LPL Financial LLC Q4 2018 Filing
Filed February 7, 2019
Portfolio Value
$37.6B
Holdings
3,054
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (3,054 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1301 | UPLDUPLAND SOFTWARE INC | 7,368 | $200.0M | 0.53% | |
| 1302 | COSCNO FINL GROUP INC | 13,320 | $198.0M | 0.53% | |
| 1303 | XFDEXFIRST TR DYNAMIC EUROPE EQT | 15,686 | $198.0M | 0.53% | |
| 1304 | APH1EURAPHRIA INC | 34,744 | $198.0M | 0.53% | |
| 1305 | EODWELLS FARGO GLOBAL DIVIDEND | 42,297 | $196.0M | 0.52% | |
| 1306 | CBAYUSDCYMABAY THERAPEUTICS INC | 24,528 | $193.0M | 0.51% | |
| 1307 | —FOUNDATION BLDG MATLS INC | 23,232 | $193.0M | 0.51% | |
| 1308 | KBHKB HOME | 10,101 | $193.0M | 0.51% | |
| 1309 | —MCDERMOTT INTL INC | 29,331 | $192.0M | 0.51% | |
| 1310 | BNDXVANGUARD CHARLOTTE FDS | 3,527,719 | $191.4M | 0.51% | |
| 1311 | BFKBLACKROCK MUN INCOME TR | 15,695 | $191.0M | 0.51% | |
| 1312 | VYMVANGUARD WHITEHALL FDS INC | 2,448,631 | $191.0M | 0.51% | |
| 1313 | LOCOEL POLLO LOCO HLDGS INC | 12,527 | $190.0M | 0.51% | |
| 1314 | —EAGLE GRWTH & INCOME OPPTY F | 15,070 | $190.0M | 0.51% | |
| 1315 | FMNFEDERATED PREM MUN INC FD | 15,520 | $190.0M | 0.51% | |
| 1316 | FLEXFLEX LTD | 24,966 | $190.0M | 0.51% | |
| 1317 | FVDFIRST TR VALUE LINE DIVID IN | 6,513,640 | $189.4M | 0.50% | |
| 1318 | NWSNEWS CORP NEW | 16,374 | $189.0M | 0.50% | |
| 1319 | —NUVEEN HIGH INCOME DECMBR 20 | 19,202 | $189.0M | 0.50% | |
| 1320 | GBYSANGAMO THERAPEUTICS INC | 16,440 | $189.0M | 0.50% | |
| 1321 | MSFTMICROSOFT CORP | 1,859,633 | $188.9M | 0.50% | |
| 1322 | GDOWESTERN ASSET GLOBAL CP DEFI | 12,485 | $187.0M | 0.50% | |
| 1323 | FCTFIRST TR SR FLG RTE INCM FD | 16,564 | $186.0M | 0.49% | |
| 1324 | PBDINVESCO EXCHNG TRADED FD TR | 17,891 | $186.0M | 0.49% | |
| 1325 | —BLUEKNIGHT ENERGY PARTNERS L | 161,500 | $186.0M | 0.49% | |
| 1326 | —ALDER BIOPHARMACEUTICALS INC | 18,175 | $186.0M | 0.49% | |
| 1327 | ITOTISHARES TR | 3,263,982 | $185.3M | 0.49% | |
| 1328 | FCGFIRST TR EXCHANGE TRADED FD | 12,588 | $185.0M | 0.49% | |
| 1329 | MXMAGNACHIP SEMICONDUCTOR CORP | 29,850 | $185.0M | 0.49% | |
| 1330 | GLUGABELLI GLOBL UTIL & INCOME | 11,407 | $184.0M | 0.49% | |
| 1331 | XLFSELECT SECTOR SPDR TR | 7,686,247 | $183.1M | 0.49% | |
| 1332 | XXHYBXXNEW AMER HIGH INCOME FD INC | 23,773 | $180.0M | 0.48% | |
| 1333 | —DELAWARE INV CO MUN INC FD I | 14,134 | $180.0M | 0.48% | |
| 1334 | —STERLING BANCORP DEL | 10,854 | $179.0M | 0.48% | |
| 1335 | CVA1EURCOVANTA HLDG CORP | 13,332 | $179.0M | 0.48% | |
| 1336 | NYMTEURNEW YORK MTG TR INC | 30,267 | $178.0M | 0.47% | |
| 1337 | —TSAKOS ENERGY NAVIGATION LTD | 66,730 | $178.0M | 0.47% | |
| 1338 | —DIVIDEND & INCOME FUND | 18,572 | $177.0M | 0.47% | |
| 1339 | BBBLACKBERRY LTD | 24,886 | $177.0M | 0.47% | |
| 1340 | —PCM INC | 10,000 | $176.0M | 0.47% | |
| 1341 | KRGKITE RLTY GROUP TR | 12,521 | $176.0M | 0.47% | |
| 1342 | FTRIFIRST TR EXCHANGE TRADED FD | 16,097 | $176.0M | 0.47% | |
| 1343 | GPROGOPRO INC | 41,593 | $176.0M | 0.47% | |
| 1344 | —APOLLO TACTICAL INCOME FD IN | 12,745 | $175.0M | 0.47% | |
| 1345 | FBZ*FIRST TR EXCH TRD ALPHA FD I | 13,145 | $174.0M | 0.46% | |
| 1346 | MTWMANITOWOC CO INC | 11,771 | $174.0M | 0.46% | |
| 1347 | —PROSHARES TR II | 13,115 | $174.0M | 0.46% | |
| 1348 | PVG1EURPRETIUM RES INC | 20,486 | $173.0M | 0.46% | |
