LPL Financial LLC Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$77.2M

Holdings

3,787

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (3,787 positions)

#	Stock	Shares	Value	% Portfolio
2401	FVALFIDELITY COVINGTON TRUST	18,069	$734K	0.95%
2402	OGSONE GAS INC	9,531	$732K	0.95%
2403	MFICAPOLLO INVT CORP	68,704	$730K	0.95%
2404	DTHWISDOMTREE TR	19,486	$730K	0.95%
2405	PFFRETFIS SER TR I	30,880	$728K	0.94%
2406	KIOKKR INCOME OPPORTUNITIES FD	50,370	$727K	0.94%
2407	ALNYALNYLAM PHARMACEUTICALS INC	5,582	$725K	0.94%
2408	WTWWILLIS TOWERS WATSON PLC LTD	3,441	$725K	0.94%
2409	TIFEURTIFFANY & CO NEW	5,503	$723K	0.94%
2410	IAA-WUSDIAA INC	11,091	$721K	0.93%
2411	HPFHANCOCK JOHN PFD INCOME FD I	37,908	$721K	0.93%
2412	BLDPBALLARD PWR SYS INC NEW	30,796	$721K	0.93%
2413	—J P MORGAN EXCHANGE-TRADED F	22,724	$720K	0.93%
2414	IBDTISHARES TR	24,337	$719K	0.93%
2415	CLRUSDCONTINENTAL RES INC	44,074	$718K	0.93%
2416	—BIOTELEMETRY INC	9,924	$715K	0.93%
2417	VFVAVANGUARD WELLINGTON FD	9,153	$715K	0.93%
2418	MKC/VMCCORMICK & CO INC	7,470	$714K	0.92%
2419	SGDJSPROTT ETF TRUST	14,477	$713K	0.92%
2420	MGFMFS GOVT MKTS INCOME TR	155,345	$713K	0.92%
2421	NVMINOVA MEASURING INSTRUMENTS L	10,089	$712K	0.92%
2422	IZRLARK ETF TR	23,971	$711K	0.92%
2423	HLIHOULIHAN LOKEY INC	10,568	$711K	0.92%
2424	CMCCOMMERCIAL METALS CO	34,589	$710K	0.92%
2425	VGREURVECTOR GROUP LTD	60,855	$709K	0.92%
2426	AIVAPARTMENT INVT & MGMT CO	134,213	$709K	0.92%
2427	HYGHISHARES U S ETF TR	8,215	$709K	0.92%
2428	MYYPROSHARES TR	24,080	$708K	0.92%
2429	PPHVANECK VECTORS ETF TR	10,635	$707K	0.92%
2430	RGAREINSURANCE GRP OF AMERICA I	6,088	$706K	0.91%
2431	—QELL ACQUISITION CORP	57,400	$705K	0.91%
2432	USAUU S GOLD CORP	42,519	$704K	0.91%
2433	SMTCSEMTECH CORP	9,742	$702K	0.91%
2434	BOHBANK HAWAII CORP	9,133	$700K	0.91%
2435	TWTRADEWEB MKTS INC	11,189	$699K	0.91%
2436	—BLACKROCK 2022 GBL INCM OPP	77,351	$699K	0.91%
2437	BCIETFS TR	31,883	$698K	0.90%
2438	LSTRLANDSTAR SYS INC	5,180	$698K	0.90%
2439	EXIISHARES TR	6,543	$698K	0.90%
2440	GMREUSDGLOBAL MED REIT INC	53,256	$696K	0.90%
2441	AYS1SANDSTORM GOLD LTD	97,119	$696K	0.90%
2442	HAEHAEMONETICS CORP	5,853	$695K	0.90%
2443	NMINUVEEN MUN INCOME FD INC	60,889	$694K	0.90%
2444	PHYLPGIM ETF TR	17,085	$693K	0.90%
2445	OLNOLIN CORP	28,229	$693K	0.90%
2446	HMCHONDA MOTOR LTD	24,465	$691K	0.89%
2447	—TUSCAN HLDGS CORP	40,415	$691K	0.89%
2448	CRBNISHARES TR	4,635	$690K	0.89%
2449	JUSTGOLDMAN SACHS ETF TR	12,598	$686K	0.89%
2450	RUNSUNRUN INC	9,884	$686K	0.89%
