LPL Financial LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$28.3M

Holdings

2,849

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (2,849 positions)

#	Stock	Shares	Value	% Portfolio	Type
1301	PFLTPENNANTPARK FLOATING RATE CA	11,602	$168K	0.59%
1302	—NEW SR INVT GROUP INC	18,207	$167K	0.59%
1303	—FIRST TR SR FLOATING RATE 20	17,155	$166K	0.59%
1304	—ROSETTA STONE INC	16,300	$166K	0.59%
1305	MHFWESTERN ASSET MUN HI INCM FD	21,423	$166K	0.59%
1306	NMZNUVEEN MUN HIGH INCOME OPP F	12,166	$166K	0.59%
1307	DTFDTF TAX-FREE INCOME INC	11,559	$165K	0.58%
1308	XNROXNEUBERGER BERMAN RE ES SEC F	29,390	$165K	0.58%
1309	—TORTOISE ENERGY INDEPENDENC	12,290	$164K	0.58%
1310	—CBL & ASSOC PPTYS INC	19,256	$162K	0.57%
1311	IWDISHARES TR	1,346,993	$160K	0.56%
1312	VTVVANGUARD INDEX FDS	1,595,989	$159K	0.56%
1313	—ALLIANZGI CONV & INCOME FD	22,359	$159K	0.56%
1314	PFFISHARES TR	4,081,122	$158K	0.56%
1315	GGALGRUPO FINANCIERO SANTANDER M	15,641	$158K	0.56%
1316	XEMDXWESTERN ASSET EMRG MKT DEBT	10,052	$158K	0.56%
1317	—FRONTIER COMMUNICATIONS CORP	13,393	$158K	0.56%
1318	XBFZXBLACKROCK CALIF MUN INCOME T	10,873	$158K	0.56%
1319	—BARCLAYS BANK PLC	156,000	$157K	0.55%
1320	—NUVEEN DIVERSIFIED DIV INCM	12,115	$156K	0.55%
1321	XLVSELECT SECTOR SPDR TR	1,902,224	$155K	0.55%
1322	XEVMXEATON VANCE CALIF MUN BD FD	12,885	$155K	0.55%
1323	MHNBLACKROCK MUNIHLDGS NY QLTY	10,950	$154K	0.54%
1324	—FEDERATED PREM INTR MUN INC	11,343	$154K	0.54%
1325	INVAINNOVIVA INC	10,940	$154K	0.54%
1326	—SPRINT CORP	19,557	$152K	0.54%
1327	FVDFIRST TR VALUE LINE DIVID IN	5,076,041	$151K	0.53%
1328	—ANTARES PHARMA INC	46,194	$150K	0.53%
1329	—ATHERSYS INC	73,000	$150K	0.53%
1330	WITWIPRO LTD	26,399	$150K	0.53%
1331	PMLPIMCO MUN INCOME FD II	11,201	$147K	0.52%
1332	GAINGLADSTONE INVT CORP	15,493	$147K	0.52%
1333	PMMPUTNAM MANAGED MUN INCOM TR	19,292	$146K	0.52%
1334	CALYCALLAWAY GOLF CO	10,337	$146K	0.52%
1335	JRSNUVEEN REAL ESTATE INCOME FD	13,044	$145K	0.51%
1336	—OBSIDIAN ENERGY LTD	136,200	$143K	0.51%
1337	—CLAYMORE EXCHANGE TRD FD TR	12,986	$142K	0.50%
1338	—ALPINE GLOBAL DYNAMIC DIVD F	13,371	$142K	0.50%
1339	CHWCALAMOS GBL DYN INCOME FUND	15,752	$142K	0.50%
1340	XIGDXVOYA GLBL EQTY DIV & PREM OP	17,514	$142K	0.50%
1341	NIMNUVEEN SELECT MAT MUN FD	13,712	$141K	0.50%
1342	—DDR CORP	15,344	$141K	0.50%
1343	—CLEARBRIDGE AMERN ENERG MLP	16,375	$140K	0.49%
1344	IVEISHARES TR	1,288,796	$139K	0.49%
1345	VWOVANGUARD INTL EQUITY INDEX F	3,189,272	$139K	0.49%
1346	ELPCCOMPANHIA PARANAENSE ENERG C	15,584	$138K	0.49%
1347	VYMVANGUARD WHITEHALL FDS INC	1,694,972	$137K	0.49%
1348	NMLNEUBERGER BERMAN MLP INCOME	14,404	$137K	0.48%
