LPL Financial LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$55.0M

Holdings

3,321

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (3,321 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	—FIRSTCASH INC	5,825	$474K	0.86%
602	OLNOLIN CORP	27,398	$473K	0.86%
603	XPCQXPIMCO CA MUNICIPAL INCOME FD	23,768	$472K	0.86%
604	VOOVANGUARD INDEX FDS	1,592,099	$471K	0.86%
605	—TARO PHARMACEUTICAL INDS LTD	5,341	$470K	0.86%
606	IDGTISHARES TR	8,493	$469K	0.85%
607	PHTPIONEER HIGH INCOME TR	49,015	$468K	0.85%
608	FNBFNB CORP PA	36,885	$468K	0.85%
609	BURLBURLINGTON STORES INC	2,054	$468K	0.85%
610	NKTREURNEKTAR THERAPEUTICS	21,640	$467K	0.85%
611	SMMUPIMCO ETF TR	9,220	$467K	0.85%
612	RILYB RILEY FINL INC	18,549	$467K	0.85%
613	PARAAVIACOMCBS INC	10,388	$466K	0.85%
614	MSMMSC INDL DIRECT INC	5,940	$465K	0.85%
615	—NUVEEN CALIF MUNICPAL VALU F	29,401	$465K	0.85%
616	PEZINVESCO EXCHANGE TRADED FD T	8,407	$463K	0.84%
617	—IVY HIGH INC OPPORTUNITIES F	33,318	$463K	0.84%
618	DEIDOUGLAS EMMETT INC	10,514	$462K	0.84%
619	SPVMINVESCO EXCHANGE TRADED FD T	10,721	$462K	0.84%
620	PYZINVESCO EXCHANGE TRADED FD T	7,320	$461K	0.84%
621	NXDTNEXPOINT STRATEGIC OPORTUNT	26,014	$461K	0.84%
622	MAMASTERCARD INC	341,817	$460K	0.84%	Put
623	EPUISHARES TR	12,388	$459K	0.84%
624	SMARGBPSMARTSHEET INC	10,220	$459K	0.84%
625	K6BKBR INC	15,035	$459K	0.84%
626	OUTOUTFRONT MEDIA INC	17,130	$459K	0.84%
627	VEAVANGUARD TAX MANAGED INTL FD	10,398,689	$458K	0.83%
628	ZIONZIONS BANCORPORATION N A	8,816	$458K	0.83%
629	RGAREINSURANCE GRP OF AMERICA I	2,803	$457K	0.83%
630	PACWUSDPACWEST BANCORP DEL	11,951	$457K	0.83%
631	BYMBLACKROCK MUNICIPL INC QLTY	32,498	$457K	0.83%
632	DVOLFIRST TR EXCHANGE-TRADED FD	20,487	$456K	0.83%
633	CFCF INDS HLDGS INC	9,557	$456K	0.83%
634	OPRTOPORTUN FINL CORP	19,149	$456K	0.83%
635	EBNDSPDR SERIES TRUST	16,340	$456K	0.83%
636	—LEGG MASON ETF INVESTMENT TR	17,548	$455K	0.83%
637	RIGTRANSOCEAN LTD	66,092	$455K	0.83%
638	HWCHANCOCK WHITNEY CORPORATION	10,361	$455K	0.83%
639	GCVGABELLI CONV&INCOM SECS FD I	77,472	$453K	0.82%
640	NQPNUVEEN PENNSYLVANIA QLT MUN	32,013	$453K	0.82%
641	—TEXTAINER GROUP HOLDINGS LTD	42,287	$453K	0.82%
642	HGLBHIGHLAND GLOBAL ALLOCATION F	48,453	$453K	0.82%
643	PFDFLAHERTY & CRUMRIN PFD & INM	29,019	$452K	0.82%
644	HBNCHORIZON BANCORP INC	23,765	$452K	0.82%
645	SIMOSILICON MOTION TECHNOLOGY CO	8,886	$451K	0.82%
646	SSNCSS&C TECHNOLOGIES HLDGS INC	7,334	$450K	0.82%
647	HLIHOULIHAN LOKEY INC	9,178	$449K	0.82%
648	AQLTISHARES TR	13,050	$448K	0.82%
