LPL Financial LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$32.9M

Holdings

2,999

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (2,999 positions)

#	Stock	Shares	Value	% Portfolio
1301	—POWERSHARES ETF TR II	8,150	$205K	0.62%
1302	—POWERSHARES ETF TR II	6,051	$205K	0.62%
1303	SMCIUSDSUPER MICRO COMPUTER INC	9,785	$205K	0.62%
1304	DMOWESTERN ASSET MTG DEF OPPTY	8,284	$204K	0.62%
1305	—TEAM INC	13,677	$204K	0.62%
1306	FMSFRESENIUS MED CARE AG&CO KGA	3,875	$204K	0.62%
1307	XFRAXBLACKROCK FLOAT RATE OME STR	14,731	$203K	0.62%
1308	IFNINDIA FD INC	7,727	$202K	0.61%
1309	EVTCEVERTEC INC	14,768	$202K	0.61%
1310	BJKVANECK VECTORS ETF TR	4,332	$202K	0.61%
1311	—ALLIANZGI EQUITY & CONV INCO	9,574	$202K	0.61%
1312	—NUVEEN ENHANCED MUN VALUE FD	14,138	$201K	0.61%
1313	FCORFIDELITY	3,954	$201K	0.61%
1314	—NUVEEN PFD & INCOME 2022 TER	8,000	$201K	0.61%
1315	RG6ROGERS CORP	1,241	$201K	0.61%
1316	—ETF MANAGERS TR	5,858	$200K	0.61%
1317	TEITEMPLETON EMERG MKTS INCOME	17,814	$199K	0.61%
1318	WEAWESTERN ASSET PREMIER BD FD	14,393	$199K	0.61%
1319	—CLAYMORE EXCHANGE TRD FD TR	13,257	$197K	0.60%
1320	SRLNSSGA ACTIVE ETF TR	4,161,016	$196K	0.60%
1321	HTDCORCEPT THERAPEUTICS INC	10,833	$196K	0.60%
1322	HTGCHERCULES CAPITAL INC	14,882	$195K	0.59%
1323	OMEROMEROS CORP	10,000	$194K	0.59%
1324	—CATCHMARK TIMBER TR INC	14,766	$194K	0.59%
1325	IVEISHARES TR	1,692,187	$193K	0.59%
1326	—CLAYMORE EXCHANGE TRD FD TR	16,997	$193K	0.59%
1327	TCRTZIOPHARM ONCOLOGY INC	46,343	$192K	0.58%
1328	KBALUSDKIMBALL INTL INC	10,165	$190K	0.58%
1329	DPGDUFF & PHELPS UTIL CORP BD T	21,449	$190K	0.58%
1330	XEMDXWESTERN ASSET EMRG MKT DEBT	12,029	$187K	0.57%
1331	LQDISHARES TR	1,531,338	$186K	0.57%
1332	—BLACKROCK CAPITAL INVESTMENT	180,000	$186K	0.57%
1333	TKCTURKCELL ILETISIM HIZMETLERI	18,277	$186K	0.57%
1334	XIGDXVOYA GLBL EQTY DIV & PREM OP	23,613	$183K	0.56%
1335	VWOVANGUARD INTL EQUITY INDEX F	3,967,407	$182K	0.55%
1336	FMNFEDERATED PREM MUN INC FD	12,873	$181K	0.55%
1337	PRKSSEAWORLD ENTMT INC	13,358	$181K	0.55%
1338	VBVANGUARD INDEX FDS	1,220,678	$180K	0.55%
1339	—NEW MEDIA INVT GROUP INC	10,648	$179K	0.54%
1340	HEQJOHN HANCOCK HDG EQ & INC FD	10,295	$179K	0.54%
1341	IWDISHARES TR	1,436,971	$179K	0.54%
1342	GUTGABELLI UTIL TR	24,857	$176K	0.54%
1343	VFLDELAWARE INVT NAT MUNI INC F	13,215	$175K	0.53%
1344	—AMTRUST FINL SVCS INC	17,232	$174K	0.53%
1345	BYMBLACKROCK MUNICIPL INC QLTY	12,198	$173K	0.53%
1346	FNBFNB CORP PA	12,549	$173K	0.53%
1347	MTLSMATERIALISE NV	13,600	$173K	0.53%
1348	VYMVANGUARD WHITEHALL FDS INC	1,998,172	$171K	0.52%
1349	BCRXBIOCRYST PHARMACEUTICALS	34,658	$170K	0.52%
