LPL Financial LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$32.9B
Holdings
2,999
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (2,999 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | NMSNUVEEN MINESOTA QLT MUN INC | 39,657 | $583.0M | 1.77% | |
| 402 | SLCAU S SILICA HLDGS INC | 17,905 | $583.0M | 1.77% | |
| 403 | EDUNEW ORIENTAL ED & TECH GRP I | 6,185 | $581.0M | 1.77% | |
| 404 | LPTUSDLIBERTY PPTY TR | 13,513 | $581.0M | 1.77% | |
| 405 | MCYMERCURY GENL CORP NEW | 10,858 | $580.0M | 1.77% | |
| 406 | —AGRIUM INC | 5,038 | $579.0M | 1.76% | |
| 407 | BERYEURBERRY GLOBAL GROUP INC | 9,829 | $577.0M | 1.76% | |
| 408 | SCJISHARES | 7,237 | $577.0M | 1.76% | |
| 409 | AMRNAMARIN CORP PLC | 143,642 | $576.0M | 1.75% | |
| 410 | —CREDIT SUISSE NASSAU BRH | 4,286 | $576.0M | 1.75% | |
| 411 | —ETFS PLATINUM TR | 6,509 | $576.0M | 1.75% | |
| 412 | —POWERSHARES QQQ TRUST | 3,689,765 | $574.7M | 1.75% | Put |
| 413 | SYLDCAMBRIA ETF TR | 14,940 | $574.0M | 1.75% | |
| 414 | FBINFORTUNE BRANDS HOME & SEC IN | 8,382 | $574.0M | 1.75% | |
| 415 | FAARFIRST TR EXCHNG TRADED FD VI | 19,547 | $574.0M | 1.75% | |
| 416 | FBNDFIDELITY | 11,404 | $573.0M | 1.74% | |
| 417 | HUBSHUBSPOT INC | 6,462 | $571.0M | 1.74% | |
| 418 | NVDANVIDIA CORP | 150,965 | $570.7M | 1.74% | Put |
| 419 | —COMMUNITY BANKERS TR CORP | 69,985 | $570.0M | 1.73% | |
| 420 | —RYDEX ETF TRUST | 8,177 | $570.0M | 1.73% | |
| 421 | LMBLIMBACH HLDGS INC | 41,240 | $570.0M | 1.73% | |
| 422 | —WHITING PETE CORP NEW | 21,501 | $569.0M | 1.73% | |
| 423 | ZIONZIONS BANCORPORATION | 11,192 | $569.0M | 1.73% | |
| 424 | EQTEQT CORP | 9,980 | $568.0M | 1.73% | |
| 425 | —TCF FINL CORP | 27,730 | $568.0M | 1.73% | |
| 426 | MLPAUSDGLOBAL X FDS | 57,575 | $568.0M | 1.73% | |
| 427 | APLEAPPLE HOSPITALITY REIT INC | 28,936 | $567.0M | 1.73% | |
| 428 | PSLV/USPROTT PHYSICAL SILVER TR | 89,455 | $567.0M | 1.73% | |
| 429 | CYBRCYBERARK SOFTWARE LTD | 13,699 | $567.0M | 1.73% | |
| 430 | HEHAWAIIAN ELEC INDUSTRIES | 15,679 | $567.0M | 1.73% | |
| 431 | ARLPALLIANCE RES PARTNER L P | 28,724 | $566.0M | 1.72% | |
| 432 | —BANK AMER CORP | 32,206 | $566.0M | 1.72% | |
| 433 | NGDNEW GOLD INC CDA | 171,992 | $566.0M | 1.72% | |
| 434 | MGMMGM RESORTS INTERNATIONAL | 16,920 | $565.0M | 1.72% | |
| 435 | HYIWESTERN ASSET HGH YLD DFNDFD | 37,301 | $564.0M | 1.72% | |
| 436 | PPCPILGRIMS PRIDE CORP NEW | 18,164 | $564.0M | 1.72% | |
| 437 | KBHKB HOME | 17,582 | $562.0M | 1.71% | |
| 438 | FEYECHFFIREEYE INC | 39,595 | $562.0M | 1.71% | |
| 439 | —HANCOCK JOHN INV TRUST | 63,600 | $561.0M | 1.71% | |
| 440 | QLTAISHARES TR | 10,582 | $559.0M | 1.70% | |
| 441 | BANCBANC OF CALIFORNIA INC | 27,000 | $558.0M | 1.70% | |
| 442 | —REALITY SHS ETF TR | 21,419 | $558.0M | 1.70% | |
| 443 | LGNDLIGAND PHARMACEUTICALS INC | 4,078 | $558.0M | 1.70% | |
| 444 | —RSP PERMIAN INC | 13,718 | $558.0M | 1.70% | |
| 445 | FIDUFIDELITY | 14,422 | $558.0M | 1.70% | |
| 446 | —BHP BILLITON PLC | 13,840 | $558.0M | 1.70% | |
| 447 | MTWMANITOWOC CO INC | 14,153 | $557.0M | 1.70% | |
| 448 | —DREYFUS STRATEGIC MUN BD FD | 65,150 | $557.0M | 1.70% | |