649	CXCEMEX SAB DE CV	118,552	$448K	0.82%
650	—SPDR SERIES TRUST	54,925	$444K	0.81%
651	IVWISHARES TR	2,291,511	$444K	0.81%
652	—INDEXIQ ETF TR	17,396	$442K	0.80%
653	—GLOBAL X FDS	12,568	$442K	0.80%
654	PPTPUTNAM PREMIER INCOME TR	81,261	$441K	0.80%
655	MHDBLACKROCK MUNIHOLDINGS FD IN	26,011	$441K	0.80%
656	CLMTUSDCALUMET SPECIALTY PRODS PTNR	120,413	$440K	0.80%
657	PLYMPLYMOUTH INDL REIT INC	23,912	$440K	0.80%
658	XIGDXVOYA GLBL EQTY DIV & PREM OP	71,103	$440K	0.80%
659	IWFISHARES TR	2,495,540	$439K	0.80%
660	BHCBAUSCH HEALTH COS INC	14,672	$439K	0.80%
661	—NUVEEN OHIO QLTY MUN INCOME	28,429	$439K	0.80%
662	MACMACERICH CO	16,318	$439K	0.80%
663	EUDGWISDOMTREE TR	15,730	$439K	0.80%
664	AKAFETF SER SOLUTIONS	13,434	$439K	0.80%
665	SCHCSCHWAB STRATEGIC TR	12,632	$438K	0.80%
666	TPVGTRIPLEPOINT VENTURE GROWTH B	30,823	$438K	0.80%
667	BBPETFIS SER TR I	10,006	$436K	0.79%
668	BERYEURBERRY GLOBAL GROUP INC	9,151	$435K	0.79%
669	NEWTNEWTEK BUSINESS SVCS CORP	19,215	$435K	0.79%
670	KLMNINVESCO EXCHNG TRADED FD TR	6,056	$435K	0.79%
671	—ALLIANZGI NFJ DIVID INT & PR	33,378	$434K	0.79%
672	—CENTERPOINT ENERGY INC	8,895	$434K	0.79%
673	ESLTELBIT SYS LTD	2,799	$434K	0.79%
674	NWFLNORWOOD FINANCIAL CORP	11,143	$433K	0.79%
675	BCPCBALCHEM CORP	4,221	$433K	0.79%
676	ITGARTNER INC	2,812	$433K	0.79%
677	IPHIINPHI CORP	5,761	$432K	0.79%
678	LYGLLOYDS BANKING GROUP PLC	130,204	$431K	0.78%
679	COLDAMERICOLD RLTY TR	12,287	$431K	0.78%
680	ERCWELLS FARGO MULTI SECTOR INC	33,407	$430K	0.78%
681	—FOUNDATION BLDG MATLS INC	22,205	$430K	0.78%
682	KBWRINVESCO EXCHNG TRADED FD TR	7,974	$430K	0.78%
683	ESSESSEX PPTY TR INC	1,424	$429K	0.78%
684	GBDCGOLUB CAP BDC INC	23,181	$428K	0.78%
685	PRAPROASSURANCE CORP	11,809	$427K	0.78%
686	USCIUNITED STS COMMODITY INDEX F	11,584	$427K	0.78%
687	EDRENDEAVOUR SILVER CORP	176,646	$426K	0.78%
688	TALTAL EDUCATION GROUP	8,801	$424K	0.77%
689	GBXAGOLDMAN SACHS ETF TR	12,760	$423K	0.77%
690	RDWRRADWARE LTD	16,398	$423K	0.77%
691	—PHILLIPS 66 PARTNERS LP	6,855	$423K	0.77%
692	EZPWEZCORP INC	61,834	$422K	0.77%
693	AFBALLIANCEBERNSTEIN NATL MUNI	30,168	$422K	0.77%
694	—INVESCO EXCHANGE TRADED FD T	3,283	$420K	0.76%
695	PTLINNOVATOR ETFS TR	18,629	$420K	0.76%
696	MUABLACKROCK MUNIASSETS FD INC	27,575	$418K	0.76%
697	YOLOADVISORSHARES TR	34,882	$418K	0.76%
698	LASRNLIGHT INC	20,592	$418K	0.76%
699	SNPEDBX ETF TR	14,967	$417K	0.76%
700	SPNSSAPIENS INTL CORP N V	18,101	$416K	0.76%

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