K2 PRINCIPAL FUND, L.P. Q4 2022 Filing
Filed February 10, 2023
Portfolio Value
$658.1B
Holdings
222
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (222 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —NORTHERN STAR INVEST CORP IV | 41,938 | $977K | 0.00% | |
| 2 | —JUPITER ACQUISITION CORP | 113,474 | $624K | 0.00% | |
| 3 | REMGEMERGING MARKETS HORIZON COR | 109,640 | $548K | 0.00% | |
| 4 | —MCLAREN TECHNOLOGY ACQ CORP | 105,000 | $525K | 0.00% | |
| 5 | TLTISHARES TR | 795,600 | $79K | 0.00% | Call |
| 6 | BNSBANK NOVA SCOTIA HALIFAX | 790,754 | $45K | 0.00% | Call |
| 7 | —CI FINL CORP | 2,223,012 | $27K | 0.00% | Call |
| 8 | SJTSAN JUAN BASIN RTY TR | 2,438,809 | $27K | 0.00% | Put |
| 9 | HTZHERTZ GLOBAL HLDGS INC | 1,699,481 | $25K | 0.00% | Call |
| 10 | SPRYARS PHARMACEUTICALS INC | 2,872,148 | $24K | 0.00% | |
| 11 | 07WAMR COOPER GROUP INC | 507,339 | $20K | 0.00% | |
| 12 | FCXFREEPORT-MCMORAN INC | 432,200 | $16K | 0.00% | Put |
| 13 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 8,692 | $14K | 0.00% | |
| 14 | DBX 0 03/01/26DROPBOX INC | 14,859 | $13K | 0.00% | |
| 15 | —WISDOMTREE INC | 12,250 | $12K | 0.00% | |
| 16 | SPLK 0.5 09/15/23SPLUNK INC | 13,057 | $12K | 0.00% | |
| 17 | IAU*ISHARES GOLD TR | 300,000 | $10K | 0.00% | Call |
| 18 | NTNX 0.25 10/01/27NUTANIX INC | 13,000 | $10K | 0.00% | |
| 19 | MNSTMONSTER BEVERAGE CORP NEW | 108,327 | $10K | 0.00% | |
| 20 | DASHDOORDASH INC | 235,200 | $10K | 0.00% | Put |
| 21 | SRGSERITAGE GROWTH PPTYS | 833,624 | $9K | 0.00% | Call |
| 22 | UHAL/BU HAUL HOLDING COMPANY | 176,882 | $9K | 0.00% | |
| 23 | SPOT 0 03/15/26SPOTIFY USA INC | 12,000 | $9K | 0.00% | |
| 24 | HYGISHARES TR | 110,000 | $8K | 0.00% | Put |
| 25 | DYHTARGET CORP | 56,000 | $7K | 0.00% | Put |
| 26 | ONEM 3 06/15/251LIFE HEALTHCARE INC | 8,150 | $7K | 0.00% | |
| 27 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 8,375 | $7K | 0.00% | |
| 28 | SJR/BEURSHAW COMMUNICATIONS INC | 244,800 | $7K | 0.00% | |
| 29 | TWOTWO HBRS INVT CORP | 439,460 | $6K | 0.00% | |
| 30 | RBAGBPRITCHIE BROS AUCTIONEERS | 110,000 | $6K | 0.00% | Call |
| 31 | PD 1.25 07/01/25PAGERDUTY INC | 6,000 | $6K | 0.00% | |
| 32 | TRIP 0.25 04/01/26TRIPADVISOR INC | 8,500 | $6K | 0.00% | |
| 33 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $6K | 0.00% | |
| 34 | S76STORE CAP CORP | 157,800 | $5K | 0.00% | |
| 35 | RVLVREVOLVE GROUP INC | 245,990 | $5K | 0.00% | Call |
| 36 | SSRMCN 2.5 04/01/39SSR MNG INC | 5,000 | $5K | 0.00% | |
| 37 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 6,300 | $5K | 0.00% | |
| 38 | IEIISHARES TR | 50,000 | $5K | 0.00% | Put |
| 39 | USX1UNITED STATES STL CORP NEW | 195,000 | $4K | 0.00% | Put |
| 40 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4K | 0.00% | |
| 41 | PTONPELOTON INTERACTIVE INC | 606,800 | $4K | 0.00% | Put |
| 42 | SWCHFSIERRA WIRELESS INC | 164,395 | $4K | 0.00% | |
| 43 | YRIYAMANA GOLD INC | 673,830 | $3K | 0.00% | |
| 44 | UBER 0 12/15/25UBER TECHNOLOGIES INC | 4,000 | $3K | 0.00% | |
| 45 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 5,000 | $3K | 0.00% | |
| 46 | FT2FIRST HORIZON CORPORATION | 127,421 | $3K | 0.00% | |
| 47 | NBRNABORS INDUSTRIES LTD | 20,000 | $3K | 0.00% | Put |
| 48 | SAVE 1 05/15/26SPIRIT AIRLS INC | 4,798 | $3K | 0.00% | |
