LPL Financial LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$41.7B

Holdings

3,214

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (3,214 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IWMISHARES TR	3,754,496	$1.6B	3.82%	Put
2	DCHAMERICAN AXLE & MFG HLDGS IN	57,211	$998.0M	2.39%
3	XHITXINVESCO HIGH INCOME 2023 TAR	100,646	$997.0M	2.39%
4	ADXADAMS DIVERSIFIED EQUITY FD	59,783	$997.0M	2.39%
5	WCGEURWELLCARE HEALTH PLANS INC	3,100	$994.0M	2.38%
6	SLCAU S SILICA HLDGS INC	52,541	$989.0M	2.37%
7	INTFISHARES TR	35,219	$989.0M	2.37%
8	INDYISHARES TR	28,887	$988.0M	2.37%
9	SKTTANGER FACTORY OUTLET CTRS I	43,104	$986.0M	2.36%
10	SPHBINVESCO EXCHNG TRADED FD TR	21,912	$985.0M	2.36%
11	PCGPG&E CORP	21,385	$984.0M	2.36%
12	SYLDCAMBRIA ETF TR	24,921	$984.0M	2.36%
13	FTQIFIRST TR EXCHANGE TRADED FD	42,757	$981.0M	2.35%
14	—INVESTMENT TECHNOLOGY GRP NE	45,202	$979.0M	2.35%
15	UPGDINVESCO EXCHANGE TRADED FD T	20,191	$978.0M	2.34%
16	—GOLDMAN SACHS MLP ENERGY REN	151,490	$977.0M	2.34%
17	AWIARMSTRONG WORLD INDS INC NEW	14,042	$977.0M	2.34%
18	EFTEATON VANCE FLTING RATE INC	66,568	$972.0M	2.33%
19	CBRECBRE GROUP INC	22,023	$971.0M	2.33%
20	PBCTEURPEOPLES UNITED FINANCIAL INC	56,742	$971.0M	2.33%
21	PSCUINVESCO EXCHNG TRADED FD TR	16,731	$969.0M	2.32%
22	PCMPCM FUND INC	85,679	$968.0M	2.32%
23	—CYRUSONE INC	15,276	$968.0M	2.32%
24	DBAINVESCO DB MLTI SECTR CMMTY	57,267	$968.0M	2.32%
25	WENWENDYS CO	56,301	$965.0M	2.31%
26	WPMWHEATON PRECIOUS METALS CORP	55,127	$965.0M	2.31%
27	—CHINA UNICOM (HONG KONG) LTD	82,365	$963.0M	2.31%
28	EPUISHARES TR	25,921	$957.0M	2.29%
29	ENQENTEGRIS INC	33,052	$957.0M	2.29%
30	CRBNISHARES TR	7,951	$954.0M	2.29%
31	FIVEFIVE BELOW INC	7,336	$954.0M	2.29%
32	—HORIZONS ETF TR I	18,289	$952.0M	2.28%
33	XBOEXBLACKROCK ENHANCED GBL DIV T	86,606	$952.0M	2.28%
34	UNGUSDUNITED STATES NATL GAS FUND	38,241	$950.0M	2.28%
35	AMGAFFILIATED MANAGERS GROUP	6,939	$949.0M	2.27%
36	MTCHEURMATCH GROUP INC	16,383	$949.0M	2.27%
37	LGLVSPDR SER TR	9,731	$945.0M	2.27%
38	HPHELMERICH & PAYNE INC	13,709	$943.0M	2.26%
39	HSICSCHEIN HENRY INC	11,048	$939.0M	2.25%
40	—APOLLO INVT CORP	171,834	$935.0M	2.24%
41	—SPECTRA ENERGY PARTNERS LP	26,135	$933.0M	2.24%
42	CHKEURCHESAPEAKE ENERGY CORP	207,774	$933.0M	2.24%
43	DDWMWISDOMTREE TR	31,450	$932.0M	2.23%
44	VALEVALE S A	62,768	$931.0M	2.23%
45	—BANCORPSOUTH BK TUPELO MISS	28,406	$929.0M	2.23%
46	BZUNBAOZUN INC	19,111	$928.0M	2.22%
47	TDWTIDEWATER INC NEW	29,746	$928.0M	2.22%
48	—DELAWARE ENHANCED GBL DIV &	82,781	$927.0M	2.22%
