MAI Capital Management Q1 2019 Filing
Filed April 29, 2019
Portfolio Value
$2.0T
Holdings
462
Report Date
Q1 2019
Filing Type
13F-HR
All Holdings (462 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | SHWSherwin Williams Company | 12,118 | $5.2B | 0.27% | Put |
| 102 | WYWeyerhauser Corporation | 195,477 | $5.1B | 0.26% | |
| 103 | GELGenesis Energy LP | 218,543 | $5.1B | 0.26% | |
| 104 | DLSWisdomTree Int'l Small Cap Div | 77,151 | $5.1B | 0.26% | |
| 105 | GSLCGS Activebeta Large Cap ETF | 85,205 | $4.8B | 0.25% | |
| 106 | —RBC SX5E Abs Ret due 8/13/20 | 4,732,000 | $4.8B | 0.25% | |
| 107 | MPLXMPLX LP | 139,716 | $4.6B | 0.24% | |
| 108 | —JPM EAFE Nt due 4/10/2019 | 3,840,000 | $4.6B | 0.23% | |
| 109 | —JPM SX5E due 5/11/20 | 4,290,000 | $4.5B | 0.23% | |
| 110 | AMAntero Midstream Corp | 329,401 | $4.5B | 0.23% | |
| 111 | IJSiShares S&P Small Cap 600 Valu | 28,961 | $4.3B | 0.22% | |
| 112 | —RBC SPX due 8/13/20 | 3,917,000 | $4.3B | 0.22% | |
| 113 | NFLXNetflix Inc. | 11,865 | $4.2B | 0.22% | Put |
| 114 | —Tallgrass Energy LP Class A | 168,029 | $4.2B | 0.22% | |
| 115 | AQLTiShares Select Dividend ETF | 42,982 | $4.2B | 0.22% | |
| 116 | PFEPfizer Inc | 93,667 | $4.0B | 0.20% | |
| 117 | —MS SPX due 5/13/21 | 3,905,000 | $4.0B | 0.20% | |
| 118 | —GS SX5E Nt due 3/31/20 | 4,006,000 | $3.8B | 0.20% | |
| 119 | BLKCHFBlackrock Inc | 8,315 | $3.6B | 0.18% | |
| 120 | —Intercontinental Exchange, Inc | 45,951 | $3.5B | 0.18% | |
| 121 | FEZSPDR Euro STOXX 50 ETF | 93,524 | $3.4B | 0.18% | |
| 122 | WMBWilliams Companies, Inc. | 117,240 | $3.4B | 0.17% | |
| 123 | AMJEURJPMorgan Alerian MLP Index | 125,294 | $3.2B | 0.16% | |
| 124 | —JPM Russell 2000 Nt due 4/10/1 | 2,520,000 | $3.2B | 0.16% | |
| 125 | UTXZUnited Technologies | 24,516 | $3.2B | 0.16% | |
| 126 | NWLNewell Rubbermaid Company | 205,493 | $3.2B | 0.16% | |
| 127 | —GS S&P 500 Nt 8/2/19 | 2,600,000 | $3.1B | 0.16% | |
| 128 | —Phillips 66 Partners LP Common | 59,160 | $3.1B | 0.16% | |
| 129 | NOCNorthrop Grumman Corp | 10,671 | $2.9B | 0.15% | |
| 130 | —GS S&P MidCap 400 8/2/19 | 2,390,000 | $2.8B | 0.14% | |
| 131 | —RBC RTY due 8/28/19 | 2,750,000 | $2.8B | 0.14% | |
| 132 | MDTMedtronic Plc | 30,298 | $2.8B | 0.14% | |
| 133 | BIDUNBaidu ADR | 16,383 | $2.7B | 0.14% | |
| 134 | UNPUnion Pacific Corp | 15,871 | $2.7B | 0.14% | |
| 135 | —Allergan PLC | 18,108 | $2.7B | 0.14% | |
| 136 | IJTiShares S&P Small Cap 600 Grow | 14,679 | $2.6B | 0.13% | |
| 137 | LOWLowe's Cos. | 23,277 | $2.5B | 0.13% | |
| 138 | —JPM SPX Nt due 12/23/20 | 2,440,000 | $2.5B | 0.13% | |
| 139 | XIFRNextera Energy Partners Lp | 53,220 | $2.5B | 0.13% | |
| 140 | JPMEJP Morgan Diversified Ret Intl | 44,269 | $2.4B | 0.13% | |
| 141 | ITA*iShares Dow Jones US Aerospace | 12,241 | $2.4B | 0.13% | |
| 142 | LVLNSPDR S&P Bank ETF | 58,404 | $2.4B | 0.12% | |
| 143 | SLBSchlumberger Limited | 55,840 | $2.4B | 0.12% | |
| 144 | ELEstee Lauder | 14,446 | $2.4B | 0.12% | |
| 145 | PEOExelon Corp. | 47,365 | $2.4B | 0.12% | |
| 146 | MCDMcDonalds Corp | 12,386 | $2.4B | 0.12% | |
| 147 | ROPRoper Industries | 6,839 | $2.3B | 0.12% | |
| 148 | —DowDuPont Inc. | 43,622 | $2.3B | 0.12% | |
