K2 PRINCIPAL FUND, L.P. Q3 2019 Filing
Filed November 15, 2019
Portfolio Value
$924.6B
Holdings
278
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (278 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AMZNAMAZON COM INC | 19,115 | $33.2B | 3.59% | Call |
| 2 | —SOCIAL CAP HEDOSOPHIA HLDGS | 2,001,437 | $21.4B | 2.32% | |
| 3 | FNVFRANCO NEVADA CORP | 187,000 | $17.0B | 1.84% | Call |
| 4 | —FINISAR CORP | 16,065 | $16.0B | 1.73% | |
| 5 | VVISA INC | 92,675 | $15.9B | 1.72% | Call |
| 6 | SMHVANECK VECTORS ETF TR | 115,000 | $13.7B | 1.48% | Put |
| 7 | AMDADVANCED MICRO DEVICES INC | 445,000 | $12.9B | 1.40% | Put |
| 8 | NDQINVESCO QQQ TR | 65,000 | $12.3B | 1.33% | Put |
| 9 | XLNXEURXILINX INC | 125,000 | $12.0B | 1.30% | Call |
| 10 | —MOSAIC ACQUISITION CORP | 1,086,104 | $11.2B | 1.21% | |
| 11 | —TPG PACE HLDGS CORP | 1,075,267 | $11.1B | 1.20% | |
| 12 | —GANNETT CO INC | 10,000 | $10.8B | 1.17% | |
| 13 | TXNTEXAS INSTRS INC | 80,000 | $10.3B | 1.12% | Put |
| 14 | GOOGLALPHABET INC | 8,348 | $10.2B | 1.10% | |
| 15 | —COLONY STARWOOD HOMES | 7,500 | $10.0B | 1.08% | |
| 16 | —AEROJET ROCKETDYNE HLDGS INC | 5,000 | $10.0B | 1.08% | |
| 17 | —PURE ACQUISITION CORP | 928,790 | $10.0B | 1.08% | |
| 18 | —FAR PT ACQUISITION CORP | 916,597 | $9.8B | 1.06% | |
| 19 | —CF FIN ACQUISITION CORP | 895,233 | $9.5B | 1.03% | |
| 20 | —LEGACY ACQUISITION CORP | 856,869 | $8.7B | 0.95% | |
| 21 | HYGISHARES TR | 100,000 | $8.7B | 0.94% | Put |
| 22 | —TUSCAN HOLDINGS CORP | 799,777 | $8.6B | 0.92% | |
| 23 | —SPARTAN ENERGY ACQUISITON CO | 808,900 | $8.4B | 0.91% | |
| 24 | WCNWASTE CONNECTIONS INC | 76,253 | $8.3B | 0.89% | Put |
| 25 | —BLACKBERRY LTD | 8,160 | $8.2B | 0.88% | |
| 26 | —FINTECH ACQUISITION CORP III | 750,000 | $8.0B | 0.87% | |
| 27 | QCOMQUALCOMM INC | 105,000 | $8.0B | 0.87% | |
| 28 | PFPTPROOFPOINT INC | 62,000 | $8.0B | 0.87% | Call |
| 29 | —CYPRESS SEMICONDUCTOR CORP | 4,490 | $7.8B | 0.85% | |
| 30 | —ALDER BIOPHARMACEUTICALS INC | 7,000 | $7.7B | 0.84% | |
| 31 | IGVISHARES TR | 34,500 | $7.3B | 0.79% | Put |
| 32 | —INSURANCE ACQUISITION CORP | 700,000 | $7.3B | 0.79% | |
| 33 | —DFB HEALTHCARE ACQUISTION CO | 711,953 | $7.2B | 0.78% | |
| 34 | PVHPVH CORP | 76,000 | $6.7B | 0.73% | Call |
| 35 | —SILICON LABORATORIES INC | 5,000 | $6.5B | 0.71% | |
| 36 | —GX ACQUISITION CORP | 637,994 | $6.5B | 0.70% | |
| 37 | MDBMONGODB INC | 53,500 | $6.4B | 0.70% | Call |
| 38 | OSBCADNORBORD INC | 200,300 | $6.4B | 0.69% | |
| 39 | —GRAF INDL CORP | 631,716 | $6.3B | 0.69% | |
| 40 | —COLLIER CREEK HOLDINGS | 578,188 | $6.2B | 0.67% | |
| 41 | NVDANVIDIA CORP | 35,000 | $6.1B | 0.66% | Put |
| 42 | WBC1EURWABCO HLDGS INC | 45,386 | $6.1B | 0.66% | |
| 43 | —HAYMAKER ACQUISITION CORP II | 575,000 | $5.9B | 0.64% | |
| 44 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 6,950 | $5.9B | 0.64% | |
| 45 | WYWEYERHAEUSER CO | 210,000 | $5.8B | 0.63% | Call |
| 46 | MCDMCDONALDS CORP | 27,055 | $5.8B | 0.63% | Put |
| 47 | ADSWADVANCED DISP SVCS INC DEL | 177,760 | $5.8B | 0.63% | |
| 48 | —PATTERN ENERGY GROUP INC | 5,525 | $5.8B | 0.63% | |
