LPL Financial LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$32.9B
Holdings
2,999
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (2,999 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | CARZFIRST TR EXCHANGE TRADED FD | 9,767 | $412.0M | 1.25% | |
| 702 | QEFASPDR INDEX SHS FDS | 6,337 | $412.0M | 1.25% | |
| 703 | AXASEURABRAXAS PETE CORP | 166,630 | $410.0M | 1.25% | |
| 704 | PLOWDOUGLAS DYNAMICS INC | 10,854 | $410.0M | 1.25% | |
| 705 | —RYDEX ETF TRUST | 3,639 | $410.0M | 1.25% | |
| 706 | DKSDICKS SPORTING GOODS INC | 14,223 | $409.0M | 1.24% | |
| 707 | CSVCARRIAGE SVCS INC | 15,860 | $408.0M | 1.24% | |
| 708 | OCFCOCEANFIRST FINL CORP | 15,543 | $408.0M | 1.24% | |
| 709 | CZREURCAESARS ENTMT CORP | 32,222 | $408.0M | 1.24% | |
| 710 | CWTCALIFORNIA WTR SVC GROUP | 8,984 | $407.0M | 1.24% | |
| 711 | PZCPIMCO CALIF MUN INCOME FD II | 38,884 | $406.0M | 1.24% | |
| 712 | AQLTISHARES TR | 6,140,397 | $405.8M | 1.24% | |
| 713 | 0E41ENLINK MIDSTREAM LLC | 22,983 | $405.0M | 1.23% | |
| 714 | ZAYOEURZAYO GROUP HLDGS INC | 11,017 | $405.0M | 1.23% | |
| 715 | UCTTULTRA CLEAN HLDGS INC | 17,540 | $405.0M | 1.23% | |
| 716 | EODWELLS FARGO GLOBAL DIVIDEND | 68,346 | $405.0M | 1.23% | |
| 717 | EPCEDGEWELL PERS CARE CO | 6,822 | $405.0M | 1.23% | |
| 718 | GAPGAP INC DEL | 11,864 | $404.0M | 1.23% | |
| 719 | —ISHARES TR | 14,817 | $404.0M | 1.23% | |
| 720 | XPCQXPIMCO CA MUNICIPAL INCOME FD | 23,365 | $404.0M | 1.23% | |
| 721 | —PROSPECT CAPITAL CORPORATION | 400,000 | $403.0M | 1.23% | |
| 722 | UGIUGI CORP NEW | 8,593 | $403.0M | 1.23% | |
| 723 | —LEGG MASON ETF INVESTMENT TR | 14,640 | $403.0M | 1.23% | |
| 724 | —NATUS MEDICAL INC DEL | 10,553 | $403.0M | 1.23% | |
| 725 | SANBANCO SANTANDER SA | 61,299 | $401.0M | 1.22% | |
| 726 | CTBICOMMUNITY TR BANCORP INC | 8,509 | $401.0M | 1.22% | |
| 727 | SQMSOCIEDAD QUIMICA MINERA DE C | 6,753 | $401.0M | 1.22% | |
| 728 | GOOGLALPHABET INC | 80,294 | $400.3M | 1.22% | Put |
| 729 | —HORIZONS ETF TR I | 7,954 | $400.0M | 1.22% | |
| 730 | —ADVISORSHARES TR | 15,474 | $400.0M | 1.22% | |
| 731 | ERCWELLS FARGO MULTI SECTOR INC | 30,582 | $399.0M | 1.21% | |
| 732 | IPHIINPHI CORP | 10,800 | $398.0M | 1.21% | |
| 733 | DIVOAMPLIFY ETF TR | 13,737 | $398.0M | 1.21% | |
| 734 | CSLCARLISLE COS INC | 3,494 | $397.0M | 1.21% | |
| 735 | EIMEATON VANCE MUN BD FD | 31,640 | $396.0M | 1.21% | |
| 736 | —MGM GROWTH PPTYS LLC | 13,589 | $396.0M | 1.21% | |
| 737 | BOTZGLOBAL X FDS | 520,846 | $396.0M | 1.21% | Put |
| 738 | —JP MORGAN EXCHANGE TRADED FD | 15,093 | $395.0M | 1.20% | |
| 739 | LF2PACIFIC PREMIER BANCORP | 9,887 | $395.0M | 1.20% | |
| 740 | —NORTHERN LTS FD TR IV | 14,175 | $394.0M | 1.20% | |
| 741 | HRCHILL ROM HLDGS INC | 4,660 | $394.0M | 1.20% | |
| 742 | RILYB RILEY FINL INC | 21,766 | $394.0M | 1.20% | |
| 743 | ISCFISHARES TR | 12,149 | $394.0M | 1.20% | |
| 744 | RUSHARUSH ENTERPRISES INC | 7,746 | $394.0M | 1.20% | |
| 745 | PSQUSDPROSHARES TR | 11,076 | $394.0M | 1.20% | |
| 746 | —POWERSHARES ETF TRUST | 15,511 | $393.0M | 1.20% | |
| 747 | CAECAE INC | 21,122 | $392.0M | 1.19% | |
| 748 | PFPTPROOFPOINT INC | 4,401 | $391.0M | 1.19% | |
