LPL Financial LLC Q3 2016 Filing

Filed November 16, 2016

Portfolio Value

$10.5T

Holdings

2,631

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,631 positions)

#	Stock	Shares	Value	% Portfolio
101	XTNSPDR S&P	18,537	$878.0M	0.01%
102	RHCRH PLC	26,032	$878.0M	0.01%
103	VALEVALE S A	160,560	$875.0M	0.01%
104	—NUVEEN HIGH	84,915	$872.0M	0.01%
105	ICLNISHARES GLOBAL	96,193	$872.0M	0.01%
106	BGTBLACKROCK FLOATING	63,786	$869.0M	0.01%
107	WBWEIBO CORP	15,999	$869.0M	0.01%
108	CMGCHIPOTLE MEXICAN	2,034	$869.0M	0.01%
109	ONEQFIDELITY NASDAQ	4,169	$868.0M	0.01%
110	—LEUCADIA NATIONAL	45,973	$867.0M	0.01%
111	FSTAFIDELITY MSCI	27,366	$862.0M	0.01%
112	SJBPROSHARES SHORT	34,386	$862.0M	0.01%
113	—NUVEEN CONNECTICUT	62,883	$862.0M	0.01%
114	EQC 6.5 PERP DEQUITY COMMONWEALTH	31,833	$861.0M	0.01%
115	NQPNUVEEN PA INVT QUALITY	58,352	$861.0M	0.01%
116	MTGM G I C INVT CORP	107,189	$860.0M	0.01%
117	—POWERSHARES FUNDMNENTAL	32,989	$858.0M	0.01%
118	MRO*MARATHON OIL	54,822	$857.0M	0.01%
119	CFGCITIZENS FINANCIAL	34,302	$857.0M	0.01%
120	—ALPS ETF	43,356	$857.0M	0.01%
121	EUSAISHARES MSCI	18,762	$856.0M	0.01%
122	SONYSONY CORP	26,107	$855.0M	0.01%
123	CSGSCSG SYSTEMS INTL INC	20,876	$855.0M	0.01%
124	—WISDOMTREE DYNAMIC	30,731	$855.0M	0.01%
125	PORPORTLAND GENERAL	20,904	$853.0M	0.01%
126	ABALLIANCE BERNSTEIN	38,329	$853.0M	0.01%
127	MQYBLACKROCK MUNIYIELD	52,380	$852.0M	0.01%
128	LEGLEGGETT & PLATT	18,846	$851.0M	0.01%
129	—NORTHSTAR REALTY	79,775	$850.0M	0.01%
130	—INVESTMENT TECH GRP NEW	49,926	$847.0M	0.01%
131	—ISHARES MSCI	85,686	$847.0M	0.01%
132	—POWERSHARES RUSSELL	27,048	$845.0M	0.01%
133	PFOFLAHERTY & CRUMRINE *	73,255	$841.0M	0.01%
134	—DELAWARE INVESTMENTS	54,983	$840.0M	0.01%
135	—NATIXIS FDS TR II	81,624	$840.0M	0.01%
136	FMYFIRST TRUST	57,784	$837.0M	0.01%
137	CIBRFIRST TRUST	42,318	$837.0M	0.01%
138	LRCXEURLAM RESEARCH CORPORATION	8,822	$837.0M	0.01%
139	IWXISHARES RUSSELL	19,032	$835.0M	0.01%
140	CALMCAL MAINE FOODS	21,958	$835.0M	0.01%
141	KMBKIMBERLY CLARK	6,632	$834.0M	0.01%
142	ACWXISHARES MSCI	20,205	$834.0M	0.01%
143	—ALPINE GLOBAL	151,083	$834.0M	0.01%
144	XPHDXPIONEER FLOATING	71,125	$831.0M	0.01%
145	AEISADVANCED ENERGY	17,673	$828.0M	0.01%
146	IBNICICI BANK	107,688	$828.0M	0.01%
147	WCNWASTE CONNECTIONS	11,321	$825.0M	0.01%
