Kovack Advisors, Inc. Q3 2020 Filing
Filed November 2, 2020
Portfolio Value
$561.9B
Holdings
511
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (511 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | IWFISHARES RUSSELL 1000 GROWTH ETF | 1,012 | $220.0M | 0.04% | |
| 402 | —GRIFFIN AMERICAN HEALTHCARE REIT ORD | 21,940 | $219.0M | 0.04% | |
| 403 | BIDUNBAIDU ADR REP 1/10 CL A ORD | 1,732 | $219.0M | 0.04% | |
| 404 | BYNDBEYOND MEAT ORD | 1,313 | $218.0M | 0.04% | |
| 405 | TDTTFLEXSHARES IBOXX 3 YR TIPS IDX ETF | 8,437 | $218.0M | 0.04% | |
| 406 | NVSNNOVARTIS ADR REPSG 1 ORD | 2,488 | $216.0M | 0.04% | |
| 407 | AMLPALPS ALERIAN MLP ETF | 10,742 | $215.0M | 0.04% | |
| 408 | MUBISHARES NATIONAL MUNI BOND ETF | 1,855 | $215.0M | 0.04% | |
| 409 | —WESTERN ASSET TOTAL RETURN ETF | 7,500 | $213.0M | 0.04% | |
| 410 | BITBLACKROCK MULTI SECTOR INCOME CF | 13,363 | $211.0M | 0.04% | |
| 411 | SPYVSPDR S&P 500 VALUE ETF | 7,000 | $211.0M | 0.04% | |
| 412 | GENNORTONLIFELOCK ORD | 10,138 | $211.0M | 0.04% | |
| 413 | SPHBINVSC S P 500 HIGH BETA ETF | 4,973 | $207.0M | 0.04% | |
| 414 | TYLTYLER TECHNOLOGIES ORD | 595 | $207.0M | 0.04% | |
| 415 | EXGEATON VANCE TAX ADVANTAGE DIVIDND CF | 10,500 | $207.0M | 0.04% | |
| 416 | ELVANTHEM ORD | 765 | $205.0M | 0.04% | |
| 417 | AWMSKYWORKS SOLUTIONS ORD | 1,387 | $202.0M | 0.04% | |
| 418 | IFVFST TRT DSY WRGHT INTRNL FOCS 5 ETF | 10,692 | $201.0M | 0.04% | |
| 419 | WDRWADDELL REED FINANCIAL CL A ORD | 13,487 | $200.0M | 0.04% | |
| 420 | —INVESCO CREDIT DYNAMIC OPP CF | 21,633 | $199.0M | 0.04% | |
| 421 | MVTBLACKROCK MUNIVEST II CF | 13,820 | $193.0M | 0.03% | |
| 422 | CCLCARNIVAL ORD | 12,432 | $189.0M | 0.03% | |
| 423 | —ISHARES EDGE MSCI USA VAL FACTOR ETF | 30,000 | $188.0M | 0.03% | |
| 424 | GSBDGOLDMAN SACHS BDC ORD | 11,900 | $179.0M | 0.03% | |
| 425 | AALAMERICAN AIRLINES GROUP ORD | 14,477 | $178.0M | 0.03% | |
| 426 | NAZNUVEEN ARIZONA QLTY MNCPL INCM CF | 12,008 | $176.0M | 0.03% | |
| 427 | RFICOHEN STEERS TOTAL RETURN REALTY CF | 14,500 | $173.0M | 0.03% | |
| 428 | PAIWESTERN ASSET INVSTMNT GRADE INCM CF | 10,500 | $169.0M | 0.03% | |
| 429 | NHHSNORTHSTAR HEALTHCARE INCOME ORD | 16,230 | $166.0M | 0.03% | |
| 430 | TASTUSDCARROLS RESTAURANT GROUP ORD | 25,315 | $163.0M | 0.03% | |
| 431 | FSKFS KKR CAPITAL ORD | 10,228 | $162.0M | 0.03% | |
