K2 PRINCIPAL FUND, L.P. Q4 2019 Filing

Filed February 13, 2020

Portfolio Value

$1.2T

Holdings

274

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (274 positions)

#StockSharesValue% PortfolioType
201
LEGACY ACQUISITION CORP
75,069$771.0M0.07%
202
FORUM MERGER II CORP
75,000$766.0M0.07%
203
IIPRINNOVATIVE INDL PPTYS INC
10,000$759.0M0.07%Put
204
LM03LIBERTY MEDIA CORP DELAWARE
15,600$754.0M0.07%
205
PVG1EURPRETIUM RES INC
67,600$752.0M0.07%Put
206
AVX CORP NEW
34,240$701.0M0.06%
207
BATRKUSDLIBERTY MEDIA CORP DELAWARE
23,308$689.0M0.06%
208
THUNDER BRDG ACQUISTION II L
58,201$608.0M0.05%
209
TCBITEXAS CAPITAL BANCSHARES INC
10,000$568.0M0.05%
210
B RILEY PRINCIPAL MERGER COR
682,133$559.0M0.05%
211
SPARTAN ENERGY ACQUISITON CO
55,000$559.0M0.05%
212
BHPBHP GROUP LTD
10,000$547.0M0.05%Put
213
CBPXEURCONTINENTAL BLDG PRODS INC
15,000$546.0M0.05%
214
HCCWARRIOR MET COAL INC
25,000$528.0M0.05%Call
215
FAR PT ACQUISITION CORP
409,634$528.0M0.05%
216
EDTECHX HLDGS ACQUISITION CO
51,200$526.0M0.05%
217
RSGREPUBLIC SVCS INC
5,500$493.0M0.04%Put
218
SIRIUS INTERNATIONAL INSURAN
53,813$470.0M0.04%
219
ORGOORGANOGENESIS HLDGS INC
89,191$429.0M0.04%
220
CENTRAL EUROPEAN MEDIA ENTRP
94,080$426.0M0.04%
221
TUSCAN HOLDINGS CORP
839,778$420.0M0.04%
222
CARE COM INC
27,951$420.0M0.04%
223
COLLIER CREEK HOLDINGS
38,799$399.0M0.03%
224
VIRGIN GALACTIC HOLDINGS INC
117,592$394.0M0.03%
225
HL ACQUISITIONS CORP
36,987$382.0M0.03%
226
THUNDER BRDG ACQUISTION II L
422,000$380.0M0.03%
227
KNXKNIGHT SWIFT TRANSN HLDGS IN
10,000$358.0M0.03%
228
CHASERG TECHNLGY ACQUISITN C
162,500$358.0M0.03%
229
ALBERTON ACQUISITION CORP
34,244$354.0M0.03%
230
PACBPACIFIC BIOSCIENCES CALIF IN
65,300$336.0M0.03%Call
231
IMMUNOVANT INC
166,200$332.0M0.03%
232
LPTUSDLIBERTY PPTY TR
5,493$330.0M0.03%
233
GS ACQUISITION HLDGS CORP
142,686$329.0M0.03%
234
TRIDENT ACQUISITIONS CORP
27,215$287.0M0.02%
235
TIBERIUS ACQUISITION CORP
230,707$263.0M0.02%
236
JEGBPJUST ENERGY GROUP INC
142,600$240.0M0.02%Put
237
GORES HOLDINGS III INC
151,682$235.0M0.02%
238
PHGEBIOMX INC
472,211$227.0M0.02%
239
XPERI CORP
11,375$210.0M0.02%
240
LILALIBERTY LATIN AMERICA LTD
10,087$195.0M0.02%
241
ALLEGRO MERGER CORP
17,996$184.0M0.02%
242
GS ACQUISITION HLDGS CORP
16,434$181.0M0.02%
243
PHGEBIOMX INC
16,608$161.0M0.01%
244
VALEVALE S A
12,000$158.0M0.01%Put
245
THTARGET HOSPITALITY CORP
298,220$155.0M0.01%
246
BMY-RBRISTOL MYERS SQUIBB CO
50,300$151.0M0.01%
247
MEGALITH FINL ACQUISITION CO
441,992$141.0M0.01%
248
RUBIEURRUBICON PROJ INC
17,163$140.0M0.01%
249
8I ENTERPRISES ACQUISITIN CO
364,000$139.0M0.01%
250
BGCPEURBGC PARTNERS INC
22,201$132.0M0.01%
251
ALBERTON ACQUISITION CORP
570,019$125.0M0.01%
252
GIGCAPITAL2 INC
400,000$124.0M0.01%
253
DD3 ACQUISITION CORP
255,800$115.0M0.01%
254
TUSCAN HLDGS CORP II
288,327$115.0M0.01%
255
BIG ROCK PARTNERS ACQUISI CO
421,503$105.0M0.01%
256
RANPAK HLDGS CORP
90,492$103.0M0.01%
257
LEO HOLDINGS CORP
150,245$100.0M0.01%
258
NETFIN ACQUISITION CORP
307,000$92.0M0.01%
259
SPARTAN ENERGY ACQUISITON CO
150,000$83.0M0.01%
260
ROSEHILL RES INC
864,548$80.0M0.01%
261
EDTECHX HLDGS ACQUISITION CO
168,753$61.0M0.01%
262
LONGEVITY ACQUISITION CORP
657,746$59.0M0.01%
263
8I ENTERPRISES ACQUISITIN CO
140,493$49.0M0.00%
264
HENNESSY CAP ACQUSTION CORP
50,000$40.0M0.00%
265
LEISURE ACQUISITION CORP
35,400$37.0M0.00%
266
AMCI ACQUISITION CORP
82,510$26.0M0.00%
267
GREENLAND TECHNOLOGS HLDG CO
10,000$25.0M0.00%
268
FORUM MERGER II CORP
39,400$18.0M0.00%
269
BIG ROCK PARTNERS ACQUISI CO
101,200$16.0M0.00%
270
WEALTHBRIDGE ACQUISITION LTD
44,774$15.0M0.00%
271
ALBERTON ACQUISITION CORP
234,800$14.0M0.00%
272
GRAF INDL CORP
31,968$14.0M0.00%
273
DIAMONDPEAK HLDGS COR
15,233$12.0M0.00%
274
TRIDENT ACQUISITIONS CORP
36,510$4.0M0.00%
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