1350	ETBEATON VANCE TAX MNGED BUY WR	10,151	$170K	0.52%
1351	—CBL & ASSOC PPTYS INC	30,100	$170K	0.52%
1352	OASEUROASIS PETE INC NEW	20,260	$170K	0.52%
1353	PFFISHARES TR	4,455,556	$170K	0.52%
1354	—POWERSHARES ETF TR II	10,803	$166K	0.51%
1355	KTOSKRATOS DEFENSE & SEC SOLUTIO	15,630	$166K	0.51%
1356	MCIBARINGS CORPORATE INVS	10,862	$166K	0.51%
1357	THCTENET HEALTHCARE CORP	10,882	$165K	0.50%
1358	NOKNOKIA CORP	35,379	$165K	0.50%
1359	FLLFULL HOUSE RESORTS INC	42,478	$165K	0.50%
1360	FVDFIRST TR VALUE LINE DIVID IN	5,331,654	$165K	0.50%
1361	PFLTPENNANTPARK FLOATING RATE CA	11,967	$164K	0.50%
1362	—APOLLO SR FLOATING RATE FD I	10,070	$163K	0.50%
1363	—BELLEROPHON THERAPEUTICS INC	62,800	$162K	0.49%
1364	XPCKXPIMCO CALIF MUN INCOME FD II	15,894	$161K	0.49%
1365	—OBSIDIAN ENERGY LTD	129,960	$161K	0.49%
1366	—FIRST TR SR FLOATING RATE 20	17,655	$161K	0.49%
1367	—NUVEEN DIVERSIFIED DIV INCM	13,071	$161K	0.49%
1368	—CAPITAL PRODUCT PARTNERS L P	46,536	$156K	0.47%
1369	VKIINVESCO ADVANTAGE MUNICIPAL	13,619	$155K	0.47%
1370	—NUVEEN ENERGY MLP TOTL RTRNF	13,590	$155K	0.47%
1371	ERIIENERGY RECOVERY INC	17,762	$155K	0.47%
1372	—DEUTSCHE STRATEGIC MUN INCOM	13,116	$155K	0.47%
1373	—CLEARBRIDGE AMERN ENERG MLP	18,775	$155K	0.47%
1374	SLVPISHARES	14,134	$153K	0.47%
1375	MHIPIONEER MUN HIGH INCOME TR	12,760	$151K	0.46%
1376	XLISELECT SECTOR SPDR TR	1,992,728	$151K	0.46%
1377	PRFUSDPOWERSHARES ETF TRUST	1,322,632	$150K	0.46%
1378	OROARROW INVTS TR	12,900	$150K	0.46%
1379	DSUBLACKROCK DEBT STRAT FD INC	12,771	$149K	0.45%
1380	—NUVEEN SELECT TAX FREE INCM	10,622	$148K	0.45%
1381	XEVMXEATON VANCE CALIF MUN BD FD	12,899	$148K	0.45%
1382	CMUMFS HIGH YIELD MUN TR	31,565	$146K	0.44%
1383	YRIYAMANA GOLD INC	46,922	$146K	0.44%
1384	WITWIPRO LTD	26,490	$145K	0.44%
1385	—POWERSHARES ETF TR II	11,023	$145K	0.44%
1386	AMZNAMAZON COM INC	123,367	$144K	0.44%
1387	JRSNUVEEN REAL ESTATE INCOME FD	12,810	$144K	0.44%
1388	—COHEN & STEERS MLP INC & ENR	14,000	$144K	0.44%
1389	MHNBLACKROCK MUNIHLDGS NY QLTY	10,650	$143K	0.44%
1390	DTFDTF TAX-FREE INCOME INC	10,159	$143K	0.44%
1391	CHWCALAMOS GBL DYN INCOME FUND	15,802	$143K	0.44%
1392	CALYCALLAWAY GOLF CO	10,096	$142K	0.43%
1393	SPPPSPROTT PHYSICAL PLAT PALLAD	15,193	$142K	0.43%
1394	IRDMIRIDIUM COMMUNICATIONS INC	11,958	$141K	0.43%
1395	PVG1EURPRETIUM RES INC	12,333	$141K	0.43%
1396	—BELLICUM PHARMACEUTICALS INC	16,626	$140K	0.43%
1397	MDYSPDR S&P MIDCAP 400 ETF TR	403,944	$140K	0.42%
1398	—SRC ENERGY INC	16,320	$139K	0.42%
1399	—OCLARO INC	20,350	$137K	0.42%
1400	JOFJAPAN SMALLER CAPTLZTN FD IN	11,606	$137K	0.42%

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