| 432 | PSQUSDPROSHARES SHORT QQQ ETF | 9,800 | $162.0M | 0.03% | |
| 433 | HYTBLACKROCK CORPORATE HIGH YIELD CF | 15,060 | $161.0M | 0.03% | |
| 434 | HPHELMERICH AND PAYNE ORD | 10,788 | $158.0M | 0.03% | |
| 435 | HPOSERVICE PROPERTIES TRUST ORD | 19,728 | $157.0M | 0.03% | |
| 436 | PCNPIMCO CORP INCOME CF | 10,084 | $157.0M | 0.03% | |
| 437 | ARCPEURVEREIT ORD | 23,764 | $154.0M | 0.03% | |
| 438 | —COLONY CREDIT REAL ESTATE CL A ORD | 31,201 | $153.0M | 0.03% | |
| 439 | GUTGABELLI UTILITY CF | 20,102 | $152.0M | 0.03% | |
| 440 | GU9GUESS ORD | 12,880 | $150.0M | 0.03% | |
| 441 | CTLEURLUMEN TECHNOLOGIES ORD | 14,310 | $144.0M | 0.03% | |
| 442 | MCIBARINGS CORPORATE INVESTORS CF | 11,500 | $144.0M | 0.03% | |
| 443 | BSJM1EURINVSC BULTSH 2022 HG YLD CRP BND ETF | 6,250 | $143.0M | 0.03% | |
| 444 | MMTMFS MULTIMARKET INCOME CF | 25,413 | $143.0M | 0.03% | |
| 445 | KMIKINDER MORGAN CL P ORD | 10,997 | $136.0M | 0.02% | |
| 446 | RCSPIMCO STRATEGIC INCOME CF | 20,747 | $133.0M | 0.02% | |
| 447 | NOKNOKIA ADR REPSG 1 SER A ORD | 33,394 | $131.0M | 0.02% | |
| 448 | ZTRVIRTUS TOTAL RETURN CF | 16,644 | $130.0M | 0.02% | |
| 449 | HBANHUNTINGTON BANCSHARES ORD | 13,730 | $126.0M | 0.02% | |
| 450 | PAAPLAINS ALL AMERICAN PIPELINE UNT | 20,321 | $122.0M | 0.02% | |
| 451 | PBIPITNEY BOWES ORD | 22,472 | $119.0M | 0.02% | |
| 452 | —AMERICAN FIN CL A ORD | 18,480 | $116.0M | 0.02% | |
| 453 | 9990302DAPACHE ORD | 11,990 | $114.0M | 0.02% | |
| 454 | OXYOCCIDENTAL PETROLEUM ORD | 11,325 | $113.0M | 0.02% | |
| 455 | JFRNUVEEN FLOATING RATE INCOME CF | 13,169 | $109.0M | 0.02% | |
| 456 | —MANNING AND NAPIER CL A ORD | 25,104 | $107.0M | 0.02% | |
| 457 | DNPDNP SELECT INCOME CF | 10,638 | $107.0M | 0.02% | |
| 458 | RITMNEW RESIDENTIAL INVESTMENT REIT ORD | 13,219 | $105.0M | 0.02% | |
| 459 | ESRTEMPIRE STATE REALTY CL A REIT ORD | 17,230 | $105.0M | 0.02% | |
| 460 | —PHILLIPS EDISON ORD | 10,302 | $103.0M | 0.02% | |
| 461 | AHCOADAPTHEALTH CL A ORD | 4,700 | $103.0M | 0.02% | |
| 462 | EDFSTONE HARBOR EMERGING MARKETS CF | 15,365 | $100.0M | 0.02% | |
| 463 | WESWESTERN MIDSTREAM PARTNERS COM UNT | 12,200 | $98.0M | 0.02% | |
| 464 | ECCEAGLE POINT CREDIT CF | 11,124 | $96.0M | 0.02% | |
| 465 | GLOCLOUGH GLOBAL OPPORTUNITIES CF | 10,000 | $93.0M | 0.02% | |