49	GLADUSDGLADSTONE CAPITAL CORP	97,407	$925.0M	2.22%
50	AIAISHARES TR	14,737	$922.0M	2.21%
51	DBBINVESCO DB MLTI SECTR CMMTY	55,387	$921.0M	2.21%
52	BTOHANCOCK JOHN FINL OPPTYS FD	24,898	$921.0M	2.21%
53	ISCFISHARES TR	29,335	$921.0M	2.21%
54	COHREURCOHERENT INC	5,342	$920.0M	2.21%
55	—ULTIMATE SOFTWARE GROUP INC	2,850	$918.0M	2.20%
56	ASHRDBX ETF TR	36,170	$917.0M	2.20%
57	CITUSDCIT GROUP INC	17,758	$916.0M	2.20%
58	XETYXEATON VANCE TX MGD DIV EQ IN	71,174	$914.0M	2.19%
59	LVLNSPDR SERIES TRUST	18,800	$913.0M	2.19%
60	—KINDER MORGAN INC DEL	27,417	$912.0M	2.19%
61	SCHOSCHWAB STRATEGIC TR	18,361	$910.0M	2.18%
62	PHGKONINKLIJKE PHILIPS N V	19,970	$909.0M	2.18%
63	BRKRBRUKER CORP	27,161	$909.0M	2.18%
64	—WISDOMTREE TR	42,146	$908.0M	2.18%
65	FMBIUSDFIRST MIDWEST BANCORP DEL	34,163	$908.0M	2.18%
66	PPHVANECK VECTORS ETF TR	14,105	$908.0M	2.18%
67	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	20,895	$908.0M	2.18%
68	—NEWFIELD EXPL CO	31,477	$907.0M	2.17%
69	—ALPS ETF TR	23,722	$907.0M	2.17%
70	AVBAVALONBAY CMNTYS INC	5,001	$906.0M	2.17%
71	WABWABTEC CORP	8,625	$905.0M	2.17%
72	OLNOLIN CORP	35,149	$903.0M	2.16%
73	PHMPULTE GROUP INC	36,452	$903.0M	2.16%
74	STLAFIAT CHRYSLER AUTOMOBILES N	51,412	$900.0M	2.16%
75	—GLOBAL X FDS	59,178	$900.0M	2.16%
76	AGOASSURED GUARANTY LTD	21,312	$900.0M	2.16%
77	ECECOPETROL S A	33,353	$898.0M	2.15%
78	EXPEEXPEDIA GROUP INC	6,885	$898.0M	2.15%
79	KTFDWS MUN INCOME TR NEW	85,490	$897.0M	2.15%
80	—TIER REIT INC	37,214	$897.0M	2.15%
81	BNSBANK N S HALIFAX	15,032	$896.0M	2.15%
82	CBSHCOMMERCE BANCSHARES INC	13,572	$896.0M	2.15%
83	SHESPDR SER TR	11,645	$894.0M	2.14%
84	MGMMGM RESORTS INTERNATIONAL	32,022	$894.0M	2.14%
85	TERTERADYNE INC	24,123	$892.0M	2.14%
86	WPPWPP PLC NEW	12,155	$891.0M	2.14%
87	9YYASHFORD INC	11,725	$890.0M	2.13%
88	SRCLSTERICYCLE INC	15,130	$888.0M	2.13%
89	TPLUSDTEXAS PAC LD TR	1,029	$888.0M	2.13%
90	SPGMSPDR INDEX SHS FDS	10,929	$886.0M	2.12%
91	PAGPENSKE AUTOMOTIVE GRP INC	18,650	$884.0M	2.12%
92	KIMKIMCO RLTY CORP	52,769	$883.0M	2.12%
93	DHYCREDIT SUISSE HIGH YLD BND F	335,395	$882.0M	2.11%
94	CVGWCALAVO GROWERS INC	9,124	$881.0M	2.11%
95	GSSCGOLDMAN SACHS ETF TR	18,270	$879.0M	2.11%
96	BSCOINVESCO EXCH TRD SLF IDX FD	43,727	$879.0M	2.11%
97	COOCOOPER COS INC	3,169	$878.0M	2.10%
98	PTLINNOVATOR ETFS TR	34,584	$878.0M	2.10%
99	—OAKTREE STRATEGIC INCOME COR	101,355	$877.0M	2.10%
100	SPEUSPDR INDEX SHS FDS	26,061	$876.0M	2.10%

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