148	UALUNITED CONTINENTAL	15,344	$824.0M	0.01%
149	CUKCARNIVAL PLC	16,643	$823.0M	0.01%
150	—ELKHORN FTSE	30,965	$823.0M	0.01%
151	—POWERSHARES FTSE	45,942	$823.0M	0.01%
152	TYTRI CONTINENTAL	38,800	$822.0M	0.01%
153	TXTTEXTRON INC	20,913	$820.0M	0.01%
154	XSSPXNUVEEN S&P 500	60,710	$820.0M	0.01%
155	—ALPINE TOTAL	107,914	$818.0M	0.01%
156	S76STORE CAPITAL	28,591	$817.0M	0.01%
157	VOYAVOYA FINANCIAL	28,274	$817.0M	0.01%
158	FFIVF5 NETWORKS INC	6,553	$817.0M	0.01%
159	UBNTEURUBIQUITI NETWORKS	15,226	$816.0M	0.01%
160	CECELANESE CORP	12,507	$816.0M	0.01%
161	RSGREPUBLIC SERVICES	16,334	$815.0M	0.01%
162	LSTRLANDSTAR SYSTEM	12,101	$815.0M	0.01%
163	BABOEING COMPANY	6,159	$814.0M	0.01%
164	TOWNTOWNEBANK PORTSMOUTH	33,583	$810.0M	0.01%
165	SCISERVICE CORP	30,788	$809.0M	0.01%
166	THOTHOR INDUSTRIES	9,398	$806.0M	0.01%
167	TMKTORCHMARK CORP	12,617	$806.0M	0.01%
168	DFJWISDOMTREE JAPAN	13,146	$805.0M	0.01%
169	XCAFXMORGAN STANLEY *	43,137	$803.0M	0.01%
170	NMRNOMURA HOLDINGS INC	179,248	$803.0M	0.01%
171	KRGKITE REALTY	30,058	$803.0M	0.01%
172	CIMCHIMERA INVT	53,609	$801.0M	0.01%
173	AVKADVENT CLAYMORE	54,828	$798.0M	0.01%
174	—NUVEEN ENHANCED	50,164	$798.0M	0.01%
175	BDMIXBLACKROCK FDS	75,334	$797.0M	0.01%
176	—POWERSHARES DWA	20,855	$795.0M	0.01%
177	PTIPERUSAHAN PERSEROAN	12,122	$795.0M	0.01%
178	—PROSHARES ULTRA	21,168	$795.0M	0.01%
179	OUNZVANECK MERK	63,141	$793.0M	0.01%
180	LLYLILLY ELI	9,774	$792.0M	0.01%
181	RDVYFIRST TRUST	35,769	$791.0M	0.01%
182	NUWNUVEEN AMT	42,758	$790.0M	0.01%
183	RTHVANECK VECTORS	10,191	$790.0M	0.01%
184	MXLMAXLINEAR INC	37,494	$790.0M	0.01%
185	NBL2EURNOBLE ENERGY	22,210	$790.0M	0.01%
186	BCPCBALCHEM CORP	10,066	$789.0M	0.01%
187	DWDMORGAN STANLEY	24,510	$785.0M	0.01%
188	—FIRST TRUST	58,955	$784.0M	0.01%
189	XEMDXWESTERN ASSET	48,179	$784.0M	0.01%
190	—CLAYMORE GUGGENHEIM	39,315	$782.0M	0.01%
191	SBIOALPS MEDICAL	30,279	$781.0M	0.01%
192	—WINDSTREAM HOLDINGS	81,131	$781.0M	0.01%
193	—BARCLAYS BANK	14,907	$779.0M	0.01%
194	PLDPROLOGIS INC	15,208	$779.0M	0.01%
195	AVAAVISTA CORP	19,574	$778.0M	0.01%
196	—NUVEEN SHORT	46,937	$776.0M	0.01%
197	NYFISHARES NEW YORK	6,777	$770.0M	0.01%
198	EPCEDGEWELL PERSONAL	9,736	$770.0M	0.01%
199	HEIHEICO CORP	11,166	$765.0M	0.01%
200	—CVR REFINING	86,205	$763.0M	0.01%

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