LPL Financial LLC Q1 2019 Filing

Filed May 8, 2019

Portfolio Value

$44.0M

Holdings

3,165

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (3,165 positions)

#	Stock	Shares	Value	% Portfolio	Type
1401	TOTLSSGA ACTIVE ETF TR	3,223,686	$156K	0.35%
1402	ERFGBPENERPLUS CORP	18,434	$155K	0.35%
1403	UCTTULTRA CLEAN HLDGS INC	14,901	$154K	0.35%
1404	NATNORDIC AMERICAN TANKERS LIMI	76,305	$154K	0.35%
1405	XEVMXEATON VANCE CALIF MUN BD FD	14,574	$154K	0.35%
1406	—FIRST TR/ABERDEEN EMERG OPT	11,426	$154K	0.35%
1407	EFAVISHARES TR	2,138,175	$154K	0.35%
1408	AMKRAMKOR TECHNOLOGY INC	17,872	$153K	0.35%
1409	—BLACKROCK MUNIC INCM INVST T	11,337	$152K	0.35%
1410	STTSPDR SERIES TRUST	4,207,274	$151K	0.34%
1411	MTUMISHARES TR	1,348,097	$151K	0.34%
1412	SBLKSTAR BULK CARRIERS CORP	22,903	$151K	0.34%
1413	VVISA INC	958,922	$150K	0.34%
1414	—ASSERTIO THERAPEUTICS INC	29,400	$149K	0.34%
1415	VKIINVESCO ADVANTAGE MUNICIPAL	13,665	$147K	0.33%
1416	PACBPACIFIC BIOSCIENCES CALIF IN	20,350	$147K	0.33%
1417	WIWWESTERN AST INFL LKD OPP & I	13,664	$147K	0.33%
1418	CLMCORNERSTONE STRATEGIC VALUE	12,013	$146K	0.33%
1419	JHSHANCOCK JOHN INCOME SECS TR	10,307	$146K	0.33%
1420	—AK STL HLDG CORP	53,061	$146K	0.33%
1421	JNJJOHNSON & JOHNSON	1,039,256	$145K	0.33%
1422	TAT&T INC	4,632,278	$145K	0.33%
1423	RDNTRADNET INC	11,734	$145K	0.33%
1424	SDYSPDR SERIES TRUST	1,451,222	$144K	0.33%
1425	—NUVEEN TX ADV TOTAL RET STRG	12,519	$144K	0.33%
1426	—ABERDEEN AUSTRALIA EQTY FD I	26,344	$143K	0.32%
1427	FFWMFIRST FNDTN INC	10,483	$142K	0.32%
1428	WFRDWEATHERFORD INTL PLC	202,831	$142K	0.32%
1429	KLMNINVESCO EXCHNG TRADED FD TR	12,959	$140K	0.32%
1430	OROARROW INVTS TR	12,900	$140K	0.32%
1431	MBBISHARES TR	1,310,991	$139K	0.32%
1432	XSCDXLMP CAP & INCOME FD INC	10,762	$139K	0.32%
1433	—INVESCO EXCHNG TRADED FD TR	10,152	$139K	0.32%
1434	GLDM1USDWORLD GOLD TR	10,625	$137K	0.31%
1435	FTFRANKLIN UNVL TR	19,414	$137K	0.31%
1436	TLTISHARES TR	1,078,786	$136K	0.31%
1437	NMTNUVEEN MASSACHUSETS QLT MUN	10,590	$133K	0.30%
1438	OASEUROASIS PETE INC NEW	22,089	$133K	0.30%
1439	BHRBRAEMAR HOTELS & RESORTS INC	10,661	$130K	0.30%
1440	AMSCAMERICAN SUPERCONDUCTOR CORP	10,009	$129K	0.29%
1441	NAZNUVEEN ARIZONA QLTY MUN INC	10,058	$129K	0.29%
1442	EEMISHARES TR	2,986,735	$128K	0.29%	Put
1443	—AVIANCA HLDGS SA	31,000	$127K	0.29%
1444	EPMEVOLUTION PETROLEUM CORP	18,782	$127K	0.29%
1445	SPLVINVESCO EXCHNG TRADED FD TR	2,384,629	$126K	0.29%
1446	SXCPUSDSUNCOKE ENERGY PARTNERS L P	10,058	$125K	0.28%
1447	—MACQUARIE FT TR GB INF UT DI	11,381	$125K	0.28%
1448	GBYSANGAMO THERAPEUTICS INC	13,125	$125K	0.28%
