K2 PRINCIPAL FUND, L.P. Q3 2024 Filing
Filed November 15, 2024
Portfolio Value
$694.7B
Holdings
248
Report Date
Q3 2024
Filing Type
13F-HR
All Holdings (248 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GQ9SPDR GOLD TR | 116,300 | $28K | 0.00% | Put |
| 2 | OPEN 0.25 08/15/26OPENDOOR TECHNOL | 19,429 | $16K | 0.00% | |
| 3 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 15,300 | $15K | 0.00% | |
| 4 | DBX 0 03/01/26DROPBOX INC | 15,859 | $15K | 0.00% | |
| 5 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 16,079 | $14K | 0.00% | |
| 6 | NTNX 0.25 10/01/27NUTANIX INC | 12,000 | $14K | 0.00% | |
| 7 | MSTR 0 02/15/27MICROSTRATEGY INC | 10,200 | $13K | 0.00% | |
| 8 | IAU*ISHARES GOLD TR | 250,000 | $12K | 0.00% | |
| 9 | —SPHERE ENTM T CO | 8,500 | $12K | 0.00% | |
| 10 | —KAR AUCTION | 12,487 | $12K | 0.00% | |
| 11 | VETCN 5.625 03/15/25 144aVERMILION ENERGY TRUST | 11,559 | $11K | 0.00% | |
| 12 | ACACN 4 07/01/25AIR CANADA | 11,303 | $11K | 0.00% | |
| 13 | ENV 0.75 08/15/25ENVESTNET INC | 12,000 | $11K | 0.00% | |
| 14 | MARA 1 12/01/26MARA HOLDINGS INC | 13,250 | $11K | 0.00% | |
| 15 | TRIP 0.25 04/01/26TRIPADVISOR INC | 11,500 | $10K | 0.00% | |
| 16 | VACHVOYAGER ACQUISITION CORP | 1,042,400 | $10K | 0.00% | |
| 17 | SPCE 2.5 02/01/27VIRGIN GALACTIC | 28,500 | $9K | 0.00% | |
| 18 | 5E7ITEOS THERAPEUTICS INC | 938,651 | $9K | 0.00% | Call |
| 19 | JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP | 10,000 | $9K | 0.00% | |
| 20 | TREE 0.5 07/15/25LENDINGTREE INC | 10,225 | $9K | 0.00% | |
| 21 | RPD 0.25 03/15/27RAPID7 INC | 10,000 | $9K | 0.00% | |
| 22 | IIPR 5.5 05/25/26 *IIP OP PRTNRSHP | 9,082 | $8K | 0.00% | |
| 23 | IBITISHARES BITCOIN TRUST ETF | 240,001 | $8K | 0.00% | |
| 24 | —WESTERN DIGITAL | 6,000 | $8K | 0.00% | |
| 25 | NICEIT 0 09/15/25NICE LTD | 9,321 | $8K | 0.00% | |
| 26 | AGCN 0.375 01/15/27FIRST MAJESTIC SILVER CORP | 9,500 | $8K | 0.00% | |
| 27 | UPST 0.25 08/15/26UPSTART HLDGS INC | 10,000 | $8K | 0.00% | |
| 28 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 7,000 | $7K | 0.00% | |
| 29 | —HCM II ACQUISITION CORP | 774,788 | $7K | 0.00% | |
| 30 | MARAMARATHON DIGITAL | 7,000 | $7K | 0.00% | |
| 31 | WT 3.25 06/15/26WISDOMTREE INC | 7,344 | $7K | 0.00% | |
| 32 | BBBLACKBERRY LTD | 7,000 | $7K | 0.00% | |
| 33 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $7K | 0.00% | |
| 34 | VCICVINE HILL CAP INVT CORP. | 725,000 | $7K | 0.00% | |
| 35 | SABHLD 4 04/15/25SABRE GLBL INC | 6,309 | $6K | 0.00% | |
| 36 | SNAP 0.25 05/01/25SNAP INC | 7,100 | $6K | 0.00% | |
| 37 | CORZ 3 09/01/29CORE SCIENTIFIC | 5,000 | $6K | 0.00% | |
| 38 | WTWISDOMTREE INC | 6,000 | $6K | 0.00% | |
| 39 | LITE 1.5 12/15/29LUMENTUM HLDGS INC | 6,000 | $6K | 0.00% | |
| 40 | PRFT 0.125 11/15/26PERFICIENT INC | 7,000 | $6K | 0.00% | |
| 41 | KREFKKR REAL ESTATE FIN TR INC | 500,000 | $6K | 0.00% | Call |
| 42 | BL 0 03/15/26BLACKLINE INC | 6,000 | $5K | 0.00% | |
| 43 | PMTPENNYMAC MTG INVT TR | 409,610 | $5K | 0.00% | |
| 44 | GRPN 1.125 03/15/26GROUPON INC | 6,500 | $5K | 0.00% | |
| 45 | POLEANDRETTI ACQUISITION CORP II | 540,373 | $5K | 0.00% | |
| 46 | AMC 6 04/30/30 144AMUVICO LLC | 5,000 | $5K | 0.00% | |
| 47 | TLNTALEN ENERGY CORP | 29,289 | $5K | 0.00% | |
