LPL Financial LLC Q3 2019 Filing
Filed November 13, 2019
Portfolio Value
$49.1B
Holdings
3,277
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (3,277 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | —ENCANA CORP | 113,614 | $523.0M | 1.06% | |
| 502 | —VANECK VECTORS ETF TR | 28,365 | $523.0M | 1.06% | |
| 503 | AQLTISHARES TR | 15,620 | $522.0M | 1.06% | |
| 504 | PFIINVESCO EXCHANGE TRADED FD T | 13,929 | $521.0M | 1.06% | |
| 505 | AGREURAVANGRID INC | 9,967 | $521.0M | 1.06% | |
| 506 | ETRNUSDEQUITRANS MIDSTREAM CORPORAT | 35,721 | $520.0M | 1.06% | |
| 507 | K6BKBR INC | 21,135 | $519.0M | 1.06% | |
| 508 | RWTREDWOOD TR INC | 31,595 | $518.0M | 1.05% | |
| 509 | KTOSKRATOS DEFENSE & SEC SOLUTIO | 27,827 | $517.0M | 1.05% | |
| 510 | CUTINVESCO EXCHNG TRADED FD TR | 19,849 | $516.0M | 1.05% | |
| 511 | PICKISHARES INC | 19,308 | $514.0M | 1.05% | |
| 512 | MPABLACKROCK MUNIYIELD PA QLTY | 36,173 | $514.0M | 1.05% | |
| 513 | MUCBLACKROCK MUNIHLDNGS CALI QL | 36,424 | $514.0M | 1.05% | |
| 514 | GWREGUIDEWIRE SOFTWARE INC | 4,864 | $513.0M | 1.04% | |
| 515 | —ISTAR INC | 39,313 | $513.0M | 1.04% | |
| 516 | HPSHANCOCK JOHN PFD INCOME FD I | 25,606 | $512.0M | 1.04% | |
| 517 | RUSHARUSH ENTERPRISES INC | 13,281 | $512.0M | 1.04% | |
| 518 | —PROSPECT CAPITAL CORPORATION | 507,000 | $511.0M | 1.04% | |
| 519 | GCVGABELLI CONV&INCOM SECS FD I | 95,817 | $510.0M | 1.04% | |
| 520 | USCIUNITED STS COMMODITY INDEX F | 14,209 | $509.0M | 1.04% | |
| 521 | FLICUSDFIRST LONG IS CORP | 22,360 | $509.0M | 1.04% | |
| 522 | BKRBAKER HUGHES A GE CO | 21,918 | $508.0M | 1.03% | |
| 523 | HGLBHIGHLAND GLOBAL ALLOCATION F | 49,443 | $507.0M | 1.03% | |
| 524 | VNMVANECK VECTORS ETF TR | 31,009 | $506.0M | 1.03% | |
| 525 | CIIBLACKROCK ENH CAP & INC FD I | 31,307 | $506.0M | 1.03% | |
| 526 | —FOUNDATION BLDG MATLS INC | 32,670 | $506.0M | 1.03% | |
| 527 | FNDBSCHWAB STRATEGIC TR | 12,912 | $505.0M | 1.03% | |
| 528 | EPUISHARES TR | 14,379 | $504.0M | 1.03% | |
| 529 | FLIRFLIR SYS INC | 9,574 | $503.0M | 1.02% | |
| 530 | BCIABERDEEN STD INVTS ETFS | 22,850 | $503.0M | 1.02% | |
| 531 | —MEDIDATA SOLUTIONS INC | 5,478 | $501.0M | 1.02% | |
| 532 | LAZLAZARD LTD | 14,273 | $500.0M | 1.02% | |
| 533 | WYNEURWYNDHAM DESTINATIONS INC | 10,837 | $499.0M | 1.02% | |
| 534 | TLTEFLEXSHARES TR | 10,323 | $498.0M | 1.01% | |
| 535 | EFADPROSHARES TR | 13,318 | $497.0M | 1.01% | |
| 536 | CCDCALAMOS DYNAMIC CONV & INCOM | 24,576 | $496.0M | 1.01% | |
| 537 | BUIBLACKROCK UTILITIES INFRSTRC | 20,285 | $496.0M | 1.01% | |
| 538 | XRXXEROX HOLDINGS CORP | 16,568 | $496.0M | 1.01% | |
| 539 | BCPCBALCHEM CORP | 5,000 | $496.0M | 1.01% | |
| 540 | NPOENPRO INDS INC | 7,227 | $496.0M | 1.01% | |
| 541 | NUWNUVEEN AMT-FREE MUN VALUE FD | 29,932 | $495.0M | 1.01% | |
| 542 | PSFCOHEN & STEERS SLT PFD INCM | 16,768 | $495.0M | 1.01% | |
| 543 | PRAPROASSURANCE CORP | 12,266 | $494.0M | 1.01% | |
| 544 | —GREAT WESTN BANCORP INC | 14,943 | $493.0M | 1.00% | |
| 545 | PSCPRINCIPAL EXCHANGE TRADED FD | 16,053 | $493.0M | 1.00% | |
| 546 | SPEUSPDR INDEX SHS FDS | 14,783 | $492.0M | 1.00% | |
| 547 | CLARCLARUS CORP NEW | 41,950 | $492.0M | 1.00% | |
| 548 | HMCHONDA MOTOR LTD | 18,808 | $491.0M | 1.00% | |
