Lombard Odier Asset Management (USA) Corp Q4 2016 Filing

Filed February 15, 2017

Portfolio Value

$683.7M

Holdings

121

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (121 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	CMCDN IMPERIAL BK COMM TORONTO	16,000	$1.3M	0.19%	Call
102	GWREGUIDEWIRE SOFTWARE INC	25,748	$1.3M	0.19%
103	EVHEVOLENT HEALTH INC	80,000	$1.2M	0.17%
104	—LEVEL 3 COMMUNICATIONS INC	40,000	$1.1M	0.16%
105	TTITETRA TECHNOLOGIES INC DEL	210,235	$1.1M	0.15%
106	HOLXHOLOGIC INC	25,709	$1.0M	0.15%
107	CBAYUSDCYMABAY THERAPEUTICS INC	576,665	$998K	0.15%
108	—ROCKWELL COLLINS INC	10,000	$928K	0.14%	Call
109	—RITE AID CORP	86,100	$709K	0.10%
110	—VERIFONE SYS INC	39,900	$707K	0.10%	Call
111	—ZOSANO PHARMA CORP	784,322	$612K	0.09%
112	—LIFELOCK INC	25,000	$598K	0.09%
113	—WCI CMNTYS INC	25,000	$586K	0.09%
114	—ALERE INC	15,000	$585K	0.09%	Put
115	TMUST MOBILE US INC	10,000	$575K	0.08%
116	—COTT CORP QUE	50,000	$567K	0.08%
117	STLDSTEEL DYNAMICS INC	15,000	$534K	0.08%
118	AAVEURADVANTAGE OIL & GAS LTD	77,913	$529K	0.08%
119	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	5,000	$280K	0.04%
120	—PANDORA MEDIA INC	20,000	$261K	0.04%
121	—INTELIQUENT INC	10,000	$229K	0.03%

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