| 149 | EOGEOG Resources | 23,547 | $2.2B | 0.11% | |
| 150 | ADMArcher Daniels Midland Co. | 51,705 | $2.2B | 0.11% | |
| 151 | DHRDanaher Corp. | 16,623 | $2.2B | 0.11% | |
| 152 | —GS MID due 5/13/21 | 2,150,000 | $2.2B | 0.11% | |
| 153 | ACNAccenture PLC Cl A | 12,232 | $2.2B | 0.11% | |
| 154 | SBUXStarbucks Corp | 28,299 | $2.1B | 0.11% | |
| 155 | CTSHCognizant Technology Solutions | 28,033 | $2.0B | 0.10% | |
| 156 | —RBC EEM due 6/11/20 | 2,050,000 | $2.0B | 0.10% | |
| 157 | —GS MID due 6/11/20 | 1,875,000 | $1.9B | 0.10% | |
| 158 | VGTVanguard Information Technolog | 9,309 | $1.9B | 0.10% | |
| 159 | —GS MID Nt due 12/24/20 | 1,860,000 | $1.8B | 0.09% | |
| 160 | 4I1Philip Morris Int'l | 20,552 | $1.8B | 0.09% | |
| 161 | IWRiShares Russell Mid Cap Index | 33,399 | $1.8B | 0.09% | |
| 162 | —GS EEM Nt due 11/26/19 | 1,665,000 | $1.8B | 0.09% | |
| 163 | WMTWalmart Inc | 18,459 | $1.8B | 0.09% | |
| 164 | PYPLPayPal Holdings, Inc | 17,316 | $1.8B | 0.09% | |
| 165 | —MS SPX due 6/11/20 | 1,680,000 | $1.8B | 0.09% | |
| 166 | AVGOBroadcom Inc | 5,850 | $1.8B | 0.09% | |
| 167 | —MS EFA Nt 8/2/19 | 1,557,000 | $1.7B | 0.09% | |
| 168 | IRIngersoll-Rand | 15,832 | $1.7B | 0.09% | Put |
| 169 | AMEAmetek Inc | 20,252 | $1.7B | 0.09% | |
| 170 | GILDGilead Sciences Inc | 25,581 | $1.7B | 0.09% | |
| 171 | IWSiShares Russell Mid Cap Value | 19,062 | $1.7B | 0.08% | |
| 172 | —RBC RTY Nt due 12/24/20 | 1,700,000 | $1.6B | 0.08% | |
| 173 | AAXJiShares Tr MSCI AC Asia Ex Jap | 22,750 | $1.6B | 0.08% | |
| 174 | —JPM Russell 2000 Nt 8/2/19 | 1,340,000 | $1.6B | 0.08% | |
| 175 | —GS EFA Nt due 11/26/19 | 1,545,000 | $1.6B | 0.08% | |
| 176 | USBUS Bancorp | 31,936 | $1.5B | 0.08% | |
| 177 | ITBiShares US Home Construction | 42,950 | $1.5B | 0.08% | |
| 178 | —GS MSCI EM 8/2/19 | 1,300,000 | $1.5B | 0.08% | |
| 179 | PVHPVH Corp | 12,023 | $1.5B | 0.08% | |
| 180 | SNPSSynopsys Inc | 12,593 | $1.4B | 0.07% | |
| 181 | XBISPDR S&P Biotech | 15,631 | $1.4B | 0.07% | |
| 182 | IBMInt'l Business Machines Corp. | 10,003 | $1.4B | 0.07% | |
| 183 | IWPiShares Russell Mid Cap Growth | 10,236 | $1.4B | 0.07% | |
| 184 | YUMYum! Brands Inc. | 13,853 | $1.4B | 0.07% | |
| 185 | MMM3M Company | 6,557 | $1.4B | 0.07% | |
| 186 | STTState Street Corp. | 20,659 | $1.4B | 0.07% | |
| 187 | TTCToro Co | 19,749 | $1.4B | 0.07% | |
| 188 | TRVTravelers Companies Inc | 9,825 | $1.3B | 0.07% | |
| 189 | IYRiShares Dow Jones US RE Index | 14,663 | $1.3B | 0.07% | |
| 190 | IWBiShares Russell 1000 | 8,064 | $1.3B | 0.06% | |
| 191 | APDAir Products & Chemicals Inc | 6,629 | $1.3B | 0.06% | |
| 192 | KEYSKeysight Technologies | 14,466 | $1.3B | 0.06% | |
| 193 | CLColgate Palmolive | 18,144 | $1.2B | 0.06% | |
| 194 | CITCintas Inc. | 6,053 | $1.2B | 0.06% | |
| 195 | LIILennox International Inc | 4,616 | $1.2B | 0.06% | |
| 196 | TSLATesla Inc. | 4,313 | $1.2B | 0.06% | Put |
| 197 | BRK-BBerkshire Hathaway | 4 | $1.2B | 0.06% | |
| 198 | CRLCharles River Laboratories Int | 8,140 | $1.2B | 0.06% | |
| 199 | PHParker-Hannifin | 6,704 | $1.2B | 0.06% | |
| 200 | SCHWCharles Schwab | 26,907 | $1.1B | 0.06% | Put |