Lombard Odier Asset Management (USA) Corp Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$735.1M

Holdings

153

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (153 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—TUMI HLDGS INC	80,000	$2.1M	0.29%
102	NPOENPRO INDS INC	35,900	$2.1M	0.28%
103	—YAHOO INC	55,000	$2.0M	0.28%
104	—CHARTER COMMUNICATIONS INC D	100	$2.0M	0.28%	Put
105	IAUISHARES	173,945	$2.0M	0.27%
106	—EXTERRAN CORP	127,187	$2.0M	0.27%
107	MTARCELORMITTAL SA LUXEMBOURG	420,154	$1.9M	0.26%
108	—BAXALTA INC	45,000	$1.8M	0.25%
109	—WL ROSS HLDG CORP	176,080	$1.8M	0.24%
110	TXTERNIUM SA	96,994	$1.7M	0.24%
111	—E M C CORP MASS	65,000	$1.7M	0.24%
112	CCOCAMECO CORP	128,616	$1.7M	0.22%
113	—THE ADT CORPORATION	40,000	$1.6M	0.22%
114	—PSIVIDA CORP	598,665	$1.6M	0.22%
115	—FRESH MKT INC	50,000	$1.4M	0.19%
116	STNGSCORPIO TANKERS INC	233,190	$1.4M	0.18%
117	—PARATEK PHARMACEUTICALS INC	89,531	$1.4M	0.18%
118	RIORIO TINTO PLC	47,742	$1.4M	0.18%
119	—AFFIMED N V	349,122	$1.3M	0.18%
120	—ANACOR PHARMACEUTICALS INC	24,276	$1.3M	0.18%
121	—KLX INC	40,000	$1.3M	0.17%
122	RSRELIANCE STEEL & ALUMINUM CO	18,466	$1.3M	0.17%
123	—HORIZON PHARMA PLC	75,000	$1.2M	0.17%
124	—SYNGENTA AG	15,000	$1.2M	0.17%
125	—LIPOCINE INC NEW	118,721	$1.2M	0.16%
126	PFEPFIZER INC	400	$1.2M	0.16%	Call
127	DHTDHT HOLDINGS INC	192,501	$1.1M	0.15%
128	—ZOSANO PHARMA CORP	477,272	$1.1M	0.15%
129	EOGEOG RES INC	14,497	$1.1M	0.14%
130	—RITE AID CORP	125,000	$1.0M	0.14%
131	CHKPCHECKPOINT SYS INC	100,000	$1.0M	0.14%
132	—FAIRCHILD SEMICONDUCTOR INTL	50,000	$1.0M	0.14%
133	NBIXNEUROCRINE BIOSCIENCES INC	24,841	$982K	0.13%
134	CBAYUSDCYMABAY THERAPEUTICS INC	709,440	$958K	0.13%
135	SG7SAGE THERAPEUTICS INC	23,772	$762K	0.10%
136	—ALERE INC	15,000	$759K	0.10%
137	CICIGNA CORPORATION	5,000	$686K	0.09%
138	—ALLERGAN PLC	2,500	$670K	0.09%
139	—AXIALL CORP	15,150	$656K	0.09%	Put
140	—AGL RES INC	90	$586K	0.08%	Put
141	—TONIX PHARMACEUTICALS HLDG C	231,974	$559K	0.08%
142	FATEFATE THERAPEUTICS INC	249,374	$449K	0.06%
143	—PRONAI THERAPEUTICS INC	49,888	$336K	0.05%
144	CVCEURCABLEVISION SYS CORP	10,000	$330K	0.04%
145	AUPHAURINIA PHARMACEUTICALS INC	99,481	$292K	0.04%
146	ODPEUROFFICE DEPOT INC	40,000	$284K	0.04%
147	RVNCEURREVANCE THERAPEUTICS INC	16,195	$283K	0.04%
148	PRGOPERRIGO CO PLC	2,000	$256K	0.03%
149	—MYLAN N V	5,000	$232K	0.03%
150	—TIVO INC	20,000	$190K	0.03%
151	—FEDERAL MOGUL HOLDINGS CORP	15,000	$148K	0.02%
152	—MORGANS HOTEL GROUP CO	20,000	$28K	0.00%
153	—COMMUNITY HEALTH SYS INC NEW	100,000	$1K	0.00%

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