K2 PRINCIPAL FUND, L.P. Q3 2023 Filing
Filed November 13, 2023
Portfolio Value
$477.3B
Holdings
211
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (211 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | EVBG 0.125 12/15/24EVERBRIDGE INC | 700 | $0 | 0.00% | |
| 102 | EVCOWEVEREST CONSOLIDATOR ACQ COR | 201,508 | $0 | 0.00% | |
| 103 | —SEAPORT GLOBAL ACQUISITION I | 401,337 | $0 | 0.00% | |
| 104 | DHID R HORTON INC | 2,500 | $0 | 0.00% | Put |
| 105 | —10X CAP VENTURE ACQSTN CORP | 95,069 | $0 | 0.00% | |
| 106 | PACWUSDPACWEST BANCORP DEL | 73,541 | $0 | 0.00% | |
| 107 | —A SPAC I ACQUISITION CORP | 79,599 | $0 | 0.00% | |
| 108 | UBSUBS GROUP AG | 22,000 | $0 | 0.00% | |
| 109 | BENFWBENEFICIENT | 222,812 | $0 | 0.00% | |
| 110 | TLGYFTLGY ACQUISITION CORPORATION | 64,106 | $0 | 0.00% | |
| 111 | DENEURDENBURY INC | 4,201 | $0 | 0.00% | |
| 112 | SJTSAN JUAN BASIN RTY TR | 10,418 | $0 | 0.00% | |
| 113 | PMTPENNYMAC MTG INVT TR | 10,597 | $0 | 0.00% | |
| 114 | SVACSPRING VALLEY ACQUISTN CORP | 260,841 | $0 | 0.00% | |
| 115 | FCXFREEPORT-MCMORAN INC | 20,000 | $0 | 0.00% | Put |
| 116 | —CHAVANT CAPITAL ACQUISITN CO | 247,510 | $0 | 0.00% | |
| 117 | —ARISZ ACQUISITION CORP | 399,223 | $0 | 0.00% | |
| 118 | —LF CAPITAL ACQUISITION CORP | 32,679 | $0 | 0.00% | |
| 119 | TACTRANSALTA CORP | 100,000 | $0 | 0.00% | Call |
| 120 | —EMBRACE CHANGE ACQUISITN COR | 37,633 | $0 | 0.00% | |
| 121 | OAKUWOAK WOODS ACQUISITION CORP | 501,190 | $0 | 0.00% | |
| 122 | —INFLECTION PT ACQUISITN CRP | 46,165 | $0 | 0.00% | |
| 123 | CCIXCHURCHILL CAPITAL CORP VII | 167,292 | $0 | 0.00% | |
| 124 | RWODWREDWOODS ACQUISITION CORP | 35,335 | $0 | 0.00% | |
| 125 | —SCREAMING EAGLE ACQUISITN CO | 11,540 | $0 | 0.00% | |
| 126 | SCLXUSDSCILEX HOLDING CO | 97,400 | $0 | 0.00% | Put |
| 127 | ESHAESH ACQUISITION CORP | 13,657 | $0 | 0.00% | |
| 128 | ISRLFISRAEL ACQUISITIONS CORP | 137,664 | $0 | 0.00% | |
| 129 | EVCOEVEREST CONSOLIDATOR ACQ COR | 48,647 | $0 | 0.00% | |
| 130 | BCT1EURBRIACELL THERAPEUTICS CORP | 24,969 | $0 | 0.00% | |
| 131 | XRPNARMADA ACQUISITION CORP I | 84,670 | $0 | 0.00% | |
| 132 | —GARDINER HEALTHCARE ACQTS CO | 86,729 | $0 | 0.00% | |
| 133 | —FORTUNE RISE ACQUISITION COR | 32,707 | $0 | 0.00% | |
| 134 | —VIVEON HEALTH ACQUISITION CO | 516,666 | $0 | 0.00% | |
| 135 | GLLIWGLOBALINK INVT INC | 320,000 | $0 | 0.00% | |
| 136 | —ESGEN ACQUISITION CORP | 115,685 | $0 | 0.00% | |
| 137 | —CF ACQUISITION CORP VIII | 137,696 | $0 | 0.00% | |
| 138 | FRPTFRESHPET INC | 4,000 | $0 | 0.00% | Call |
| 139 | —FORTUNE RISE ACQUISITION COR | 100,000 | $0 | 0.00% | |
| 140 | —SPORTSMAP TECH ACQUISITIN CO | 220,900 | $0 | 0.00% | |
| 141 | PLMKPLUM ACQUISITION CORP I | 16,971 | $0 | 0.00% | |
| 142 | —BELLEVUE LIFE SCNCS AQSTN CO | 199,583 | $0 | 0.00% | |
| 143 | —TORTOISEECOFIN ACQUISITION C | 445,943 | $0 | 0.00% | |
| 144 | AOGOWAROGO CAPITAL ACQUISITION CO | 32,052 | $0 | 0.00% | |
| 145 | KERNWAKERNA CORP | 46,377 | $0 | 0.00% | |
| 146 | UHALU HAUL HOLDING COMPANY | 8,580 | $0 | 0.00% | |
| 147 | —ROSE HILL ACQUISITION CORP | 80,000 | $0 | 0.00% | |
| 148 | PAIIPYROPHYTE ACQUISITION CORP | 35,695 | $0 | 0.00% | |
