LPL Financial LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$28.3M

Holdings

2,849

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (2,849 positions)

StockValue
FRONTIER COMMUNICATIONS CORP
$158K
BARCLAYS BANK PLC
$157K
NUVEEN DIVERSIFIED DIV INCM
$156K
XEVMXEATON VANCE CALIF MUN BD FD
$155K
INVAINNOVIVA INC
$154K
MHNBLACKROCK MUNIHLDGS NY QLTY
$154K
FEDERATED PREM INTR MUN INC
$154K
SPRINT CORP
$152K
ANTARES PHARMA INC
$150K
ATHERSYS INC
$150K
WITWIPRO LTD
$150K
PMLPIMCO MUN INCOME FD II
$147K
GAINGLADSTONE INVT CORP
$147K
CALYCALLAWAY GOLF CO
$146K
PMMPUTNAM MANAGED MUN INCOM TR
$146K
JRSNUVEEN REAL ESTATE INCOME FD
$145K
OBSIDIAN ENERGY LTD
$143K
CLAYMORE EXCHANGE TRD FD TR
$142K
CHWCALAMOS GBL DYN INCOME FUND
$142K
ALPINE GLOBAL DYNAMIC DIVD F
$142K
XIGDXVOYA GLBL EQTY DIV & PREM OP
$142K
NIMNUVEEN SELECT MAT MUN FD
$141K
DDR CORP
$141K
CLEARBRIDGE AMERN ENERG MLP
$140K
ELPCCOMPANHIA PARANAENSE ENERG C
$138K
ACTGACACIA RESH CORP
$137K
GOFGUGGENHEIM ENHNCD EQTY INCM
$137K
NMLNEUBERGER BERMAN MLP INCOME
$137K
INVESTORS REAL ESTATE TR
$137K
VIRTUS TOTAL RETURN FUND INC
$136K
YRIYAMANA GOLD INC
$136K
UPBDRENT A CTR INC NEW
$135K
OPKOPKO HEALTH INC
$134K
POWERSHARES ETF TR II
$133K
IEC ELECTRS CORP NEW
$133K
SLVPISHARES
$133K
CDECOEUR MNG INC
$130K
SBLKSTAR BULK CARRIERS CORP
$127K
ZNOGZION OIL & GAS INC
$127K
JOFJAPAN SMALLER CAPTLZTN FD IN
$127K
MINMFS INTER INCOME TR
$125K
VKIINVESCO ADVANTAGE MUNICIPAL
$123K
TSITCW STRATEGIC INCOME FUND IN
$123K
PLATFORM SPECIALTY PRODS COR
$122K
LOCOEL POLLO LOCO HLDGS INC
$122K
VLRSCONTROLADORA VUELA CIA DE AV
$121K
HIMXHIMAX TECHNOLOGIES INC
$121K
NVAXNOVAVAX INC
$117K
FLLFULL HOUSE RESORTS INC
$117K
NMINUVEEN MUN INCOME FD INC
$116K
ATECALPHATEC HOLDINGS INC
$115K
CELADON GROUP INC
$115K
BBBLACKBERRY LTD
$114K
WTWISDOMTREE INVTS INC
$110K
SYNCHRONOSS TECHNOLOGIES INC
$109K
IRDMIRIDIUM COMMUNICATIONS INC
$108K
AMZNAMAZON COM INC
$105K
COHEN & STEERS MLP INC & ENR
$104K
DEUTSCHE MULTI-MKT INCOME TR
$104K
CAPITAL PRODUCT PARTNERS L P
$103K
NQ MOBILE INC
$100K
OIAINVESCO MUNI INCOME OPP TRST
$99K
PDEURPRECISION DRILLING CORP
$99K
GOLDMAN SACHS MLP ENERGY REN
$97K
SJTSAN JUAN BASIN RTY TR
$97K
CLNECLEAN ENERGY FUELS CORP
$96K
BELLEROPHON THERAPEUTICS INC
$92K
VSTMVERASTEM INC
$92K
FAIRMOUNT SANTROL HLDGS INC
$91K
AVID TECHNOLOGY INC
$91K
APPROACH RESOURCES INC
$89K
NEXEO SOLUTIONS INC
$89K
NENOBLE CORP PLC
$87K
ALLIANZGI CONV & INCOME FD I
$85K
BARCLAYS BANK PLC
$84K
STUDENT TRANSN INC
$83K
VUZIVUZIX CORP
$82K
PROGENICS PHARMACEUTICALS IN
$81K
STNGSCORPIO TANKERS INC
$80K
TCRTZIOPHARM ONCOLOGY INC
$80K
NEW YORK REIT INC
$79K
OCH ZIFF CAP MGMT GROUP
$77K
GSPBARCLAYS BK PLC
$77K
SQNSSEQUANS COMMUNICATIONS S A
$77K
TACTRANSALTA CORP
$77K
NGNOVAGOLD RES INC
$76K
REX ENERGY CORPORATION
$75K
HLITHARMONIC INC
$75K
CELLDEX THERAPEUTICS INC NEW
$72K
VRAYQVIEWRAY INC
$69K
MMTMFS MULTIMARKET INCOME TR
$69K
ADAMIS PHARMACEUTICALS CORP
$68K
ICONIX BRAND GROUP INC
$67K
TRQEURTURQUOISE HILL RES LTD
$66K
TRAVELCENTERS AMER LLC
$65K
KCAP FINL INC
$65K
MUFGMITSUBISHI UFJ FINL GROUP IN
$65K
BARCLAYS BANK PLC
$64K
QUICKLOGIC CORP
$64K
BTEBAYTEX ENERGY CORP
$63K
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