| 466 | PAGPPLAINS GP HOLDINGS CL A ORD | 15,000 | $91.0M | 0.02% | |
| 467 | MINMFS INTERMEDIATE INCOME CF | 22,407 | $84.0M | 0.01% | |
| 468 | BKTBLACKROCK INCOME CF | 13,538 | $83.0M | 0.01% | |
| 469 | XOEFISHARES V PLC EXCHANGE TRADED ETF | 12,500 | $82.0M | 0.01% | |
| 470 | GGNGAMCO GLOBAL GOLD NTRL RSRCS INC CF | 24,175 | $82.0M | 0.01% | |
| 471 | CLFCLEVELAND CLIFFS ORD | 11,100 | $71.0M | 0.01% | |
| 472 | XEJACCURAY ORD | 27,900 | $67.0M | 0.01% | |
| 473 | PBTPERMIAN BASIN ROYALTY UNT | 24,250 | $60.0M | 0.01% | |
| 474 | OPKOPKO HEALTH ORD | 16,051 | $59.0M | 0.01% | |
| 475 | —ORBCOMM ORD | 17,000 | $58.0M | 0.01% | |
| 476 | OXLCLOXFORD LANE CAPITAL ORD | 12,974 | $57.0M | 0.01% | |
| 477 | —INVENTRUST PPTYS REIT ORD | 49,670 | $55.0M | 0.01% | |
| 478 | XIGDXVOYA GLOBAL EQUITY DVD PRM OPPORT CF | 10,693 | $53.0M | 0.01% | |
| 479 | —ORCHID ISLAND CAPITAL ORD | 10,632 | $53.0M | 0.01% | |
| 480 | GABGABELLI EQUITY CF | 10,155 | $52.0M | 0.01% | |
| 481 | BMY-RBRISTOL MYERS SQUIBB CONTINGENT RTS | 19,657 | $44.0M | 0.01% | |
| 482 | FNMAFEDERAL NATIONAL MORTGAGE ORD | 21,300 | $43.0M | 0.01% | |
| 483 | XOEFISHR V PLC S AND P ENRG SEC UCIT ETF | 16,000 | $42.0M | 0.01% | |
| 484 | SJTSAN JUAN BASIN UNT | 15,000 | $38.0M | 0.01% | |
| 485 | —GOLDMAN SACHS BK USA NY CD CLL ZRO LKD22 | 35,000 | $37.0M | 0.01% | |
| 486 | IBMIBM JAN 15, 2021 PUT 130 | 13 | $29.0M | 0.01% | Put |
| 487 | —ACELRX PHARMACEUTICALS ORD | 20,000 | $28.0M | 0.00% | |
| 488 | NHSNEUBERGER BERMAN HGH YLD STRATGS CF | 2,500 | $28.0M | 0.00% | |
| 489 | SANBANCO SANTANDER ADR REP 1 ORD | 14,498 | $27.0M | 0.00% | |
| 490 | HBANHUNTINGTON BANC JAN 15, 2021 PUT 15 | 37 | $22.0M | 0.00% | Put |
| 491 | —GS FIN CORP SR GLBL INDX 23 | 18,000 | $19.0M | 0.00% | |
| 492 | UEECUNITED HEALTH PRODUCTS ORD | 10,049 | $17.0M | 0.00% | |
| 493 | —GRILLED CHEESE TRUCK ORD | 40,000 | $17.0M | 0.00% | |
| 494 | RCMTRCM TECHNOLOGIES ORD | 12,339 | $17.0M | 0.00% | |
| 495 | AAPLAPPLE JAN 15, 2021 CALL 77.5 | 13 | $17.0M | 0.00% | Call |
| 496 | NEENEXTERA ENERGY JAN 15, 2021 CALL 250 | 5 | $16.0M | 0.00% | Call |
| 497 | —UNITED DEV FDG IV ORD | 11,762 | $16.0M | 0.00% | |
| 498 | RIGTRANSOCEAN ORD | 18,409 | $15.0M | 0.00% | |
| 499 | TELLEURTELLURIAN ORD | 12,450 | $10.0M | 0.00% | |
| 500 | CATCATERPILLAR JUN 18, 2021 PUT 125 | 10 | $8.0M | 0.00% | Put |