| 149 | —NABORS ENERGY TRANSITION COR | 184,796 | $0 | 0.00% | |
| 150 | —BEARD ENERGY TRANSITION ACQ | 230,500 | $0 | 0.00% | |
| 151 | RCLROYAL CARIBBEAN GROUP | 10,000 | $0 | 0.00% | Put |
| 152 | ENVXENOVIX CORPORATION | 15,343 | $0 | 0.00% | |
| 153 | —POWER DIGITAL INFRASTRUCTU | 47,411 | $0 | 0.00% | |
| 154 | —PROSOMNUS INC | 84,531 | $0 | 0.00% | |
| 155 | —KEEN VISION ACQUISITION CORP | 156,183 | $0 | 0.00% | |
| 156 | FORLWFOUR LEAF ACQUISITION CORP | 223,717 | $0 | 0.00% | |
| 157 | FLDFTAC EMERALD ACQUISITION COR | 18,632 | $0 | 0.00% | |
| 158 | GFRGREENFIRE RES LTD NEW | 45,666 | $0 | 0.00% | |
| 159 | —BLACK MOUNTAIN ACQ CORP | 104,170 | $0 | 0.00% | |
| 160 | IMAQWINTERNATIONAL MEDIA ACQUISIT | 98,456 | $0 | 0.00% | |
| 161 | SPWRCOMPLETE SOLARIA INC | 20,099 | $0 | 0.00% | |
| 162 | WW6WW INTL INC | 20,000 | $0 | 0.00% | |
| 163 | —BANNIX ACQUISITION CORP | 228,497 | $0 | 0.00% | |
| 164 | —ACCRETION ACQUISITION CORP | 350,117 | $0 | 0.00% | |
| 165 | 0C3ENDEAVOR GROUP HLDGS INC | 50,000 | $0 | 0.00% | |
| 166 | NUAIROTH CH ACQUISITION V CO | 214,257 | $0 | 0.00% | |
| 167 | —DATA KNIGHTS ACQUISITION COR | 234,708 | $0 | 0.00% | |
| 168 | —ACCRETION ACQUISITION CORP | 330,838 | $0 | 0.00% | |
| 169 | —NOCO NOCO INC | 234,433 | $0 | 0.00% | |
| 170 | CCLCARNIVAL CORP | 75,000 | $0 | 0.00% | Put |
| 171 | GRNDGRINDR INC | 23,015 | $0 | 0.00% | |
| 172 | RWTREDWOOD TRUST INC | 47,514 | $0 | 0.00% | Put |
| 173 | —ENPHYS ACQUISITION CORP | 56,345 | $0 | 0.00% | |
| 174 | RGLDROYAL GOLD INC | 7,500 | $0 | 0.00% | Put |
| 175 | —FINTECH ECOSYSTEM DEVE | 275,000 | $0 | 0.00% | |
| 176 | SMTCSEMTECH CORP | 16,400 | $0 | 0.00% | |
| 177 | TLGYFTLGY ACQUISITION CORPORATION | 360,890 | $0 | 0.00% | |
| 178 | KGCKINROSS GOLD CORP | 200,000 | $0 | 0.00% | Call |
| 179 | PAIIPYROPHYTE ACQUISITION CORP | 14,961 | $0 | 0.00% | |
| 180 | FVICHFFORTUNA SILVER MINES INC | 81,663 | $0 | 0.00% | Call |
| 181 | —MONTEREY CAP ACQUISITION COR | 149,396 | $0 | 0.00% | |
| 182 | WINVRWINVEST ACQUISITION CORP | 370,704 | $0 | 0.00% | |
| 183 | —TRISTAR ACQUISITION I CORP | 184,138 | $0 | 0.00% | |
| 184 | HUBCHUB CYBER SECURITY LTD | 404,542 | $0 | 0.00% | |
| 185 | —ARES ACQUISITION CORPORATION | 526,359 | $0 | 0.00% | |
| 186 | —ALPHAVEST ACQUISITION CORP | 118,094 | $0 | 0.00% | |
| 187 | VGASVERDE CLEAN FUELS INC | 78,810 | $0 | 0.00% | |
| 188 | HUBCHUB CYBER SECURITY LTD | 2,153,811 | $0 | 0.00% | |
| 189 | ESHARESH ACQUISITION CORP | 92,727 | $0 | 0.00% | |
| 190 | KIMKIMCO RLTY CORP | 15,123 | $0 | 0.00% | |
| 191 | WINVWWINVEST ACQUISITION CORP | 569,464 | $0 | 0.00% | |
| 192 | —MOUNTAIN CO I ACQUISITN CO | 17,777 | $0 | 0.00% | |
| 193 | TOLTOLL BROTHERS INC | 23,000 | $0 | 0.00% | Put |
| 194 | —ALTITUDE ACQUISITION CORP | 30,141 | $0 | 0.00% | |
| 195 | DTIDRILLING TOOLS INTL CORP | 25,950 | $0 | 0.00% | |
| 196 | PMCBPHARMACYTE BIOTECH INC | 258,481 | $0 | 0.00% | |
| 197 | USX1UNITED STATES STL CORP NEW | 20,000 | $0 | 0.00% | Call |
| 198 | —INFLECTION PT ACQUISITN CRP | 13,760 | $0 | 0.00% | |
| 199 | —GLOBAL SYSTEMS DYNAMICS INC | 595,571 | $0 | 0.00% | |
| 200 | FNVFRANCO NEV CORP | 5,000 | $0 | 0.00% | Put |