| 1349 | AXASEURABRAXAS PETE CORP | 156,520 | $171.0M | 0.45% | |
| 1350 | XFRAXBLACKROCK FLOAT RATE OME STR | 14,312 | $170.0M | 0.45% | |
| 1351 | BGBBLACKSTONE GSO STRATEGIC CR | 12,568 | $169.0M | 0.45% | |
| 1352 | SEMSELECT MED HLDGS CORP | 10,980 | $169.0M | 0.45% | |
| 1353 | JGHNUVEEN GLOBAL HIGH INCOME FD | 12,362 | $169.0M | 0.45% | |
| 1354 | PBIPITNEY BOWES INC | 28,423 | $168.0M | 0.45% | |
| 1355 | CHWCALAMOS GBL DYN INCOME FUND | 25,719 | $168.0M | 0.45% | |
| 1356 | CNDTCONDUENT INC | 15,815 | $168.0M | 0.45% | |
| 1357 | BDNBRANDYWINE RLTY TR | 12,893 | $166.0M | 0.44% | |
| 1358 | NATNORDIC AMERICAN TANKERS LIMI | 82,397 | $165.0M | 0.44% | |
| 1359 | SONOSONOS INC | 16,830 | $165.0M | 0.44% | |
| 1360 | AIGAMERICAN INTL GROUP INC | 30,299 | $165.0M | 0.44% | |
| 1361 | ISBCUSDINVESTORS BANCORP INC NEW | 15,788 | $164.0M | 0.44% | |
| 1362 | ERFGBPENERPLUS CORP | 21,088 | $164.0M | 0.44% | |
| 1363 | DONSPDR DOW JONES INDL AVRG ETF | 701,707 | $163.6M | 0.44% | Put |
| 1364 | IMGNEURIMMUNOGEN INC | 33,907 | $163.0M | 0.43% | |
| 1365 | —ABERDEEN AUSTRALIA EQTY FD I | 34,216 | $163.0M | 0.43% | |
| 1366 | NEANUVEEN SR INCOME FD | 29,625 | $163.0M | 0.43% | |
| 1367 | MTUMISHARES TR | 1,623,994 | $162.8M | 0.43% | |
| 1368 | RUBYUSDRUBIUS THERAPEUTICS INC | 10,095 | $162.0M | 0.43% | |
| 1369 | PLUNPLUG POWER INC | 130,821 | $162.0M | 0.43% | |
| 1370 | PTENPATTERSON UTI ENERGY INC | 15,549 | $161.0M | 0.43% | |
| 1371 | VGTVANGUARD WORLD FDS | 961,229 | $160.4M | 0.43% | |
| 1372 | XEVGXEATON VANCE SH TM DR DIVR IN | 12,830 | $160.0M | 0.43% | |
| 1373 | RDIREADING INTERNATIONAL INC | 11,000 | $160.0M | 0.43% | |
| 1374 | NMRKNEWMARK GROUP INC | 19,938 | $160.0M | 0.43% | |
| 1375 | RYAMRAYONIER ADVANCED MATLS INC | 14,988 | $160.0M | 0.43% | |
| 1376 | USDPUSD PARTNERS LP | 15,102 | $158.0M | 0.42% | |
| 1377 | —NEUBERGER BRMAN CLIFRN MUNI | 13,063 | $158.0M | 0.42% | |
| 1378 | BKNBLACKROCK INVT QUALITY MUN T | 11,916 | $157.0M | 0.42% | |
| 1379 | FTFRANKLIN UNVL TR | 24,784 | $157.0M | 0.42% | |
| 1380 | —VOYA PRIME RATE TR | 35,055 | $157.0M | 0.42% | |
| 1381 | CWCOCONSOLIDATED WATER CO INC | 13,436 | $157.0M | 0.42% | |
| 1382 | AKBAAKEBIA THERAPEUTICS INC | 28,263 | $156.0M | 0.41% | |
| 1383 | —NEW SR INVT GROUP INC | 37,506 | $155.0M | 0.41% | |
| 1384 | —TORTOISE MLP FD INC | 12,674 | $155.0M | 0.41% | |
| 1385 | TGNATEGNA INC | 14,247 | $155.0M | 0.41% | |
| 1386 | —IEC ELECTRS CORP NEW | 26,895 | $154.0M | 0.41% | |
| 1387 | CMUMFS HIGH YIELD MUN TR | 36,586 | $153.0M | 0.41% | |
| 1388 | BRK/BBERKSHIRE HATHAWAY INC DEL | 745,708 | $152.3M | 0.40% | |
| 1389 | PRFINVESCO EXCHANGE TRADED FD T | 1,494,628 | $151.8M | 0.40% | |
| 1390 | TEITEMPLETON EMERG MKTS INCOME | 15,741 | $151.0M | 0.40% | |
| 1391 | —POLYMET MINING CORP | 186,450 | $151.0M | 0.40% | |
| 1392 | —VANECK VECTORS ETF TR | 11,107 | $151.0M | 0.40% | |
| 1393 | SWCHFSIERRA WIRELESS INC | 11,167 | $150.0M | 0.40% | |
| 1394 | EFAISHARES TR | 2,528,353 | $148.6M | 0.40% | |
| 1395 | 7SUSUMMIT MATLS INC | 11,925 | $148.0M | 0.39% | |
| 1396 | GPOR1EURGULFPORT ENERGY CORP | 22,528 | $148.0M | 0.39% | |
| 1397 | —EXTRACTION OIL AND GAS INC | 34,557 | $148.0M | 0.39% | |
| 1398 | XLGIXLAZARD GLB TTL RET&INCM FD I | 10,777 | $147.0M | 0.39% | |
| 1399 | AM6AMICUS THERAPEUTICS INC | 15,233 | $146.0M | 0.39% | |
| 1400 | GNTGAMCO NAT RES GOLD & INCOME | 29,478 | $146.0M | 0.39% |