LPL Financial LLC Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$87.0M

Holdings

4,045

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (4,045 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	MOMOUSDMOMO INC	33,261	$490K	0.56%
3002	—INVESCO ACTIVELY MANAGED ETF	32,937	$490K	0.56%
3003	STAYUSDEXTENDED STAY AMER INC	24,741	$489K	0.56%
3004	UPSTUPSTART HLDGS INC	3,786	$488K	0.56%
3005	IMOSCHIPMOS TECHNOLOGIES INC	15,389	$486K	0.56%
3006	HEEMISHARES INC	15,079	$486K	0.56%
3007	DMLPDORCHESTER MINERALS LP	35,595	$486K	0.56%
3008	NVRNVR INC	103	$485K	0.56%
3009	FITESPDR SER TR	10,088	$485K	0.56%
3010	—APOLLO TACTICAL INCOME FD IN	32,546	$484K	0.56%
3011	SPPPSPROTT PHYSICAL PLAT PALLAD	25,409	$482K	0.55%
3012	SPNSSAPIENS INTL CORP N V	15,125	$481K	0.55%
3013	SSDSIMPSON MFG INC	4,626	$480K	0.55%
3014	URBNURBAN OUTFITTERS INC	12,903	$480K	0.55%
3015	IPIINTREPID POTASH INC	14,699	$479K	0.55%
3016	AUSFGLOBAL X FDS	16,726	$478K	0.55%
3017	INOINOVIO PHARMACEUTICALS INC	51,530	$478K	0.55%
3018	CPNGCOUPANG INC	9,676	$478K	0.55%
3019	NEWTNEWTEK BUSINESS SVCS CORP	17,907	$478K	0.55%
3020	WCCWESCO INTL INC	5,514	$477K	0.55%
3021	—BROADMARK RLTY CAP INC	45,586	$477K	0.55%
3022	MHKMOHAWK INDS INC	2,476	$476K	0.55%
3023	XEVGXEATON VANCE SHORT DURATION D	36,149	$476K	0.55%
3024	BEAMBEAM THERAPEUTICS INC	5,952	$476K	0.55%
3025	OPRTOPORTUN FINL CORP	22,958	$475K	0.55%
3026	ARDCARES DYNAMIC CR ALLOCATION F	31,596	$475K	0.55%
3027	VOXXVOXX INTL CORP	24,892	$474K	0.54%
3028	SLPSIMULATIONS PLUS INC	7,495	$474K	0.54%
3029	CADEEURCADENCE BANCORPORATION	22,809	$473K	0.54%
3030	ENVUSDENVESTNET INC	6,522	$471K	0.54%
3031	—TRISTATE CAP HLDGS INC	20,398	$470K	0.54%
3032	BSCTINVESCO EXCH TRD SLF IDX FD	22,737	$470K	0.54%
3033	PHYLPGIM ETF TR	11,464	$469K	0.54%
3034	FMFFORMFACTOR INC	10,387	$469K	0.54%
3035	—FLEXSHARES TR	3,586	$469K	0.54%
3036	XLGIXLAZARD GLOBAL TOTAL RETURN &	24,281	$467K	0.54%
3037	ADVADVANTAGE SOLUTIONS INC	39,428	$466K	0.54%
3038	—NUVEEN INT DUR QUAL MUN TRM	31,800	$466K	0.54%
3039	PLUSEPLUS INC	4,673	$466K	0.54%
3040	CCEPCOCA COLA EUROPEAN PARTNERS	8,937	$466K	0.54%
3041	PRIPRIMERICA INC	3,144	$465K	0.53%
3042	XNIEXVIRTUS ALLIANZGI EQUITY & CO	16,590	$465K	0.53%
3043	EVXVANECK VECTORS ETF TR	3,481	$465K	0.53%
3044	ITCIEURINTRA CELLULAR THERAPIES INC	13,689	$464K	0.53%
3045	RLJRLJ LODGING TR	29,978	$464K	0.53%
3046	NQPNUVEEN PENNSYLVANIA QLT MUN	32,271	$463K	0.53%
3047	PRGPROG HOLDINGS INC	10,694	$463K	0.53%
3048	ISBCUSDINVESTORS BANCORP INC NEW	31,398	$461K	0.53%