1449	HYGISHARES TR	1,438,860	$124K	0.28%
1450	G2CEVERI HLDGS INC	11,826	$124K	0.28%
1451	PBIPITNEY BOWES INC	17,883	$123K	0.28%
1452	—VOYA RISK MANAGED NAT RES FD	22,358	$121K	0.27%
1453	YRIYAMANA GOLD INC	46,228	$121K	0.27%
1454	MUFGMITSUBISHI UFJ FINL GROUP IN	24,375	$121K	0.27%
1455	—ATHERSYS INC	80,410	$121K	0.27%
1456	CVXCHEVRON CORP NEW	981,732	$121K	0.27%
1457	BACVERIZON COMMUNICATIONS INC	2,043,142	$121K	0.27%
1458	—GOLDMAN SACHS MLP INC OPP FD	14,766	$119K	0.27%
1459	—BANCO SANTANDER MEXICO S A	17,554	$119K	0.27%
1460	—FIDUCIARY CLAYMORE ENGRY INF	11,255	$119K	0.27%
1461	—LUMBER LIQUIDATORS HLDGS INC	11,810	$119K	0.27%
1462	PIMPUTNAM MASTER INTER INCOME T	25,897	$118K	0.27%
1463	HIOWESTERN ASSET HIGH INCM OPP	24,524	$118K	0.27%
1464	XLISELECT SECTOR SPDR TR	1,558,588	$117K	0.27%
1465	MDYSPDR S&P MIDCAP 400 ETF TR	337,780	$117K	0.27%
1466	JPMJPMORGAN CHASE & CO	1,149,150	$116K	0.26%
1467	BWGBRANDYWINEGBL GLBAL INM OPRT	10,450	$116K	0.26%
1468	BIVVANGUARD BD INDEX FD INC	1,378,397	$116K	0.26%
1469	VMBSVANGUARD SCOTTSDALE FDS	2,197,245	$115K	0.26%
1470	WATTENERGOUS CORP	18,199	$115K	0.26%
1471	XOMEXXON MOBIL CORP	1,412,917	$114K	0.26%
1472	—ORGANOVO HLDGS INC	114,976	$114K	0.26%
1473	SHYISHARES TR	1,351,415	$114K	0.26%
1474	—HEXO CORP	16,965	$112K	0.25%
1475	AQLTISHARES TR	1,131,003	$111K	0.25%
1476	XLKSELECT SECTOR SPDR TR	1,497,491	$111K	0.25%
1477	CHS1USDCHICOS FAS INC	25,876	$110K	0.25%
1478	WTIW & T OFFSHORE INC	15,804	$109K	0.25%
1479	DOEURDIAMOND OFFSHORE DRILLING IN	10,306	$108K	0.25%
1480	—ZAGG INC	11,900	$108K	0.25%
1481	EXTREXTREME NETWORKS INC	14,221	$107K	0.24%
1482	—SPIRIT MTA REIT	16,413	$107K	0.24%
1483	FTSMFIRST TR EXCHANGE TRADED FD	1,775,176	$106K	0.24%
1484	—MFS SPL VALUE TR	19,122	$106K	0.24%
1485	XAGDXABERDEEN GLOBAL DYNAMIC DIVI	11,171	$106K	0.24%
1486	FTCSFIRST TR EXCHANGE TRADED FD	1,955,569	$106K	0.24%
1487	HDVISHARES TR	1,130,966	$106K	0.24%
1488	IWRISHARES TR	1,945,166	$105K	0.24%
1489	GQ9SPDR GOLD TRUST	859,046	$105K	0.24%
1490	MBTGBPMOBILE TELESYSTEMS PJSC	13,761	$104K	0.24%
1491	KWE1RING ENERGY INC	17,327	$102K	0.23%
1492	DGROISHARES TR	2,761,728	$101K	0.23%
1493	XLESELECT SECTOR SPDR TR	1,529,410	$101K	0.23%
1494	7S3US XPRESS ENTERPRISES INC	15,305	$101K	0.23%
1495	CRBPEURCORBUS PHARMACEUTICALS HLDGS	14,238	$99K	0.22%
1496	MVOMV OIL TR	12,001	$98K	0.22%
1497	XLYSELECT SECTOR SPDR TR	853,733	$97K	0.22%
1498	VBRVANGUARD INDEX FDS	753,769	$97K	0.22%
1499	IGIBISHARES TR	1,756,631	$97K	0.22%
1500	FDNFIRST TR EXCHANGE TRADED FD	696,230	$97K	0.22%

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