| 749 | QTWOQ2 HLDGS INC | 10,580 | $390.0M | 1.19% | |
| 750 | PMMPUTNAM MANAGED MUN INCOM TR | 52,474 | $389.0M | 1.18% | |
| 751 | ELDWISDOMTREE TR | 10,108 | $389.0M | 1.18% | |
| 752 | —COTIVITI HLDGS INC | 12,052 | $388.0M | 1.18% | |
| 753 | KAMOMANAGED PORTFOLIO SER | 16,621 | $388.0M | 1.18% | |
| 754 | NUSNU SKIN ENTERPRISES INC | 5,681 | $388.0M | 1.18% | |
| 755 | —UBS AG JERSEY BRH | 18,625 | $387.0M | 1.18% | |
| 756 | AMCAMC ENTMT HLDGS INC | 25,649 | $387.0M | 1.18% | |
| 757 | ASBASSOCIATED BANC CORP | 15,228 | $387.0M | 1.18% | |
| 758 | GIISPDR INDEX SHS FDS | 7,475 | $387.0M | 1.18% | |
| 759 | —NIELSEN HLDGS PLC | 10,624 | $387.0M | 1.18% | |
| 760 | —APOLLO TACTICAL INCOME FD IN | 24,500 | $386.0M | 1.17% | |
| 761 | —POWERSHARES ETF TRUST | 19,965 | $386.0M | 1.17% | |
| 762 | —RMR REAL ESTATE INCOME FUND | 20,168 | $385.0M | 1.17% | |
| 763 | FTNTFORTINET INC | 8,771 | $383.0M | 1.17% | |
| 764 | XEFRXEATON VANCE SR FLTNG RTE TR | 26,520 | $383.0M | 1.17% | |
| 765 | —VANTIV INC | 5,195 | $383.0M | 1.17% | |
| 766 | IDGTISHARES TR | 7,875 | $382.0M | 1.16% | |
| 767 | ROUSLATTICE STRATEGIES TR | 12,208 | $382.0M | 1.16% | |
| 768 | DIALCOLUMBIA ETF TR I | 19,162 | $382.0M | 1.16% | |
| 769 | PTCPTC INC | 6,285 | $382.0M | 1.16% | |
| 770 | IWMISHARES TR | 2,500,786 | $381.3M | 1.16% | |
| 771 | IXGISHARES TR | 5,452 | $381.0M | 1.16% | |
| 772 | FULFULLER H B CO | 7,018 | $380.0M | 1.16% | |
| 773 | WWAYFAIR INC | 4,730 | $380.0M | 1.16% | |
| 774 | PENNPENN NATL GAMING INC | 12,116 | $380.0M | 1.16% | |
| 775 | FNFABRINET | 13,196 | $379.0M | 1.15% | |
| 776 | YELPYELP INC | 9,020 | $378.0M | 1.15% | |
| 777 | ASIXADVANSIX INC | 8,991 | $378.0M | 1.15% | |
| 778 | NHINATIONAL HEALTH INVS INC | 5,009 | $378.0M | 1.15% | |
| 779 | HAINHAIN CELESTIAL GROUP INC | 8,887 | $377.0M | 1.15% | |
| 780 | KRNYKEARNY FINL CORP MD | 26,066 | $377.0M | 1.15% | |
| 781 | FENYFIDELITY | 18,798 | $377.0M | 1.15% | |
| 782 | JFRNUVEEN FLOATING RATE INCOME | 33,633 | $377.0M | 1.15% | |
| 783 | NEOGNEOGEN CORP | 4,583 | $377.0M | 1.15% | |
| 784 | QQXTFIRST TR EXCHANGE TRADED FD | 7,747 | $377.0M | 1.15% | |
| 785 | VCVINVESCO CALIF VALUE MUN INC | 29,914 | $376.0M | 1.14% | |
| 786 | EWWISHARES | 7,630 | $376.0M | 1.14% | |
| 787 | IUSVISHARES TR | 6,778,294 | $375.5M | 1.14% | |
| 788 | VISNCOMMSCOPE HLDG CO INC | 9,856 | $373.0M | 1.14% | |
| 789 | LKORFLEXSHARES TR | 6,811 | $373.0M | 1.14% | |
| 790 | RBLDFIRST TR EXCHANGE TRADED FD | 6,241 | $372.0M | 1.13% | |
| 791 | RGAREINSURANCE GROUP AMER INC | 2,386 | $372.0M | 1.13% | |
| 792 | —CHINA LODGING GROUP LTD | 2,575 | $372.0M | 1.13% | |
| 793 | WTWWILLIS TOWERS WATSON PUB LTD | 2,464 | $371.0M | 1.13% | |
| 794 | VSTVISTRA ENERGY CORP | 20,266 | $371.0M | 1.13% | |
| 795 | DDD3-D SYS CORP DEL | 42,936 | $371.0M | 1.13% | |
| 796 | EMDVPROSHARES TR | 6,314 | $370.0M | 1.13% | |
| 797 | NPOENPRO INDS INC | 3,955 | $370.0M | 1.13% | |
| 798 | FSZFIRST TR EXCH TRD ALPHA FD I | 7,016 | $370.0M | 1.13% | |
| 799 | —JOHN HANCOCK EXCHANGE TRADED | 10,280 | $369.0M | 1.12% | |
| 800 | —WASHINGTON PRIME GROUP NEW | 51,753 | $368.0M | 1.12% |