K2 PRINCIPAL FUND, L.P. Q2 2018 Filing

Filed August 13, 2018

Portfolio Value

$1.3T

Holdings

280

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (280 positions)

#StockSharesValue% PortfolioType
201
FINANCIAL ENGINES INC
20,000$898.0M0.07%
202
BWEURBABCOCK & WILCOX ENTERPRIS I
373,856$890.0M0.07%
203
ALTA MESA RES INC
127,235$866.0M0.07%
204
XOPUSDSPDR SERIES TRUST
20,000$861.0M0.07%Put
205
GSTEURGASTAR EXPL INC NEW
1,529,952$857.0M0.07%
206
SENS1GBPSENSEONICS HLDGS INC
205,654$845.0M0.07%
207
TBCHTURTLE BEACH CORP
40,000$813.0M0.06%
208
FINTECH ACQUISITION CORP II
500,000$801.0M0.06%
209
KAYNE ANDERSON ACQUISITION
658,866$791.0M0.06%
210
NEVSUN RES LTD
225,544$782.0M0.06%Call
211
LBRDKLIBERTY BROADBAND CORP
9,900$750.0M0.06%
212
ALLERGAN PLC
4,500$750.0M0.06%
213
IYTISHARES TR
4,000$745.0M0.06%
214
LBTYBLIBERTY GLOBAL PLC
25,055$667.0M0.05%
215
FEDERAL STR ACQUISITION CORP
64,800$633.0M0.05%
216
ADBEADOBE SYS INC
2,500$610.0M0.05%
217
USOUNITED STATES OIL FUND LP
40,000$602.0M0.05%Put
218
AKG1EURASANKO GOLD INC
549,860$588.0M0.05%Call
219
LILALIBERTY LATIN AMERICA LTD
30,556$584.0M0.05%
220
WMTWALMART INC
6,700$574.0M0.04%
221
WFCWELLS FARGO CO NEW
10,000$554.0M0.04%
222
PLATINUM EAGLE ACQUISITIN CO
52,546$511.0M0.04%
223
MUDRICK CAP ACQUISITION CORP
52,293$504.0M0.04%
224
TPG PACE HLDGS CORP
300,000$495.0M0.04%
225
MATLIN & PARTNERS ACQUISITIO
699,439$475.0M0.04%
226
COTIVITI HLDGS INC
10,500$463.0M0.04%
227
PAASPAN AMERICAN SILVER CORP
25,000$448.0M0.03%Put
228
QSRRESTAURANT BRANDS INTL INC
7,400$446.0M0.03%
229
SOCIAL CAP HEDOSOPHIA HLDGS
246,099$443.0M0.03%
230
SBUXSTARBUCKS CORP
9,000$440.0M0.03%
231
LENLENNAR CORP
8,277$435.0M0.03%
232
PLATINUM EAGLE ACQUISITIN CO
307,900$431.0M0.03%
233
PENSARE ACQUISITION CORP
671,900$430.0M0.03%
234
AVISTA HEALTHCARE PUB ACQ CO
896,960$417.0M0.03%
235
CENTACENTRAL GARDEN & PET CO
10,200$413.0M0.03%
236
AKORN INC
24,600$408.0M0.03%Call
237
OSPREY ENERGY ACQUISITION CO
253,098$405.0M0.03%
238
GORES HLDGS II INC
251,166$402.0M0.03%
239
ATLANTIC ACQUISITION CORP
36,685$369.0M0.03%
240
I AM CAP ACQUISITION CO
31,389$339.0M0.03%
241
LANDCADIA HLDGS INC
407,349$326.0M0.03%
242
GORDON POINTE ACQUISITION CO
32,746$318.0M0.02%
243
HOSTESS BRANDS INC
180,000$306.0M0.02%
244
VIABVIACOM INC NEW
10,000$302.0M0.02%
245
GIGCAPITAL INC
27,236$268.0M0.02%
246
FGL HLDGS
210,500$253.0M0.02%
247
DFB HEALTHCARE ACQUISTION CO
25,000$241.0M0.02%
248
ALTA MESA RES INC
157,166$220.0M0.02%
249
FEDERAL STR ACQUISITION CORP
182,400$219.0M0.02%
250
CONSTELLATION ALPHA CAP CORP
608,100$219.0M0.02%
251
SIMPLY GOOD FOODS CO
50,000$208.0M0.02%
252
MRVLMARVELL TECHNOLOGY GROUP LTD
9,633$207.0M0.02%
253
KGCKINROSS GOLD CORP
50,000$188.0M0.01%Call
254
NEXEO SOLUTIONS INC
297,917$170.0M0.01%
255
MTECH ACQUISITION CORP
247,989$161.0M0.01%
256
GTY TECHNOLOGY HOLDINGS INC
125,753$157.0M0.01%
257
I9DNARBUTUS BIOPHARMA CORP
20,591$150.0M0.01%
258
SABAN CAP ACQUISITION CORP
125,000$150.0M0.01%
259
BIG ROCK PARTNERS ACQUISI CO
301,397$136.0M0.01%
260
HAYMAKER ACQUISITION CORP
151,100$131.0M0.01%
261
BTOB2GOLD CORP
50,403$130.0M0.01%
262
TRINITY MERGER CORP
299,400$120.0M0.01%
263
TIBERIUS ACQUISITION CORP
200,000$112.0M0.01%
264
OPES ACQUISITION CORP
331,100$109.0M0.01%
265
CM SEVEN STAR ACQUISITION CO
249,300$98.0M0.01%
266
DRAPER OAKWOOD TECHNOLOGY
162,100$96.0M0.01%
267
ESTRE AMBIENTAL INC
209,855$89.0M0.01%
268
CM SEVEN STAR ACQUISITION CO
268,354$86.0M0.01%
269
GIGCAPITAL INC
159,200$72.0M0.01%
270
KBL MERGER CORP IV
227,414$66.0M0.01%
271
BIG ROCK PARTNERS ACQUISI CO
101,200$35.0M0.00%
272
HLHECLA MNG CO
10,000$35.0M0.00%Call
273
LEISURE ACQUISITION CORP
40,400$28.0M0.00%
274
JENSYN ACQUISITION CORP
209,455$27.0M0.00%
275
BLACK RIDGE ACQUISITION CORP
75,900$23.0M0.00%
276
LEGACY ACQUISITION CORP
50,000$22.0M0.00%
277
PENSARE ACQUISITION CORP
41,026$20.0M0.00%
278
KBL MERGER CORP IV
59,540$20.0M0.00%
279
UNION ACQUISITION CORP
50,000$18.0M0.00%
280
BARINGTON HILCO ACQUISITION
28,670$5.0M0.00%
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