Lombard Odier Asset Management (USA) Corp Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$1.3B

Holdings

200

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (200 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	CDEVEURCENTENNIAL RESOURCE DEV INC	195,614	$3.1M	0.24%
102	—NXSTAGE MEDICAL INC	123,281	$3.1M	0.24%
103	CITUSDCIT GROUP INC	62,910	$3.1M	0.24%
104	WHRWHIRLPOOL CORP	15,900	$3.0M	0.24%	Put
105	CBAYUSDCYMABAY THERAPEUTICS INC	526,665	$3.0M	0.24%
106	—AK STL CORP	2,000,000	$3.0M	0.24%
107	NVROEURNEVRO CORP	40,000	$3.0M	0.24%
108	CSCOCISCO SYS INC	95,000	$3.0M	0.24%	Call
109	PLYAPLAYA HOTELS & RESORTS NV	243,666	$2.9M	0.23%
110	—STRAIGHT PATH COMMUNICATNS I	16,000	$2.9M	0.23%	Put
111	—MELLANOX TECHNOLOGIES LTD	65,000	$2.8M	0.22%
112	AZTABROOKS AUTOMATION INC	125,000	$2.7M	0.21%
113	TPDTEMPUR SEALY INTL INC	50,000	$2.7M	0.21%	Call
114	RIORIO TINTO PLC	60,000	$2.5M	0.20%
115	—ALBANY MOLECULAR RESH INC	1,769,000	$2.5M	0.20%
116	LBEURL BRANDS INC	45,100	$2.4M	0.19%	Put
117	HRTXHERON THERAPEUTICS INC	175,000	$2.4M	0.19%
118	QCOMQUALCOMM INC	43,000	$2.4M	0.19%	Call
119	MCKMCKESSON CORP	14,200	$2.3M	0.18%
120	CAHCARDINAL HEALTH INC	29,300	$2.3M	0.18%
121	BUWABIO RAD LABS INC	10,000	$2.3M	0.18%
122	GLNGGOLAR LNG LTD BERMUDA	100,000	$2.2M	0.18%	Call
123	ZTSZOETIS INC	35,000	$2.2M	0.17%
124	—ALBANY MOLECULAR RESH INC	100,500	$2.2M	0.17%	Call
125	JWNUSDNORDSTROM INC	45,100	$2.2M	0.17%	Call
126	—ARBOR RLTY TR INC	2,000,000	$2.1M	0.17%
127	—WHOLE FOODS MKT INC	50,000	$2.1M	0.17%	Call
128	TRVCCITIGROUP INC	29,710	$2.0M	0.16%
129	NBRNABORS INDUSTRIES LTD	243,000	$2.0M	0.16%	Call
130	—ZOSANO PHARMA CORP	1,400,000	$2.0M	0.16%
131	JPMJPMORGAN CHASE & CO	21,154	$1.9M	0.15%
132	DWDMORGAN STANLEY	43,207	$1.9M	0.15%
133	WFCWELLS FARGO CO NEW	34,661	$1.9M	0.15%
134	BACBANK AMER CORP	78,560	$1.9M	0.15%
135	GSGOLDMAN SACHS GROUP INC	8,301	$1.8M	0.15%
136	MGIEURMONEYGRAM INTL INC	105,000	$1.8M	0.14%	Put
137	VNET21VIANET GROUP INC	355,760	$1.8M	0.14%
138	OLNOLIN CORP	57,959	$1.8M	0.14%
139	—CYPRESS SEMICONDUCTOR CORP	124,650	$1.7M	0.13%
140	—BHP BILLITON PLC	53,808	$1.7M	0.13%
141	—WRIGHT MED GROUP N V	60,000	$1.6M	0.13%
142	GPROGOPRO INC	200,000	$1.6M	0.13%	Call
143	MBIMBIA INC	167,879	$1.6M	0.13%	Call
144	—CABELAS INC	26,200	$1.6M	0.12%	Put
145	EPCEDGEWELL PERS CARE CO	19,500	$1.5M	0.12%	Call
146	NUENUCOR CORP	25,000	$1.4M	0.11%
147	LITELUMENTUM HLDGS INC	25,000	$1.4M	0.11%
148	—WEST CORP	60,000	$1.4M	0.11%
