Lombard Odier Asset Management (USA) Corp Q1 2017 Filing

Filed May 15, 2017

Portfolio Value

$1.1B

Holdings

171

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (171 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—K2M GROUP HLDGS INC	150,000	$3.1M	0.29%
102	MGMMGM RESORTS INTERNATIONAL	112,000	$3.1M	0.29%
103	CDEVEURCENTENNIAL RESOURCE DEV INC	166,769	$3.0M	0.29%
104	XOPUSDSPDR SERIES TRUST	80,800	$3.0M	0.28%
105	OSVEURVANECK VECTORS ETF TR	95,900	$3.0M	0.28%
106	—NEOPHOTONICS CORP	320,000	$2.9M	0.27%
107	—JOY GLOBAL INC	1,001	$2.8M	0.27%	Put
108	UAUNDER ARMOUR INC	145,000	$2.7M	0.25%
109	AGOASSURED GUARANTY LTD	71,207	$2.6M	0.25%
110	QCOMQUALCOMM INC	18,080	$2.6M	0.25%	Call
111	HRTXHERON THERAPEUTICS INC	175,000	$2.6M	0.25%
112	—BHP BILLITON PLC	83,808	$2.6M	0.25%
113	WHRWHIRLPOOL CORP	5,989	$2.5M	0.24%	Call
114	—ZOSANO PHARMA CORP	1,325,000	$2.5M	0.24%
115	FEYECHFFIREEYE INC	79,704	$2.5M	0.24%	Call
116	ARNCCHFARCONIC INC	95,000	$2.5M	0.24%
117	WTWISDOMTREE INVTS INC	270,000	$2.5M	0.23%
118	CPE3EURCALLON PETE CO DEL	182,161	$2.4M	0.23%
119	MBIMBIA INC	84,879	$2.4M	0.23%	Call
120	CSTMCONSTELLIUM NV	360,000	$2.3M	0.22%
121	—SRC ENERGY INC	276,827	$2.3M	0.22%
122	—VECTOR GROUP LTD	2,000,000	$2.3M	0.21%
123	CITUSDCIT GROUP INC	52,910	$2.3M	0.21%
124	CBAYUSDCYMABAY THERAPEUTICS INC	526,665	$2.3M	0.21%
125	MDRXALLSCRIPTS HEALTHCARE SOLUTN	1,500	$1.9M	0.18%	Put
126	—NXSTAGE MEDICAL INC	70,000	$1.9M	0.18%
127	AKAMAKAMAI TECHNOLOGIES INC	30,000	$1.8M	0.17%
128	—ALERE INC	20,250	$1.8M	0.17%	Put
129	TRQEURTURQUOISE HILL RES LTD	583,811	$1.8M	0.17%
130	OLNOLIN CORP	51,959	$1.7M	0.16%
131	—FOUNDATION MEDICINE INC	50,000	$1.6M	0.15%
132	TMOTHERMO FISHER SCIENTIFIC INC	10,000	$1.5M	0.14%
133	BVNCOMPANIA DE MINAS BUENAVENTU	118,265	$1.4M	0.13%
134	CTLEURCENTURYLINK INC	600	$1.4M	0.13%	Call
135	—VCA INC	15,000	$1.4M	0.13%
136	MXMAGNACHIP SEMICONDUCTOR CORP	143,693	$1.4M	0.13%
137	LITELUMENTUM HLDGS INC	25,218	$1.3M	0.13%
138	PFEPFIZER INC	18,700	$1.3M	0.12%	Call
139	PKXPOSCO	20,000	$1.3M	0.12%
140	AAPLAPPLE INC	8,655	$1.2M	0.12%
141	EXASEXACT SCIENCES CORP	50,000	$1.2M	0.11%
142	CLDNEUREIGER BIOPHARMACEUTICALS INC	100,000	$1.1M	0.11%
143	RIORIO TINTO PLC	28,000	$1.1M	0.11%
144	—COTT CORP QUE	90,000	$1.1M	0.10%
145	—AIR METHODS CORP	25,000	$1.1M	0.10%
146	—NEURODERM LTD	40,000	$1.1M	0.10%
147	FMCF M C CORP	15,000	$1.0M	0.10%
148	PACBPACIFIC BIOSCIENCES CALIF IN	2,000	$1.0M	0.10%	Put
149	—PRIVATEBANCORP INC	15,000	$891K	0.08%
150	SRPTSAREPTA THERAPEUTICS INC	30,000	$888K	0.08%
151	UPBDRENT A CTR INC NEW	1,000	$887K	0.08%	Put
152	THCTENET HEALTHCARE CORP	29,200	$868K	0.08%	Put
153	—CABELAS INC	5,100	$797K	0.07%	Put
154	PTCPTC INC	15,000	$788K	0.07%
155	—RITE AID CORP	1,632	$694K	0.07%	Call
156	—CHEMTURA CORP	20,000	$668K	0.06%
157	—EXAR CORP	50,000	$651K	0.06%
158	RYIRYERSON HLDG CORP	50,512	$636K	0.06%
159	—NIMBLE STORAGE INC	50,000	$625K	0.06%
160	—MONSANTO CO NEW	5,000	$566K	0.05%
161	DYHTARGET CORP	10,000	$552K	0.05%
162	—FANG HLDGS LTD	157,152	$512K	0.05%
163	—ROCKWELL COLLINS INC	50	$486K	0.05%	Call
164	—LUMOS NETWORKS CORP	25,000	$443K	0.04%
165	—WGL HLDGS INC	5,000	$413K	0.04%
166	—WESTERN REFNG INC	10,000	$351K	0.03%
167	BPBP PLC	10,000	$345K	0.03%
168	—DOMINION DIAMOND CORP	25,000	$316K	0.03%
169	—LEVEL 3 COMMUNICATIONS INC	5,000	$286K	0.03%
170	—CENTENNIAL RESOURCE DEV INC	23,014	$149K	0.01%
171	—COMMUNITY HEALTH SYS INC NEW	100,000	$1K	0.00%

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