LPL Financial LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$55.0M
Holdings
3,321
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (3,321 positions)
| Stock | Value |
|---|---|
AM6AMICUS THERAPEUTICS INC | $99K |
BKCCUSDBLACKROCK CAPITAL INVESTMENT | $98K |
CXEMFS HIGH INCOME MUN TR | $98K |
—ROCKWELL MED INC | $96K |
RUBIEURRUBICON PROJ INC | $96K |
BBDBANCO BRADESCO S A | $94K |
SPWRQSUNPOWER CORP | $93K |
GBYSANGAMO THERAPEUTICS INC | $92K |
ICMBINVESTCORP CR MGMT BDC INC | $90K |
HIOWESTERN ASSET HIGH INCM OPP | $90K |
CRKCOMSTOCK RES INC | $90K |
—INFRA AND ENERGY ALTRNTIVE I | $89K |
—PENNEY J C CORP INC | $88K |
MFMMFS MUN INCOME TR | $87K |
WTIW & T OFFSHORE INC | $87K |
ACHOWENS & MINOR INC NEW | $87K |
KWE1RING ENERGY INC | $86K |
CLSEURCELESTICA INC | $85K |
GENNQGENESIS HEALTHCARE INC | $83K |
—THL CREDIT INC | $80K |
RIBTEURRICEBRAN TECHNOLOGIES | $80K |
TSITCW STRATEGIC INCOME FUND IN | $80K |
—DUFF & PHELPS SLT ENGY AND M | $79K |
NATNORDIC AMERICAN TANKERS LIMI | $78K |
PHPNGALECTIN THERAPEUTICS INC | $76K |
BLDPBALLARD PWR SYS INC NEW | $76K |
DHFBNY MELLON HIGH YIELD STRATE | $76K |
FINVFINVOLUTION GROUP | $76K |
LINTA 4 11/15/29LIBERTY MEDIA CORP | $74K |
FLLFULL HOUSE RESORTS INC | $74K |
CIGCOMPANHIA ENERGETICA DE MINA | $72K |
SACHSACHEM CAP CORP | $71K |
QEPQEP RES INC | $71K |
EDDMORGAN STANLEY EM MKTS DM DE | $70K |
LPI1EURLAREDO PETROLEUM INC | $68K |
RESRPC INC | $67K |
DNREURDENBURY RES INC | $64K |
MINMFS INTER INCOME TR | $63K |
PIMPUTNAM MASTER INTER INCOME T | $63K |
SIDCOMPANHIA SIDERURGICA NACION | $62K |
XBGYXBLACKROCK ENHANCED INTL DIV | $61K |
LEE1EURLEE ENTERPRISES INC | $61K |
GRWGGROWGENERATION CORP | $59K |
NBRNABORS INDUSTRIES LTD | $58K |
IRIXIRIDEX CORP | $56K |
FSC1EUROAKTREE SPECIALTY LENDING CO | $55K |
—SEACOR HOLDINGS INC | $54K |
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | $54K |
—AMPIO PHARMACEUTICALS INC | $53K |
CLNECLEAN ENERGY FUELS CORP | $53K |
—PROGENICS PHARMACEUTICALS IN | $52K |
EDAEDAP TMS S A | $50K |
RYAMRAYONIER ADVANCED MATLS INC | $50K |
—CURIS INC | $50K |
—ONCOSEC MED INC | $47K |
XXII22ND CENTY GROUP INC | $43K |
—LIMELIGHT NETWORKS INC | $43K |
—AFFIMED N V | $42K |
LMBLIMBACH HLDGS INC | $41K |
CHS1USDCHICOS FAS INC | $39K |
—HEXO CORP | $38K |
—SONIM TECHNOLOGIES INC | $37K |
—ASSERTIO THERAPEUTICS INC | $36K |
—ORGANIGRAM HLDGS INC | $36K |
NENOBLE CORP PLC | $35K |
—TOCAGEN INC | $33K |
NOG1EURNORTHERN OIL & GAS INC NEV | $32K |
XEJACCURAY INC | $31K |
OPKOPKO HEALTH INC | $31K |
KCAPUSDPORTMAN RIDGE FIN CORP | $28K |
—CONFORMIS INC | $28K |
—THERAPEUTICSMD INC | $27K |
ATATLANTIC PWR CORP | $27K |
SWN1EURSOUTHWESTERN ENERGY CO | $26K |
—SPIRIT RLTY CAP INC NEW | $26K |
RIGLUSDRIGEL PHARMACEUTICALS INC | $25K |
—180 DEGREE CAP CORP | $25K |
—CAESARS ENTMT CORP | $23K |
—ATHERSYS INC | $23K |
TRQEURTURQUOISE HILL RES LTD | $23K |
GONGERON CORP | $22K |
—HI CRUSH INC | $22K |
ARCC 4.625 03/01/24ARES CAP CORP | $21K |
BRK-BBERKSHIRE HATHAWAY INC DEL | $19K |
NGDNEW GOLD INC CDA | $19K |
ISRGINTUITIVE SURGICAL INC | $18K |
MNKDMANNKIND CORP | $18K |
—GRAN TIERRA ENERGY INC | $18K |
—HEXINDAI INC | $17K |
—LIBBEY INC | $17K |
VTGNUSDVISTAGEN THERAPEUTICS INC | $17K |
GSATUSDGLOBALSTAR INC | $16K |
—SECOND SIGHT MED PRODS INC | $16K |
SENS1GBPSENSEONICS HLDGS INC | $15K |
LCTXLINEAGE CELL THERAPEUTICS IN | $15K |
BLKCHFBLACKROCK INC | $15K |
—UNIT CORP | $14K |
SNYSANOFI | $14K |
BKNGBOOKING HLDGS INC | $13K |
TREURTRILLIUM THERAPEUTICS INC | $13K |