149	SBCSABRA HEALTH CARE REIT INC	57,460	$1.4M	0.11%
150	NSTGEURNANOSTRING TECHNOLOGIES INC	80,000	$1.3M	0.10%
151	TAPMOLSON COORS BREWING CO	15,000	$1.3M	0.10%	Call
152	—SIGMA DESIGNS INC	219,096	$1.3M	0.10%
153	TRCOTRIBUNE MEDIA CO	30,000	$1.2M	0.10%
154	—NEURODERM LTD	40,000	$1.2M	0.09%
155	—MONSANTO CO NEW	10,000	$1.2M	0.09%
156	—KEY ENERGY SVCS INC DEL	60,000	$1.2M	0.09%
157	BAKBRASKEM S A	55,000	$1.1M	0.09%
158	SRPTSAREPTA THERAPEUTICS INC	30,000	$1.0M	0.08%
159	ORCLORACLE CORP	20,000	$1.0M	0.08%	Put
160	NUVAGBPNUVASIVE INC	13,000	$1.0M	0.08%
161	—REYNOLDS AMERICAN INC	15,000	$976K	0.08%
162	THCTENET HEALTHCARE CORP	49,000	$948K	0.07%	Put
163	—VCA INC	10,000	$923K	0.07%
164	SMHVANECK VECTORS ETF TR	11,000	$900K	0.07%	Put
165	OXYOCCIDENTAL PETE CORP DEL	15,000	$898K	0.07%	Call
166	—PATHEON N V	25,000	$872K	0.07%
167	EMNEASTMAN CHEM CO	10,000	$840K	0.07%
168	GMGENERAL MTRS CO	24,000	$838K	0.07%	Call
169	—NOVADAQ TECHNOLOGIES INC	70,000	$820K	0.06%	Put
170	CMCCOMMERCIAL METALS CO	39,000	$758K	0.06%
171	CLDNEUREIGER BIOPHARMACEUTICALS INC	90,000	$711K	0.06%
172	CTLTEURCATALENT INC	20,000	$702K	0.06%
173	—BIOSCRIP INC	250,000	$679K	0.05%
174	KMIKINDER MORGAN INC DEL	35,000	$671K	0.05%
175	—VWR CORP	20,000	$660K	0.05%
176	—GRAN TIERRA ENERGY INC	275,000	$616K	0.05%
177	VLOVALERO ENERGY CORP NEW	9,000	$607K	0.05%
178	BTEBAYTEX ENERGY CORP	250,000	$607K	0.05%
179	—RITE AID CORP	200,000	$590K	0.05%	Call
180	—WEBMD HEALTH CORP	10,000	$586K	0.05%	Put
181	ARNCCHFARCONIC INC	25,000	$566K	0.04%
182	BVNCOMPANIA DE MINAS BUENAVENTU	48,265	$555K	0.04%
183	—CARE CAP PPTYS INC	20,000	$534K	0.04%	Call
184	—LUMINEX CORP DEL	25,000	$528K	0.04%
185	KSUEURKANSAS CITY SOUTHERN	5,000	$523K	0.04%
186	MXMAGNACHIP SEMICONDUCTOR CORP	50,000	$490K	0.04%
187	—WGL HLDGS INC	5,000	$417K	0.03%
188	STNGSCORPIO TANKERS INC	100,000	$397K	0.03%
189	—CARDCONNECT CORP	25,000	$376K	0.03%
190	—ONEBEACON INSURANCE GROUP LT	18,226	$332K	0.03%
191	OVIDOVID THERAPEUTICS INC	31,250	$328K	0.03%
192	—NORD ANGLIA EDUCATION INC	10,000	$326K	0.03%
193	—TIDEWATER INC	410,000	$295K	0.02%
194	—ADAMIS PHARMACEUTICALS CORP	50,000	$260K	0.02%
195	HUMHUMANA INC	1,000	$241K	0.02%
196	—XACTLY CORP	15,000	$235K	0.02%
197	RYIRYERSON HLDG CORP	13,712	$136K	0.01%
198	—DOMINION DIAMOND CORP	10,000	$126K	0.01%	Put
199	GSATUSDGLOBALSTAR INC	10,000	$21K	0.00%
200	—COMMUNITY HEALTH SYS INC NEW	100,000	$2K	0.00%

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