K2 PRINCIPAL FUND, L.P. Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$828.5M

Holdings

261

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (261 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GOOGLALPHABET INC	39,254	$42.5M	5.13%	Call
2	SMHVANECK VECTORS ETF TR	365,600	$40.3M	4.86%	Put
3	NDQINVESCO QQQ TR	110,000	$20.5M	2.48%	Put
4	QCOMQUALCOMM INC	185,000	$14.1M	1.70%	Put
5	PFPTPROOFPOINT INC	105,800	$12.7M	1.54%	Put
6	—SOCIAL CAP HEDOSOPHIA HLDGS	1,214,818	$12.7M	1.53%
7	FNVFRANCO NEVADA CORP	135,000	$11.5M	1.38%	Call
8	AAPLAPPLE INC	55,000	$10.9M	1.31%	Put
9	—PURE ACQUISITION CORP	928,790	$9.9M	1.20%
10	EBAEBAY INC	247,000	$9.8M	1.18%	Put
11	—FAR PT ACQUISITION CORP	916,597	$9.5M	1.15%
12	—BLACKBERRY LTD	8,010	$9.2M	1.11%
13	—MOSAIC ACQUISITION CORP	895,390	$9.1M	1.10%
14	—AEROJET ROCKETDYNE HLDGS INC	5,000	$8.9M	1.08%
15	IIPRINNOVATIVE INDL PPTYS INC	70,000	$8.6M	1.04%	Put
16	—L3 TECHNOLOGIES INC	35,254	$8.6M	1.04%
17	—TUSCAN HOLDINGS CORP	799,777	$8.5M	1.02%
18	—SPARTAN ENERGY ACQUISITON CO	833,900	$8.4M	1.02%
19	—CF FIN ACQUISITION CORP	800,000	$8.3M	1.00%
20	—GX ACQUISITION CORP	800,000	$8.0M	0.97%
21	VIABVIACOM INC NEW	269,175	$8.0M	0.97%	Put
22	—FINTECH ACQUISITION CORP III	750,000	$8.0M	0.97%
23	RHT1EURRED HAT INC	42,605	$8.0M	0.97%
24	WPMWHEATON PRECIOUS METALS CORP	329,900	$8.0M	0.96%	Put
25	TRCOTRIBUNE MEDIA CO	170,000	$7.9M	0.95%
26	—DFB HEALTHCARE ACQUISTION CO	755,853	$7.8M	0.95%
27	—FINISAR CORP	8,052	$7.8M	0.95%
28	—REPLAY ACQUISITION CORP	783,394	$7.8M	0.95%
29	—SENTINEL ENERGY SVCS INC	753,553	$7.6M	0.92%
30	—TRINE ACQUISITION CORP	718,900	$7.3M	0.88%
31	—INSURANCE ACQUISITION CORP	700,000	$7.2M	0.87%
32	—GANNETT CO INC	7,000	$7.0M	0.85%
33	—CRESCENT ACQUISITION CORP	690,000	$6.9M	0.84%
34	UFSDOMTAR CORP	150,000	$6.7M	0.81%	Put
35	LPXLOUISIANA PAC CORP	250,000	$6.6M	0.79%	Call
36	—CAPITOL INVT CORP IV	637,499	$6.5M	0.79%
37	—GRAF INDL CORP	631,616	$6.3M	0.76%
38	—ZILLOW GROUP INC	5,500	$6.2M	0.75%
39	—SILICON LABORATORIES INC	5,000	$6.2M	0.75%
40	—HAYMAKER ACQUISITION CORP II	600,000	$6.1M	0.74%
41	—WORKDAY INC	4,000	$6.0M	0.72%
42	—COLLIER CREEK HOLDINGS	578,188	$6.0M	0.72%
43	SPLKCHFSPLUNK INC	47,000	$5.9M	0.71%	Call
44	—LANDCADIA HLDGS II INC	583,924	$5.8M	0.70%
45	HEIHEICO CORP NEW	54,925	$5.7M	0.69%
46	APCANADARKO PETE CORP	75,000	$5.3M	0.64%
47	—AMCI ACQUISITION CORP	500,000	$5.1M	0.61%
48	AMDADVANCED MICRO DEVICES INC	165,000	$5.0M	0.60%	Put
49	—DEXCOM INC	3,000	$4.8M	0.58%