| 449 | VNMVANECK VECTORS ETF TR | 31,143 | $557.0M | 1.70% | |
| 450 | MSTRSTRATEGY SHS | 13,441 | $557.0M | 1.70% | |
| 451 | ICHRICHOR HOLDINGS | 22,557 | $555.0M | 1.69% | |
| 452 | NEANUVEEN FLTNG RTE INCM OPP FD | 48,556 | $554.0M | 1.69% | |
| 453 | HWCHANCOCK HLDG CO | 11,177 | $553.0M | 1.68% | |
| 454 | VRSNVERISIGN INC | 4,835 | $553.0M | 1.68% | |
| 455 | —ALPS ETF TR | 18,535 | $552.0M | 1.68% | |
| 456 | WWDWOODWARD INC | 7,154 | $550.0M | 1.67% | |
| 457 | ICOWPACER FDS TR | 18,754 | $550.0M | 1.67% | |
| 458 | RIVRIVERNORTH OPPRTUNITIES FD I | 27,414 | $549.0M | 1.67% | |
| 459 | AIGAMERICAN INTL GROUP INC | 30,285 | $549.0M | 1.67% | |
| 460 | NMIHNMI HLDGS INC | 32,233 | $548.0M | 1.67% | |
| 461 | XLGIXLAZARD GLB TTL RET&INCM FD I | 30,442 | $548.0M | 1.67% | |
| 462 | AEBAALLETE INC | 7,376 | $548.0M | 1.67% | |
| 463 | FTSDFRANKLIN ETF TR | 5,724 | $548.0M | 1.67% | |
| 464 | —VENATOR MATLS PLC | 24,793 | $548.0M | 1.67% | |
| 465 | MTUSTIMKENSTEEL CORP | 36,000 | $547.0M | 1.66% | |
| 466 | —ISHARES TR | 20,983 | $547.0M | 1.66% | |
| 467 | BUSDBARNES GROUP INC | 8,642 | $547.0M | 1.66% | |
| 468 | DTREFIRST TR FTSE EPRA/NAREIT DE | 12,025 | $547.0M | 1.66% | |
| 469 | FCGFIRST TR EXCHANGE TRADED FD | 23,995 | $547.0M | 1.66% | |
| 470 | BYDBOYD GAMING CORP | 15,607 | $547.0M | 1.66% | |
| 471 | LOGMEURLOGMEIN INC | 4,775 | $547.0M | 1.66% | |
| 472 | BTTBLACKROCK MUN 2030 TAR TERM | 24,443 | $546.0M | 1.66% | |
| 473 | THWTEKLA WORLD HEALTHCARE FD | 40,104 | $546.0M | 1.66% | |
| 474 | —IHS MARKIT LTD | 12,088 | $546.0M | 1.66% | |
| 475 | XPROFRANKS INTL N V | 81,938 | $545.0M | 1.66% | |
| 476 | TQJSIGNATURE BK NEW YORK N Y | 3,964 | $544.0M | 1.66% | |
| 477 | XSSPXNUVEEN S&P 500 DYN OVERWRITE | 31,430 | $544.0M | 1.66% | |
| 478 | IFFINTERNATIONAL FLAVORS&FRAGRA | 3,560 | $543.0M | 1.65% | |
| 479 | DGXQUEST DIAGNOSTICS INC | 5,510 | $543.0M | 1.65% | |
| 480 | XSWSPDR SERIES TRUST | 7,821 | $543.0M | 1.65% | |
| 481 | —BIOTELEMETRY INC | 18,145 | $543.0M | 1.65% | |
| 482 | SBIOALPS ETF TR | 16,541 | $542.0M | 1.65% | |
| 483 | —MEDIDATA SOLUTIONS INC | 8,470 | $542.0M | 1.65% | |
| 484 | PMXPIMCO MUN INCOME FD III | 46,562 | $539.0M | 1.64% | |
| 485 | FCTFIRST TR SR FLG RTE INCM FD | 41,760 | $539.0M | 1.64% | |
| 486 | —CANTEL MEDICAL CORP | 5,228 | $537.0M | 1.63% | |
| 487 | JECUSDJACOBS ENGR GROUP INC DEL | 8,135 | $537.0M | 1.63% | |
| 488 | —INDEXIQ ETF TR | 21,347 | $537.0M | 1.63% | |
| 489 | CR1USDCRANE CO | 6,013 | $536.0M | 1.63% | |
| 490 | HIHILLENBRAND INC | 11,947 | $535.0M | 1.63% | |
| 491 | DGREWISDOMTREE TR | 19,583 | $534.0M | 1.63% | |
| 492 | FANFIRST TR EXCHANGE TRADED FD | 40,308 | $534.0M | 1.63% | |
| 493 | QCLNFIRST TR EXCHANGE TRADED FD | 26,233 | $533.0M | 1.62% | |
| 494 | HIXWESTERN ASSET HIGH INCM FD I | 76,430 | $533.0M | 1.62% | |
| 495 | AYIACUITY BRANDS INC | 3,014 | $532.0M | 1.62% | |
| 496 | —VIACOM INC NEW | 15,202 | $531.0M | 1.62% | |
| 497 | PLNTPLANET FITNESS INC | 15,294 | $530.0M | 1.61% | |
| 498 | AEMAGNICO EAGLE MINES LTD | 11,445 | $529.0M | 1.61% | |
| 499 | IAUISHARES TR | 21,075 | $528.0M | 1.61% | |
| 500 | RACEFERRARI N V | 5,039 | $528.0M | 1.61% |