| 48 | PETQ 4 06/01/26PETIQ INC | 4,522 | $5K | 0.00% | |
| 49 | SAVE 1 05/15/26SPIRIT AIRLS INC | 19,393 | $5K | 0.00% | |
| 50 | FCXFREEPORT-MCMORAN INC | 102,500 | $5K | 0.00% | Call |
| 51 | HESHESS CORP | 33,523 | $4K | 0.00% | |
| 52 | NDQINVESCO QQQ TR | 10,000 | $4K | 0.00% | Put |
| 53 | GPRO 1.25 11/15/25GOPRO INC | 5,000 | $4K | 0.00% | |
| 54 | GOOGALPHABET INC | 25,000 | $4K | 0.00% | |
| 55 | AMZNAMAZON COM INC | 22,119 | $4K | 0.00% | |
| 56 | ACIALBERTSONS COS INC | 270,501 | $4K | 0.00% | |
| 57 | FTWEQV VENTURES ACQUISITION COR | 436,387 | $4K | 0.00% | |
| 58 | TTGT 0 12/15/26TECHTARGET INC | 5,000 | $4K | 0.00% | |
| 59 | —MICHAEL KORS USA | 5,000 | $4K | 0.00% | |
| 60 | INSPINSPIRE MED SYS INC | 22,000 | $4K | 0.00% | Call |
| 61 | PARPAR TECHNOLOGY CORP | 82,702 | $4K | 0.00% | |
| 62 | LARCN 1.75 01/15/27LITHIUM AMERICAS ARGENTINA C | 5,095 | $3K | 0.00% | |
| 63 | BIIIBLACK SPADE ACQUISITION II C | 390,546 | $3K | 0.00% | |
| 64 | SLVISHARES SILVER TR | 145,000 | $3K | 0.00% | Call |
| 65 | UPWK 0.25 08/15/26UPWORK INC | 4,000 | $3K | 0.00% | |
| 66 | HCPHASHICORP INC | 117,951 | $3K | 0.00% | |
| 67 | AEMAGNICO EAGLE MINES LTD | 43,900 | $3K | 0.00% | Call |
| 68 | VOOVANGUARD INDEX FDS | 6,500 | $3K | 0.00% | Put |
| 69 | CLFCLEVELAND-CLIFFS INC NEW | 330,000 | $3K | 0.00% | Call |
| 70 | VFCV F CORP | 180,000 | $3K | 0.00% | |
| 71 | CORZWCORE SCIENTIFIC INC NEW | 452,753 | $3K | 0.00% | |
| 72 | NLOPNET LEASE OFFICE PROPERTIES | 145,487 | $3K | 0.00% | Call |
| 73 | SWN1EURSOUTHWESTERN ENERGY CO | 377,753 | $2K | 0.00% | |
| 74 | LTRPA 0.5 06/30/51LIB TRIP ADV HOL | 2,250 | $2K | 0.00% | |
| 75 | MODVQMODIVCARE INC | 158,820 | $2K | 0.00% | |
| 76 | —CF ACQUISITION CORP VII | 259,800 | $2K | 0.00% | |
| 77 | SPRYARS PHARMACEUTICALS INC | 225,800 | $2K | 0.00% | Call |
| 78 | GATOGATOS SILVER INC | 135,060 | $2K | 0.00% | |
| 79 | SOCSABLE OFFSHORE CORP | 123,331 | $2K | 0.00% | Call |
| 80 | XLESELECT SECTOR SPDR TR | 25,000 | $2K | 0.00% | Call |
| 81 | BTUPEABODY ENERGY CORP | 101,600 | $2K | 0.00% | Call |
| 82 | LITE 0.5 06/15/28LUMENTUM HLDGS INC | 3,000 | $2K | 0.00% | |
| 83 | GMED 0.375 03/15/25NUVASIVE INC | 2,396 | $2K | 0.00% | |
| 84 | NVDANVIDIA CORPORATION | 20,000 | $2K | 0.00% | Put |
| 85 | INTCINTEL CORP | 135,000 | $2K | 0.00% | Call |
| 86 | INFN 3.75 08/01/28INFINERA CORP | 2,500 | $2K | 0.00% | |
| 87 | TFIITFI INTL INC | 19,812 | $2K | 0.00% | |
| 88 | ONON SEMICONDUCTOR CORP | 16,973 | $1K | 0.00% | |
| 89 | BBUBROOKFIELD BUSINESS PARTNERS | 49,505 | $1K | 0.00% | |
| 90 | CNRCANADIAN NATL RY CO | 15,000 | $1K | 0.00% | Call |
| 91 | SRGSERITAGE GROWTH PPTYS | 325,600 | $1K | 0.00% | Call |
| 92 | CTLTEURCATALENT INC | 21,607 | $1K | 0.00% | |
| 93 | UBERUBER TECHNOLOGIES INC | 24,988 | $1K | 0.00% | |
| 94 | USX1UNITED STATES STL CORP NEW | 52,500 | $1K | 0.00% | Call |
| 95 | —COLOMBIER ACQUISITION CORP I | 136,518 | $1K | 0.00% | |
| 96 | —PLUM ACQUISITION CORP III | 110,000 | $1K | 0.00% | |
| 97 | AVGOBROADCOM INC | 8,131 | $1K | 0.00% | |
| 98 | PRCH 6.75 10/01/28PORCH GROUP INC | 3,500 | $1K | 0.00% | |
| 99 | STLDSTEEL DYNAMICS INC | 13,400 | $1K | 0.00% | Call |
| 100 | EROERO COPPER CORP | 50,000 | $1K | 0.00% | Put |
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