACQSITN CORP | 99,915 | $1.1M | 0.00% | |
| 99 | ETRNUSDEQUITRANS MIDSTREAM CORP | 85,566 | $1.1M | 0.00% | |
| 100 | —DP CAP ACQUISITION CORP I | 96,746 | $1.1M | 0.00% |
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