| 549 | IDHQINVESCO EXCHNG TRADED FD TR | 20,747 | $490.0M | 1.00% | |
| 550 | PYZINVESCO EXCHANGE TRADED FD T | 8,418 | $490.0M | 1.00% | |
| 551 | —CVR PARTNERS LP | 126,131 | $489.0M | 1.00% | |
| 552 | CFCF INDS HLDGS INC | 9,929 | $489.0M | 1.00% | |
| 553 | —NUVEEN CALIF MUNICPAL VALU F | 29,401 | $488.0M | 0.99% | |
| 554 | TCFTCF FINANCIAL CORPORATION NE | 12,830 | $488.0M | 0.99% | |
| 555 | ELPCCOMPANHIA PARANAENSE ENERG C | 40,639 | $488.0M | 0.99% | |
| 556 | VMOINVESCO MUN OPPORTUNITY TR | 38,947 | $487.0M | 0.99% | |
| 557 | VUGVANGUARD INDEX FDS | 2,923,260 | $486.1M | 0.99% | |
| 558 | MATMATTEL INC | 42,464 | $484.0M | 0.99% | |
| 559 | ONON SEMICONDUCTOR CORP | 25,206 | $484.0M | 0.99% | |
| 560 | FLOFLOWERS FOODS INC | 20,938 | $484.0M | 0.99% | |
| 561 | RGENREPLIGEN CORP | 6,297 | $483.0M | 0.98% | |
| 562 | DIODDIODES INC | 12,031 | $483.0M | 0.98% | |
| 563 | VALEVALE S A | 41,847 | $481.0M | 0.98% | |
| 564 | 0DFCDIREXION SHS ETF TR | 6,197 | $481.0M | 0.98% | |
| 565 | CNXCNX RESOURCES CORPORATION | 66,255 | $481.0M | 0.98% | |
| 566 | WESWESTERN MIDSTREAM PARTNERS L | 19,265 | $480.0M | 0.98% | |
| 567 | AEOAMERICAN EAGLE OUTFITTERS IN | 29,620 | $480.0M | 0.98% | |
| 568 | YTRAYATRA ONLINE INC | 116,011 | $478.0M | 0.97% | |
| 569 | ATRAPTARGROUP INC | 4,030 | $477.0M | 0.97% | |
| 570 | CMCCOMMERCIAL METALS CO | 27,469 | $477.0M | 0.97% | |
| 571 | CRTOCRITEO S A | 25,467 | $476.0M | 0.97% | |
| 572 | PRSUVIAD CORP | 7,069 | $475.0M | 0.97% | |
| 573 | MECMAYVILLE ENGINEERING CO INC | 35,950 | $474.0M | 0.96% | |
| 574 | SHAKSHAKE SHACK INC | 4,830 | $474.0M | 0.96% | |
| 575 | —ISHARES TR | 18,092 | $473.0M | 0.96% | |
| 576 | WCGEURWELLCARE HEALTH PLANS INC | 1,825 | $473.0M | 0.96% | |
| 577 | NURENUSHARES ETF TR | 15,353 | $472.0M | 0.96% | |
| 578 | GLOBGLOBANT S A | 5,158 | $472.0M | 0.96% | |
| 579 | AYRAIRCASTLE LTD | 21,052 | $472.0M | 0.96% | |
| 580 | UHSUNIVERSAL HLTH SVCS INC | 3,155 | $469.0M | 0.95% | |
| 581 | TSLXUSDTPG SPECIALTY LENDING INC | 22,342 | $469.0M | 0.95% | |
| 582 | LBRDKLIBERTY BROADBAND CORP | 4,477 | $469.0M | 0.95% | |
| 583 | DFJWISDOMTREE TR | 6,819 | $469.0M | 0.95% | |
| 584 | ESLTELBIT SYS LTD | 2,846 | $469.0M | 0.95% | |
| 585 | XPCQXPIMCO CA MUNICIPAL INCOME FD | 23,768 | $468.0M | 0.95% | |
| 586 | GKDGRAND CANYON ED INC | 4,765 | $468.0M | 0.95% | |
| 587 | EXPOEXPONENT INC | 6,663 | $466.0M | 0.95% | |
| 588 | NEWTNEWTEK BUSINESS SVCS CORP | 20,656 | $466.0M | 0.95% | |
| 589 | —SPRINT CORPORATION | 75,490 | $466.0M | 0.95% | |
| 590 | PUKNPRUDENTIAL PLC | 12,792 | $465.0M | 0.95% | |
| 591 | —ASHFORD HOSPITALITY TR INC | 140,447 | $465.0M | 0.95% | |
| 592 | WDFCWD-40 CO | 2,526 | $464.0M | 0.94% | |
| 593 | ESSESSEX PPTY TR INC | 1,421 | $464.0M | 0.94% | |
| 594 | GOFGUGGENHEIM STRATEGIC OPP FD | 23,980 | $464.0M | 0.94% | |
| 595 | UPGDINVESCO EXCHANGE TRADED FD T | 10,832 | $461.0M | 0.94% | |
| 596 | TEXTEREX CORP NEW | 17,697 | $460.0M | 0.94% | |
| 597 | BERYEURBERRY GLOBAL GROUP INC | 11,652 | $458.0M | 0.93% | |
| 598 | AZPNUSDASPEN TECHNOLOGY INC | 3,721 | $458.0M | 0.93% | |
| 599 | BCSBARCLAYS PLC | 62,352 | $458.0M | 0.93% | |
| 600 | IOVAIOVANCE BIOTHERAPEUTICS INC | 25,097 | $457.0M | 0.93% |