| 49 | WWAYFAIR INC | 119,000 | $3K | 0.00% | Call |
| 50 | RWTREDWOOD TR INC | 538,220 | $3K | 0.00% | |
| 51 | CCIXCHURCHILL CAPITAL CORP VI | 333,202 | $3K | 0.00% | |
| 52 | INSPINSPIRE MED SYS INC | 14,956 | $3K | 0.00% | |
| 53 | CCIXCHURCHILL CAPITAL CORP VII | 360,218 | $3K | 0.00% | |
| 54 | FNVFRANCO NEV CORP | 25,000 | $3K | 0.00% | Call |
| 55 | MTARCELORMITTAL SA LUXEMBOURG | 160,000 | $3K | 0.00% | Put |
| 56 | COINCOINBASE GLOBAL INC | 58,000 | $2K | 0.00% | Call |
| 57 | —PIVOTAL INVESTMENT CORP III | 249,450 | $2K | 0.00% | |
| 58 | BKLNINVESCO EXCH TRADED FD TR II | 100,000 | $2K | 0.00% | Put |
| 59 | TXNMPNM RES INC | 60,186 | $2K | 0.00% | |
| 60 | NVROEURNEVRO CORP | 65,300 | $2K | 0.00% | Put |
| 61 | PMCBPHARMACYTE BIOTECH INC | 732,105 | $2K | 0.00% | |
| 62 | ABEVAMBEV SA | 937,836 | $2K | 0.00% | |
| 63 | MPCMARATHON PETE CORP | 22,500 | $2K | 0.00% | Call |
| 64 | RIVNRIVIAN AUTOMOTIVE INC | 132,000 | $2K | 0.00% | Call |
| 65 | SJIEURSOUTH JERSEY INDS INC | 81,207 | $2K | 0.00% | |
| 66 | —MASON INDUSTRIAL TECHNOLGY I | 259,220 | $2K | 0.00% | |
| 67 | SAVESPIRIT AIRLS INC | 104,665 | $2K | 0.00% | |
| 68 | AGFIRST MAJESTIC SILVER CORP | 255,000 | $2K | 0.00% | Call |
| 69 | VMWEURVMWARE INC | 17,348 | $2K | 0.00% | |
| 70 | CLFCLEVELAND-CLIFFS INC NEW | 160,000 | $1K | 0.00% | Put |
| 71 | DKNGDRAFTKINGS INC NEW | 90,000 | $1K | 0.00% | Call |
| 72 | SLDBSOLID BIOSCIENCES INC | 342,271 | $1K | 0.00% | |
| 73 | AAALCOA CORP | 54,859 | $1K | 0.00% | Put |
| 74 | SPMEURAMERICAS GOLD AND SILVER COR | 1,776,500 | $1K | 0.00% | |
| 75 | AFRMAFFIRM HLDGS INC | 113,100 | $1K | 0.00% | Call |
| 76 | MLAIMCLAREN TECHNOLOGY ACQ CORP | 123,998 | $1K | 0.00% | |
| 77 | —ALPHAVEST ACQUISITION CORP | 125,000 | $1K | 0.00% | |
| 78 | LYFTLYFT INC | 2,000 | $1K | 0.00% | |
| 79 | MAXREURMAXAR TECHNOLOGIES INC | 35,574 | $1K | 0.00% | Call |
| 80 | FRPTFRESHPET INC | 27,000 | $1K | 0.00% | Put |
| 81 | CMCANADIAN IMPERIAL BK COMM TO | 21,600 | $1K | 0.00% | Call |
| 82 | —NORTHERN STAR INVEST CORP II | 179,257 | $1K | 0.00% | |
| 83 | BGCPEURBGC PARTNERS INC | 317,145 | $1K | 0.00% | |
| 84 | JETSETF SER SOLUTIONS | 90,000 | $1K | 0.00% | |
| 85 | GL40INDUS REALTY TRUST INC | 30,963 | $1K | 0.00% | |
| 86 | KGCKINROSS GOLD CORP | 350,000 | $1K | 0.00% | Call |
| 87 | FVICHFFORTUNA SILVER MINES INC | 324,300 | $1K | 0.00% | Call |
| 88 | TOLTOLL BROTHERS INC | 30,000 | $1K | 0.00% | Call |
| 89 | RCLROYAL CARIBBEAN GROUP | 37,500 | $1K | 0.00% | Call |
| 90 | PFSIPENNYMAC FINL SVCS INC NEW | 49,583 | $1K | 0.00% | Call |
| 91 | —DEEP MEDICINE ACQUISITION CO | 355,190 | $0 | 0.00% | |
| 92 | FQIDIGITAL RLTY TR INC | 2,200 | $0 | 0.00% | Put |
| 93 | SLRSOLITARIO ZINC CORP | 930,000 | $0 | 0.00% | |
| 94 | —HEARTLAND MEDIA ACQUISITION | 117,098 | $0 | 0.00% | |
| 95 | —NOVA VISION ACQUISITION CORP | 263,452 | $0 | 0.00% | |
| 96 | RMCOWAMERICAN ACQUISITION OPPT IN | 222,660 | $0 | 0.00% | |
| 97 | —SELINA HOSPITALITY PLC | 185,736 | $0 | 0.00% | |
| 98 | IPOAGBPVIRGIN GALACTIC HOLDINGS INC | 62,200 | $0 | 0.00% | Call |
| 99 | —ABRI SPAC I INC | 327,492 | $0 | 0.00% | |
| 100 | INNSUMMIT HOTEL PPTYS INC | 104,700 | $0 | 0.00% | Call |
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