50	—MEGALITH FINL ACQUISITION CO	466,492	$4.8M	0.58%
51	—GORES HOLDINGS III INC	455,046	$4.8M	0.58%
52	DISCKUSDDISCOVERY INC	164,938	$4.7M	0.57%
53	—PATTERN ENERGY GROUP INC	4,525	$4.6M	0.55%
54	MDBMONGODB INC	30,000	$4.6M	0.55%	Call
55	CUKCARNIVAL PLC	100,000	$4.5M	0.55%
56	—THUNDER BRIDGE ACQUISITION L	430,311	$4.5M	0.54%
57	—NUVASIVE INC	3,939	$4.5M	0.54%
58	—OPES ACQUISITION CORP	421,777	$4.3M	0.52%
59	—FIRST MAJESTIC SILVER CORP	4,000	$4.3M	0.51%
60	DELLDELL TECHNOLOGIES INC	83,337	$4.2M	0.51%
61	BPYPNBROOKFIELD PROPERTY REIT INC	223,980	$4.2M	0.51%
62	—ARYA SCIENCES ACQUISITION CO	391,875	$4.2M	0.51%
63	—THUNDER BRIDGE ACQUISITION L	2,056,516	$4.2M	0.50%
64	ADSWADVANCED DISP SVCS INC DEL	129,897	$4.1M	0.50%
65	—MODERN MEDIA ACQUISITION	394,381	$4.1M	0.50%
66	IPINTL PAPER CO	95,000	$4.1M	0.50%	Put
67	—GIGCAPITAL2 INC	400,000	$4.0M	0.48%
68	—B RILEY PRINCIPAL MERGER COR	401,900	$4.0M	0.48%
69	MXMAGNACHIP SEMICONDUCTOR CORP	387,214	$4.0M	0.48%	Call
70	—CHASERG TECHNLGY ACQUISITN C	375,000	$3.8M	0.46%
71	XLNXEURXILINX INC	32,000	$3.8M	0.46%	Call
72	—CHARDAN HEALTHCARE ACQUISITI	400,000	$3.7M	0.45%
73	CELGCELGENE CORP	40,000	$3.7M	0.45%
74	—SEACOR HOLDINGS INC	3,695	$3.6M	0.44%
75	USOUNITED STATES OIL FUND LP	300,000	$3.6M	0.44%	Call
76	SPYSPDR S&P 500 ETF TR	12,000	$3.5M	0.42%	Put
77	—GLOBAL BRASS & COPPR HLDGS I	78,929	$3.5M	0.42%
78	WBC1EURWABCO HLDGS INC	26,000	$3.4M	0.42%
79	—CAESARS ENTMT CORP	2,000	$3.4M	0.41%
80	—TPG PACE HLDGS CORP	327,462	$3.4M	0.41%
81	—CYPRESS SEMICONDUCTOR CORP	2,000	$3.4M	0.40%
82	—LEGACY ACQUISITION CORP	313,020	$3.3M	0.39%
83	—ELECTRONICS FOR IMAGING INC	87,972	$3.2M	0.39%
84	—FORUM MERGER II CORP	299,600	$3.2M	0.38%
85	AVAAVISTA CORP	70,000	$3.1M	0.38%
86	—HENNESSY CAP ACQUSTION CORP	298,956	$3.1M	0.37%
87	—TRINITY MERGER CORP	289,499	$3.1M	0.37%
88	—DD3 ACQUISITION CORP	300,000	$3.1M	0.37%
89	—LEISURE ACQUISITION CORP	294,007	$3.1M	0.37%
90	SWCHFSIERRA WIRELESS INC	253,500	$3.1M	0.37%	Put
91	—COLONY STARWOOD HOMES	2,500	$3.1M	0.37%
92	RSGREPUBLIC SVCS INC	35,000	$3.0M	0.37%	Put
93	MGMMGM RESORTS INTERNATIONAL	105,000	$3.0M	0.36%	Call
94	—TWITTER INC	3,000	$2.9M	0.35%
95	DATATABLEAU SOFTWARE INC	17,500	$2.9M	0.35%
96	—PURE ACQUISITION CORP	286,139	$2.9M	0.35%
97	—LF CAP ACQUISITION CORP	277,305	$2.9M	0.35%
98	VSMEURVERSUM MATLS INC	53,003	$2.7M	0.33%
99	—CHURCHILL CAP CORP II	268,300	$2.7M	0.33%
100	ZGZILLOW GROUP INC	58,725	$2.7M	0.32%

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