LPL Financial LLC Q3 2019 Filing

Filed November 13, 2019

Portfolio Value

$49.1M

Holdings

3,277

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (3,277 positions)

StockValue
RUBYUSDRUBIUS THERAPEUTICS INC
$138K
PALATIN TECHNOLOGIES INC
$134K
MTUSTIMKENSTEEL CORP
$134K
ITCIEURINTRA CELLULAR THERAPIES INC
$134K
RDIREADING INTERNATIONAL INC
$132K
SPWRQSUNPOWER CORP
$132K
FROFRONTLINE LTD
$132K
ROAN RES INC
$130K
IDEVOYA INFRASTRUCTURE INDLS &
$128K
ENEL AMERICAS S A
$128K
GNWGENWORTH FINL INC
$127K
AKBAAKEBIA THERAPEUTICS INC
$127K
OIEUROWENS ILL INC
$125K
LANDGLADSTONE LD CORP
$125K
BLACKROCK MUNIENHANCED FD IN
$124K
DVAXDYNAVAX TECHNOLOGIES CORP
$122K
GOOGLALPHABET INC
$122K
BBBLACKBERRY LTD
$121K
LOCOEL POLLO LOCO HLDGS INC
$120K
SBLKSTAR BULK CARRIERS CORP
$120K
ENDPENDO INTL PLC
$119K
INVESCO EXCHNG TRADED FD TR
$119K
FTFRANKLIN UNVL TR
$119K
HEXO CORP
$117K
CGENCOMPUGEN LTD
$115K
XXII22ND CENTY GROUP INC
$112K
OASEUROASIS PETE INC NEW
$108K
BHRBRAEMAR HOTELS & RESORTS INC
$106K
SLVPISHARES INC
$104K
TKCTURKCELL ILETISIM HIZMETLERI
$104K
CDECOEUR MNG INC
$102K
FIDUCIARY CLAYMORE ENGRY INF
$102K
ACHOWENS & MINOR INC NEW
$101K
ICMBINVESTCORP CR MGMT BDC INC
$101K
MHFWESTERN ASSET MUN HI INCM FD
$101K
VAPOVAPOTHERM INC
$101K
CXEMFS HIGH INCOME MUN TR
$100K
XAGDXABERDEEN GLOBAL DYNAMIC DIVI
$99K
GOOGALPHABET INC
$98K
VIPSVIPSHOP HLDGS LTD
$97K
PHPNGALECTIN THERAPEUTICS INC
$97K
CNDTCONDUENT INC
$96K
AM6AMICUS THERAPEUTICS INC
$96K
AMERICAN OUTDOOR BRANDS CORP
$95K
DUFF & PHELPS SLT ENGY AND M
$93K
ROCKWELL MED INC
$90K
EXTREXTREME NETWORKS INC
$90K
NIONIO INC
$89K
VOYA RISK MANAGED NAT RES FD
$89K
INVESCO EXCHNG TRADED FD TR
$89K
LEE1EURLEE ENTERPRISES INC
$88K
MFMMFS MUN INCOME TR
$87K
TSITCW STRATEGIC INCOME FUND IN
$85K
AK STL HLDG CORP
$85K
PPDAI GROUP INC
$85K
BBDBANCO BRADESCO S A
$85K
RESRPC INC
$83K
GMEGAMESTOP CORP NEW
$83K
NEANUVEEN SR INCOME FD
$83K
WRAPWRAP TECHNOLOGIES INC
$80K
IMGNEURIMMUNOGEN INC
$79K
PENNEY J C CORP INC
$78K
SACHSACHEM CAP CORP
$78K
CBAYUSDCYMABAY THERAPEUTICS INC
$78K
JNCEEURJOUNCE THERAPEUTICS INC
$76K
AXASEURABRAXAS PETE CORP
$76K
AGENEURAGENUS INC
$76K
LINTA 4 11/15/29LIBERTY MEDIA CORP
$76K
VALARIS PLC
$75K
GOLDMAN SACHS MLP INC OPP FD
$74K
KLMNINVESCO EXCHNG TRADED FD TR
$72K
INOINOVIO PHARMACEUTICALS INC
$72K
IHDVOYA EMERGING MKTS HIGH DIVI
$72K
APPLIED GENETIC TECHNOL CORP
$71K
DHFBNY MELLON HIGH YIELD STRATE
$71K
WTIW & T OFFSHORE INC
$69K
7S3US XPRESS ENTERPRISES INC
$69K
BBVABANCO BILBAO VIZCAYA ARGENTA
$68K
VTGNUSDVISTAGEN THERAPEUTICS INC
$67K
TGTXTG THERAPEUTICS INC
$66K
SXCSUNCOKE ENERGY INC
$66K
BKCCUSDBLACKROCK CAPITAL INVESTMENT
$64K
PIMPUTNAM MASTER INTER INCOME T
$61K
CHS1USDCHICOS FAS INC
$60K
UNIT CORP
$59K
HI CRUSH INC
$56K
GENNQGENESIS HEALTHCARE INC
$56K
MINMFS INTER INCOME TR
$55K
RYAMRAYONIER ADVANCED MATLS INC
$55K
FSC1EUROAKTREE SPECIALTY LENDING CO
$54K
DNREURDENBURY RES INC
$54K
SEACOR HOLDINGS INC
$54K
PROGENICS PHARMACEUTICALS IN
$53K
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC
$53K
EDAEDAP TMS S A
$51K
LTRXLANTRONIX INC
$51K
ATHERSYS INC
$51K
BEBLOOM ENERGY CORP
$51K
OPKOPKO HEALTH INC
$50K
EGYVAALCO ENERGY INC
$48K
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