| 49 | SKYYFIRST TR EXCHANGE TRADED FD | 102,500 | $5.8B | 0.63% | Put |
| 50 | BF/ABROWN FORMAN CORP | 95,009 | $5.7B | 0.61% | |
| 51 | AGGISHARES TR | 50,000 | $5.7B | 0.61% | Put |
| 52 | —GREENLAND ACQUISITIN CORPORA | 524,164 | $5.4B | 0.59% | |
| 53 | —PIVOTAL SOFTWARE INC | 358,125 | $5.3B | 0.58% | Put |
| 54 | —TWITTER INC | 5,000 | $5.3B | 0.57% | |
| 55 | —NEW FRONTIER CORP | 515,934 | $5.2B | 0.57% | |
| 56 | —WORKDAY INC | 4,000 | $5.2B | 0.57% | |
| 57 | —AMCI ACQUISITION CORP | 500,000 | $5.2B | 0.56% | |
| 58 | —SC HEALTH CORP | 500,000 | $5.2B | 0.56% | |
| 59 | MSFTMICROSOFT CORP | 35,800 | $5.0B | 0.54% | Call |
| 60 | CELGCELGENE CORP | 50,000 | $5.0B | 0.54% | |
| 61 | HEIHEICO CORP NEW | 50,525 | $4.9B | 0.53% | |
| 62 | VSMEURVERSUM MATLS INC | 92,393 | $4.9B | 0.53% | |
| 63 | —GORES HOLDINGS III INC | 455,046 | $4.8B | 0.52% | |
| 64 | —TUSCAN HLDGS CORP II | 475,000 | $4.8B | 0.52% | |
| 65 | —DEXCOM INC | 3,000 | $4.8B | 0.52% | |
| 66 | —FIRST MAJESTIC SILVER CORP | 4,000 | $4.7B | 0.51% | |
| 67 | —WRIGHT MED GROUP N V | 4,000 | $4.7B | 0.51% | |
| 68 | —NUVASIVE INC | 3,939 | $4.6B | 0.50% | |
| 69 | CUKCARNIVAL PLC | 110,000 | $4.6B | 0.50% | |
| 70 | —MEGALITH FINL ACQUISITION CO | 441,992 | $4.6B | 0.50% | |
| 71 | BPYPNBROOKFIELD PROPERTY REIT INC | 223,980 | $4.6B | 0.49% | |
| 72 | —TRINE ACQUISITION CORP | 439,400 | $4.5B | 0.49% | |
| 73 | —DD3 ACQUISITION CORP | 442,668 | $4.5B | 0.49% | |
| 74 | WYNNWYNN RESORTS LTD | 40,000 | $4.3B | 0.47% | Call |
| 75 | ZAYOEURZAYO GROUP HLDGS INC | 128,179 | $4.3B | 0.47% | |
| 76 | GWRUSDGENESEE & WYO INC | 39,173 | $4.3B | 0.47% | |
| 77 | —ARYA SCIENCES ACQUISITION CO | 391,875 | $4.3B | 0.46% | |
| 78 | SPLKCHFSPLUNK INC | 35,900 | $4.2B | 0.46% | Call |
| 79 | —ALLERGAN PLC | 25,000 | $4.2B | 0.46% | |
| 80 | IIPRINNOVATIVE INDL PPTYS INC | 45,300 | $4.2B | 0.45% | Put |
| 81 | IPINTL PAPER CO | 100,000 | $4.2B | 0.45% | Put |
| 82 | —GIGCAPITAL2 INC | 400,000 | $4.1B | 0.45% | |
| 83 | —LANDCADIA HLDGS II INC | 405,046 | $4.1B | 0.44% | |
| 84 | TJXTJX COS INC NEW | 73,268 | $4.1B | 0.44% | Call |
| 85 | —PIVOTAL INVT CORP II | 400,000 | $4.1B | 0.44% | |
| 86 | —REPLAY ACQUISITION CORP | 398,605 | $4.1B | 0.44% | |
| 87 | —OAKTREE ACQUISITION CORP | 400,106 | $4.1B | 0.44% | |
| 88 | —NETFIN ACQUISITION CORP | 400,000 | $4.0B | 0.44% | |
| 89 | —CHASERG TECHNLGY ACQUISITN C | 375,000 | $4.0B | 0.43% | |
| 90 | —SUNTRUST BKS INC | 57,838 | $4.0B | 0.43% | |
| 91 | —ZILLOW GROUP INC | 4,000 | $4.0B | 0.43% | |
| 92 | MPVDMOUNTAIN PROV DIAMONDS INC | 3,164,310 | $3.9B | 0.42% | |
| 93 | G2CEVERI HLDGS INC | 462,975 | $3.9B | 0.42% | Call |
| 94 | —CHARDAN HEALTHCARE ACQUISITI | 385,446 | $3.9B | 0.42% | |
| 95 | —B RILEY PRINCIPAL MERGER COR | 382,222 | $3.9B | 0.42% | |
| 96 | —APEX TECHNOLOGY ACQUISITN CO | 371,405 | $3.8B | 0.41% | |
| 97 | ZNGAEURZYNGA INC | 643,800 | $3.7B | 0.41% | Call |
| 98 | CRMSALESFORCE COM INC | 25,000 | $3.7B | 0.40% | Put |
| 99 | DISCKUSDDISCOVERY INC | 148,903 | $3.7B | 0.40% | |
| 100 | —CYPRESS SEMICONDUCTOR CORP | 3,000 | $3.6B | 0.39% |
Page 1 of 3Next