3049	PZCPIMCO CALIF MUN INCOME FD II	43,671	$461K	0.53%
3050	UNITUNITI GROUP INC	41,731	$460K	0.53%
3051	EMDVPROSHARES TR	7,643	$460K	0.53%
3052	CBTCABOT CORP	8,780	$460K	0.53%
3053	IPFFEURISHARES TR	27,789	$459K	0.53%
3054	SFSTIFEL FINL CORP	7,161	$459K	0.53%
3055	AVYAUSDAVAYA HLDGS CORP	16,388	$459K	0.53%
3056	GOOGALPHABET INC	121,438	$458K	0.53%	Put
3057	TOWNTOWNEBANK PORTSMOUTH VA	15,074	$458K	0.53%
3058	VRNSVARONIS SYS INC	8,907	$457K	0.53%
3059	QLYSQUALYS INC	4,360	$457K	0.53%
3060	—ISHARES TR	18,822	$457K	0.53%
3061	AUBATLANTIC UN BANKSHARES CORP	11,858	$455K	0.52%
3062	XGLQXCLOUGH GLOBAL EQUITY FD	29,931	$455K	0.52%
3063	—INVESCO ACTIVELY MANAGED ETF	28,603	$454K	0.52%
3064	—LANDCADIA HOLDINGS III INC	45,221	$453K	0.52%
3065	CSGSCSG SYS INTL INC	10,101	$453K	0.52%
3066	BJULINNOVATOR ETFS TR	14,600	$452K	0.52%
3067	TTELUS CORPORATION	22,685	$452K	0.52%
3068	SHOOMADDEN STEVEN LTD	12,142	$452K	0.52%
3069	BXCBLUELINX HLDGS INC	11,500	$451K	0.52%
3070	AEGNAEGION CORP	15,689	$451K	0.52%
3071	—NUVEEN TX ADV TOTAL RET STRG	42,031	$451K	0.52%
3072	MEDMEDIFAST INC	2,126	$450K	0.52%
3073	PVBCPROVIDENT BANCORP INC	31,172	$449K	0.52%
3074	VNTVONTIER CORPORATION	14,847	$449K	0.52%
3075	TWOEURTWO HBRS INVT CORP	61,268	$449K	0.52%
3076	HAINHAIN CELESTIAL GROUP INC	10,270	$448K	0.51%
3077	EVREVERCORE INC	3,402	$448K	0.51%
3078	ABFLTRIMTABS ETF TR	9,069	$448K	0.51%
3079	—FIRST TR BICK INDEX FD	11,891	$447K	0.51%
3080	PLOWDOUGLAS DYNAMICS INC	9,663	$446K	0.51%
3081	AU3EURANGLOGOLD ASHANTI LIMITED	20,321	$446K	0.51%
3082	PZZAPAPA JOHNS INTL INC	5,035	$446K	0.51%
3083	HIXWESTERN ASSET HIGH INCOME FD	64,455	$445K	0.51%
3084	AITAPPLIED INDL TECHNOLOGIES IN	4,883	$445K	0.51%
3085	SFNCSIMMONS 1ST NATL CORP	14,980	$444K	0.51%
3086	WBKWESTPAC BANKING CORP	23,949	$444K	0.51%
3087	OIAINVESCO MUNI INCOME OPP TRST	55,994	$442K	0.51%
3088	—CURIS INC	39,030	$442K	0.51%
3089	—J P MORGAN EXCHANGE-TRADED F	15,532	$441K	0.51%
3090	GCVGABELLI CONV & INC SECS FD I	72,443	$441K	0.51%
3091	PBUSINVESCO EXCH TRADED FD TR II	10,948	$441K	0.51%
3092	VUZIVUZIX CORP	17,345	$441K	0.51%
3093	NNOXNANO X IMAGING LTD	10,606	$440K	0.51%
3094	PSNPARSONS CORPORATION	10,824	$438K	0.50%
3095	GRNBVANECK VECTORS ETF TR	16,145	$437K	0.50%
3096	BFLYBUTTERFLY NETWORK INC	25,937	$437K	0.50%
3097	MQYBLACKROCK MUNIYILD QULT FD I	27,507	$437K	0.50%
3098	BG3BIG 5 SPORTING GOODS CORP	27,856	$437K	0.50%
3099	CRSRCORSAIR GAMING INC	13,113	$437K	0.50%
3100	PRAHPRA HEALTH SCIENCES INC	2,842	$436K	0.50%

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