2451	BBSIBARRETT BUSINESS SVCS INC	10,051	$686K	0.89%
2452	CA8ACACI INTL INC	2,749	$685K	0.89%
2453	MBWMMERCANTILE BANK CORP	25,195	$685K	0.89%
2454	EMEEMCOR GROUP INC	7,454	$682K	0.88%
2455	CCNECNB FINL CORP PA	32,031	$682K	0.88%
2456	ARWRARROWHEAD PHARMACEUTICALS IN	8,893	$682K	0.88%
2457	SRSPIRE INC	10,638	$681K	0.88%
2458	BTALAGF INVTS TR	35,426	$676K	0.88%
2459	EOTEATON VANCE NATL MUN OPPORT	32,952	$675K	0.87%
2460	FLIRFLIR SYS INC	15,404	$675K	0.87%
2461	PZTINVESCO EXCH TRADED FD TR II	25,792	$674K	0.87%
2462	—WHOLE EARTH BRANDS INC	61,800	$674K	0.87%
2463	BURLBURLINGTON STORES INC	2,574	$673K	0.87%
2464	BLEBLACKROCK MUNI INCOME TR II	43,430	$670K	0.87%
2465	FLQSFRANKLIN TEMPLETON ETF TR	21,036	$670K	0.87%
2466	—NUVEEN CORPORATE INCM NOVEME	72,751	$669K	0.87%
2467	VALEVALE S A	39,939	$669K	0.87%
2468	COLDAMERICOLD RLTY TR	17,905	$668K	0.87%
2469	IMTMISHARES TR	17,689	$666K	0.86%
2470	NETLETF SER SOLUTIONS	25,631	$666K	0.86%
2471	VIPSVIPSHOP HOLDINGS LIMITED	23,649	$665K	0.86%
2472	BSJQINVESCO EXCH TRD SLF IDX FD	25,919	$664K	0.86%
2473	FFINFIRST FINL BANKSHARES	18,364	$664K	0.86%
2474	EFADPROSHARES TR	15,227	$663K	0.86%
2475	BSCRINVESCO EXCH TRD SLF IDX FD	29,611	$663K	0.86%
2476	EEMSISHARES INC	12,520	$661K	0.86%
2477	XVMMXDELAWARE INVTS MINN MUN INCO	50,357	$661K	0.86%
2478	DINTDAVIS FUNDAMENTAL ETF TR	28,346	$660K	0.85%
2479	XFEBFIRST TRUST SPECIALTY FINANC	211,548	$660K	0.85%
2480	AFBALLIANCEBERNSTEIN NATL MUN I	45,650	$658K	0.85%
2481	—GLOBAL X FDS	52,367	$657K	0.85%
2482	HSICHENRY SCHEIN INC	9,809	$656K	0.85%
2483	NRANRG ENERGY INC	17,454	$655K	0.85%
2484	CCORLISTED FD TR	22,805	$654K	0.85%
2485	—VICTORY PORTFOLIOS II	24,341	$654K	0.85%
2486	XEVMXEATON VANCE CALIF MUN BD FD	55,455	$652K	0.84%
2487	NARIUSDINARI MED INC	7,454	$651K	0.84%
2488	EARNELLINGTON RESIDENTIAL MTG RE	49,909	$651K	0.84%
2489	PORPORTLAND GEN ELEC CO	15,190	$650K	0.84%
2490	QA4AGENTHERM INC	9,928	$648K	0.84%
2491	IARTINTEGRA LIFESCIENCES HLDGS C	9,960	$647K	0.84%
2492	8INSYNEOS HEALTH INC	9,500	$647K	0.84%
2493	CPRICAPRI HOLDINGS LIMITED	15,398	$647K	0.84%
2494	CVYINVESCO EXCHANGE TRADED FD T	32,142	$645K	0.84%
2495	SRCLSTERICYCLE INC	9,295	$644K	0.83%
2496	MOMOUSDMOMO INC	46,139	$644K	0.83%
2497	CVGWCALAVO GROWERS INC	9,258	$643K	0.83%
2498	UUPINVESCO DB US DLR INDEX TR	26,473	$642K	0.83%
2499	KRGKITE RLTY GROUP TR	42,916	$642K	0.83%
2500	—TEXTAINER GROUP HOLDINGS LTD	33,403	$641K	0.83%

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