K2 PRINCIPAL FUND, L.P. Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$1.2T

Holdings

350

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (350 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	—SENIOR CONNECT ACQUISITN COR	225,885	$192.0M	0.02%	Call
302	—ALBERTON ACQUISITION CORP	463,516	$190.0M	0.02%	Call
303	—FALCON CAPITAL ACQUISITN COR	18,865	$189.0M	0.02%
304	—UNION ACQUISITION CORP II	193,000	$176.0M	0.01%	Call
305	—TUSCAN HLDGS CORP II	173,072	$175.0M	0.01%	Call
306	MAQCWMAQUIA CAPITAL ACQUISITION C	315,000	$167.0M	0.01%	Call
307	—MOUNTAIN CREST ACQUSTN CORP	194,839	$166.0M	0.01%	Call
308	—DATA KNIGHTS ACQUISITION COR	335,408	$163.0M	0.01%	Call
309	—CLARIM ACQUISITION CORP	193,018	$160.0M	0.01%	Call
310	RMCOWAMERICAN ACQUISITION OPPT IN	238,000	$157.0M	0.01%	Call
311	—TEKKORP DIGITAL ACQUISITN CO	145,000	$152.0M	0.01%	Call
312	—MDH ACQUISITION CORP	190,427	$133.0M	0.01%	Call
313	—KINDRED BIOSCIENCES INC	14,458	$133.0M	0.01%
314	WTWISDOMTREE INVTS INC	20,000	$124.0M	0.01%	Call
315	—MOUNTAIN CREST ACQSTN CORP I	223,355	$123.0M	0.01%	Call
316	—GLOBAL SPAC PARTNERS CO	220,477	$121.0M	0.01%	Call
317	—FTAC HERA ACQUISITION CORP	91,597	$121.0M	0.01%	Call
318	—CLASS ACCELERATION CORP	150,633	$119.0M	0.01%	Call
319	—SCVX CORP	11,275	$112.0M	0.01%
320	—MODEL PERFORMANCE ACQU CORP	300,000	$107.0M	0.01%	Call
321	—ACE GLOBAL BUSINESS ACQU LTD	210,932	$104.0M	0.01%	Call
322	—REDBALL ACQUISITION CORP	10,000	$101.0M	0.01%
323	—ESM ACQUISITION CORPORATION	100,000	$101.0M	0.01%	Call
324	—HENNESSY CAPITAL INVS CORP V	40,807	$100.0M	0.01%	Call
325	—CHARDAN HEALTHCR ACQSTN 2 CO	149,885	$96.0M	0.01%	Call
326	—LIONHEART ACQUISITION CORP I	100,000	$95.0M	0.01%	Call
327	—POEMA GLOBAL HOLDINGS CORP	117,658	$90.0M	0.01%	Call
328	—AF ACQUISITION CORP	100,000	$88.0M	0.01%	Call
329	—EPIPHANY TECHNOLOGY ACQUISIT	72,559	$81.0M	0.01%	Call
330	—CF ACQUISITION CORP V	76,466	$78.0M	0.01%	Call
331	—QUANTUM FINTECH ACQUISTIN CO	226,093	$75.0M	0.01%	Call
332	—NATURAL ORDER ACQUISITION CO	99,579	$71.0M	0.01%	Call
333	—FTAC PARNASSUS ACQUISITN COR	62,500	$69.0M	0.01%	Call
334	—NORTH ATLANTIC ACQUISITN COR	66,644	$69.0M	0.01%	Call
335	—MODEL PERFORMANCE ACQU CORP	105,506	$53.0M	0.00%	Call
336	—ACKRELL SPAC PARTNERS I CO	85,353	$53.0M	0.00%	Call
337	—GAMING & HOSPITALITY ACQU CO	43,906	$46.0M	0.00%	Call
338	—AUSTERLITZ ACQUISITION CORP	35,227	$44.0M	0.00%	Call
339	—COVA ACQUISITION CORP	44,982	$40.0M	0.00%	Call
340	SENS1GBPSENSEONICS HLDGS INC	10,000	$38.0M	0.00%	Call
341	—PIVOTAL INVESTMENT CORP III	29,132	$35.0M	0.00%	Call
342	—MCAP ACQUISITION CORP	33,333	$35.0M	0.00%	Call
343	—FUSION ACQUISITION CORP II	36,075	$35.0M	0.00%	Call
344	—PROGRESS ACQUISITION CORP	50,187	$35.0M	0.00%	Call
345	—CF ACQUISITION CORP VIII	29,617	$33.0M	0.00%	Call
346	—ARES ACQUISITION CORPORATION	20,232	$25.0M	0.00%	Call
347	PLMKPLUM ACQUISITION CORP I	20,000	$23.0M	0.00%	Call
348	—GORES HOLDINGS VII INC	16,125	$22.0M	0.00%	Call
349	—ROSS ACQUISITION CORP II	16,666	$16.0M	0.00%	Call
350	BRZHRBREEZE HOLDINGS ACQUISITN CO	41,236	$10.0M	0.00%	Call

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