LPL Financial LLC Q3 2016 Filing
Filed November 16, 2016
Portfolio Value
$10.5M
Holdings
2,631
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,631 positions)
| Stock | Value |
|---|---|
IHDVOYA EMERGING | $122K |
—POWERSHARES GLOBAL | $120K |
—WESTERN ASSET | $120K |
STNGSCORPIO TANKERS | $119K |
FUNDSPROTT FOCUS | $119K |
—PIMCO FDS PAC INVT | $118K |
—BROCADE COMMUNICATIONS | $117K |
IAUISHARES MSCI | $117K |
—ICONIX BRAND GROUP INC | $117K |
CIKCREDIT SUISSE ASST MGMT | $116K |
ASGLIBERTY ALL | $116K |
PPTPUTNAM HIGH INCOME | $115K |
CLSEURCELESTICA INC | $115K |
FCXFREEPORT MCMORAN | $114K |
HIMXHIMAX TECHNOLOGIES | $113K |
—ARI NETWORK | $111K |
—ADVANCED | $108K |
CLMTUSDCALUMET SPECIALTY | $106K |
OMEROMEROS CORP | $106K |
—CAPSTEAD MORTGAGE | $105K |
AXGNAXOGEN INC | $105K |
—RAIT FINANCIAL | $105K |
—SPRINT CORP | $104K |
BBBLACKBERRY LTD | $104K |
PDEURPRECISION DRILLING | $104K |
NVGSNAVIGATOR HOLDINGS | $104K |
RVSBRIVERVIEW BANCORP | $104K |
—ASHFORD HOSPITALITY TR | $103K |
MSDMORGAN STANLEY EMERGING | $103K |
—PROSPECT CAP 5.375%17 | $102K |
MITKMITEK SYSTEMS INC | $102K |
—NEXEO SOLUTIONS | $102K |
—CLAYMORE GUGGENHEIM | $101K |
—DEUTSCHE GLOBAL | $101K |
PACBPACIFIC BIOSCIENCES | $101K |
—CELLDEX THERAPEUTICS | $100K |
—BELLEROPHON THERAPEUTICS | $99K |
—ENSCO PLC | $98K |
CLNECLEAN ENERGY | $98K |
XEJACCURAY INC | $97K |
—INVENTURE FOODS | $97K |
AKBAAKEBIA THERAPEUTICS | $94K |
—CINCINNATI BELL | $93K |
MTARCELORMITTAL SA | $90K |
—QUOTIENT LTD | $89K |
IRDMIRIDIUM COMMUNICATIONS | $87K |
—BANK AMERICA | $87K |
—KCAP FINANCIAL | $87K |
KGCKINROSS GOLD | $86K |
—MAGELLAN PETE | $85K |
—DUFF & PHELPS | $85K |
BTEBAYTEX ENERGY | $84K |
NGNOVAGOLD RESOURCES | $83K |
AM6AMICUS THERAPEUTICS | $80K |
—GRAN TIERRA | $79K |
SLMSLM CORP | $77K |
—SYNERGY PHARMACEUTICALS | $76K |
CIFMFS INTERMEDIATE | $70K |
—KINDRED BIOSCIENCES | $70K |
SJTSAN JUAN BASIN | $70K |
TCRTZIOPHARM ONCOLOGY | $69K |
GCVGABELLI CONV SEC & INC | $69K |
CIGCOMPANHIA ENERGETICA | $65K |
FLLFULL HOUSE | $64K |
—AMERICA FIRST | $63K |
IMGIAMGOLD CORP | $62K |
PGFUSDPENGROWTH ENERGY | $62K |
EDRENDEAVOUR SILVER | $61K |
SSI3EURSTAGE STORES INC | $59K |
ZNOGZION OIL | $58K |
—ANTARES PHARMA | $57K |
—HC2 HOLDINGS | $57K |
—REX ENERGY | $57K |
—GOLDMAN SACHS 0%20 | $55K |
TRQEURTURQUOISE HILL | $55K |
NVAXNOVAVAX INC | $53K |
CXEMFS HIGH | $53K |
BDTXBLACK DIAMOND | $52K |
SPPIUSDSPECTRUM PHARMACEUTICALS | $49K |
DNREURDENBURY RESOURCES | $48K |
—MANNKIND CORP | $46K |
CPHCIPHER PHARMACEUTICALS | $43K |
—VANGUARD NATURAL | $43K |
—POLYMET MINING | $42K |
—CONCORD MEDICAL | $41K |
GONGERON CORP | $40K |
—CAFEPRESS INC | $38K |
NAGECHROMADEX CORP | $37K |
JASNQJASON INDUSTRIES INC | $36K |
HGTXUHUGOTON ROYALTY | $34K |
—IPASS INC | $32K |
—QUICKLOGIC CORP | $31K |
REFRRESEARCH FRONTIERS INC | $30K |
SPHSEURSOPHIRIS BIO | $30K |
GLUUGLU MOBILE | $30K |
—WILLBROS GROUP | $29K |
—WABASH NATL 3.375%18 | $29K |
—CINEDIGM CORP | $28K |
—TRANSENTERIX INC | $28K |
—ARES CAP 4.375%19 | $26K |