1349	GOFGUGGENHEIM ENHNCD EQTY INCM	16,024	$137K	0.48%
1350	—INVESTORS REAL ESTATE TR	22,427	$137K	0.48%
1351	ACTGACACIA RESH CORP	30,100	$137K	0.48%
1352	XLISELECT SECTOR SPDR TR	1,921,521	$136K	0.48%
1353	YRIYAMANA GOLD INC	51,211	$136K	0.48%
1354	—VIRTUS TOTAL RETURN FUND INC	10,415	$136K	0.48%
1355	VBVANGUARD INDEX FDS	960,645	$136K	0.48%
1356	UPBDRENT A CTR INC NEW	11,740	$135K	0.48%
1357	OPKOPKO HEALTH INC	19,474	$134K	0.47%
1358	—IEC ELECTRS CORP NEW	26,895	$133K	0.47%
1359	—POWERSHARES ETF TR II	10,482	$133K	0.47%
1360	SLVPISHARES	12,300	$133K	0.47%
1361	EEMISHARES TR	2,910,250	$130K	0.46%
1362	CDECOEUR MNG INC	14,174	$130K	0.46%
1363	VEAVANGUARD TAX MANAGED INTL FD	2,983,569	$130K	0.46%
1364	ZNOGZION OIL & GAS INC	37,188	$127K	0.45%
1365	JOFJAPAN SMALLER CAPTLZTN FD IN	10,144	$127K	0.45%
1366	SBLKSTAR BULK CARRIERS CORP	13,100	$127K	0.45%
1367	PRFUSDPOWERSHARES ETF TRUST	1,181,110	$127K	0.45%
1368	MINMFS INTER INCOME TR	29,107	$125K	0.44%
1369	TSITCW STRATEGIC INCOME FUND IN	21,129	$123K	0.43%
1370	VKIINVESCO ADVANTAGE MUNICIPAL	10,696	$123K	0.43%
1371	IWBISHARES TR	876,946	$123K	0.43%
1372	LOCOEL POLLO LOCO HLDGS INC	10,030	$122K	0.43%
1373	—PLATFORM SPECIALTY PRODS COR	10,960	$122K	0.43%
1374	CDCVICTORY PORTFOLIOS II	2,745,897	$122K	0.43%
1375	VLRSCONTROLADORA VUELA CIA DE AV	10,216	$121K	0.43%
1376	HIMXHIMAX TECHNOLOGIES INC	11,107	$121K	0.43%
1377	VNQVANGUARD INDEX FDS	1,419,767	$118K	0.42%
1378	METAFACEBOOK INC	686,496	$117K	0.41%	Put
1379	FLLFULL HOUSE RESORTS INC	42,078	$117K	0.41%
1380	NVAXNOVAVAX INC	102,590	$117K	0.41%
1381	VOVANGUARD INDEX FDS	795,218	$117K	0.41%
1382	MDYSPDR S&P MIDCAP 400 ETF TR	356,876	$116K	0.41%
1383	NMINUVEEN MUN INCOME FD INC	10,092	$116K	0.41%
1384	MLPXUSDGLOBAL X FDS	8,346,748	$115K	0.41%
1385	—CELADON GROUP INC	16,963	$115K	0.41%
1386	ATECALPHATEC HOLDINGS INC	51,000	$115K	0.41%
1387	BBBLACKBERRY LTD	10,183	$114K	0.40%
1388	ITOTISHARES TR	1,943,828	$112K	0.40%
1389	MSFTMICROSOFT CORP	1,483,858	$111K	0.39%
1390	WTWISDOMTREE INVTS INC	10,781	$110K	0.39%
1391	VGTVANGUARD WORLD FDS	721,727	$110K	0.39%
1392	—SYNCHRONOSS TECHNOLOGIES INC	11,729	$109K	0.39%
1393	IRDMIRIDIUM COMMUNICATIONS INC	10,458	$108K	0.38%
1394	XLKSELECT SECTOR SPDR TR	1,783,462	$105K	0.37%
1395	AMZNAMAZON COM INC	109,395	$105K	0.37%
1396	—DEUTSCHE MULTI-MKT INCOME TR	11,623	$104K	0.37%
1397	—COHEN & STEERS MLP INC & ENR	10,000	$104K	0.37%
1398	JNJJOHNSON & JOHNSON	795,764	$103K	0.37%
1399	EFAVISHARES TR	1,450,850	$103K	0.36%
1400	—CAPITAL PRODUCT PARTNERS L P	29,517	$103K	0.36%

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