MAI Capital Management Q3 2017 Filing
Filed October 12, 2017
Portfolio Value
$1.6T
Holdings
442
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (442 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | DLSWisdomTree Int'l Small Cap Div | 59,755 | $4.4B | 0.27% | |
| 102 | —GS SX5E Nt due 3/31/20 | 4,278,000 | $4.3B | 0.26% | |
| 103 | PFEPfizer Inc | 115,825 | $4.1B | 0.25% | |
| 104 | BIDUNBaidu ADR | 16,666 | $4.1B | 0.25% | |
| 105 | ORCLOracle Corp | 82,497 | $4.0B | 0.24% | |
| 106 | AQLTiShares Select Dividend ETF | 42,221 | $4.0B | 0.24% | |
| 107 | TRGPTarga Resources Prtns Com St | 82,086 | $3.9B | 0.24% | |
| 108 | WESWestern Gas Partners | 72,877 | $3.7B | 0.23% | |
| 109 | —Western Gas Equity Partners LP | 90,013 | $3.7B | 0.23% | |
| 110 | MRKMerck & Co | 57,654 | $3.7B | 0.22% | |
| 111 | TA T & T Corp New | 92,139 | $3.6B | 0.22% | |
| 112 | —Williams Partners LP | 92,106 | $3.6B | 0.22% | |
| 113 | ETEnergy Transfer Equity LP | 196,720 | $3.4B | 0.21% | |
| 114 | BLKCHFBlackrock Inc | 7,555 | $3.4B | 0.21% | |
| 115 | ABBVAbbVie Inc. | 37,867 | $3.4B | 0.20% | |
| 116 | SHWSherwin Williams Company | 9,356 | $3.4B | 0.20% | |
| 117 | —Fidelity Natl Finl Inc New | 70,218 | $3.3B | 0.20% | |
| 118 | XIFRNextera Energy Partners Lp | 82,640 | $3.3B | 0.20% | |
| 119 | —GS S&P 500 Nt 8/2/19 | 3,040,000 | $3.3B | 0.20% | |
| 120 | —Andeavor Logistics LP | 65,784 | $3.3B | 0.20% | |
| 121 | LVLNSPDR S&P Bank ETF | 72,476 | $3.3B | 0.20% | |
| 122 | —Phillips 66 Partners LP Common | 60,868 | $3.2B | 0.19% | |
| 123 | IJSiShares S&P Small Cap 600 Valu | 21,046 | $3.1B | 0.19% | |
| 124 | —Intercontinental Exchange, Inc | 44,120 | $3.0B | 0.18% | |
| 125 | —JPM Russell 2000 Nt due 4/10/1 | 2,620,000 | $3.0B | 0.18% | |
| 126 | AMTAmerican Tower | 21,809 | $3.0B | 0.18% | |
| 127 | SHLXUSDShell Midstream Partners LP | 105,636 | $2.9B | 0.18% | |
| 128 | —Vaneck Vectors ETF TR | 126,240 | $2.9B | 0.18% | |
| 129 | —GS S&P MidCap 400 8/2/19 | 2,685,000 | $2.9B | 0.17% | |
| 130 | —DowDuPont Inc. | 40,528 | $2.8B | 0.17% | |
| 131 | VTIVanguard Total Stock Market ET | 20,910 | $2.7B | 0.16% | |
| 132 | —MS EURO STOXX 50 due 2/8/18 | 2,125,000 | $2.6B | 0.16% | |
| 133 | —Antero Midstream Partners LP | 79,640 | $2.5B | 0.15% | |
| 134 | MDTMedtronic Plc | 32,027 | $2.5B | 0.15% | |
| 135 | ADMArcher Daniels Midland Co. | 55,499 | $2.4B | 0.14% | |
| 136 | —Energy Transfer Ptnrs LP | 125,730 | $2.3B | 0.14% | |
| 137 | WQTMWisdomtree Midcap Dividend | 22,052 | $2.2B | 0.13% | |
| 138 | STTState Street Corp. | 22,444 | $2.1B | 0.13% | |
| 139 | NOCNorthrop Grumman Corp | 7,366 | $2.1B | 0.13% | |
| 140 | CTSHCognizant Technology Solutions | 28,312 | $2.1B | 0.12% | |
| 141 | IJTiShares S&P Small Cap 600 Grow | 12,181 | $2.0B | 0.12% | |
| 142 | NFLXNetflix Inc. | 11,039 | $2.0B | 0.12% | Put |
| 143 | —GS EFA Nt due 11/26/19 | 1,895,000 | $2.0B | 0.12% | |
| 144 | ACNAccenture PLC Cl A | 14,589 | $2.0B | 0.12% | |
| 145 | —Spectra Energy Prtns | 43,845 | $1.9B | 0.12% | |
| 146 | GILDGilead Sciences Inc | 23,720 | $1.9B | 0.12% | |
| 147 | —MS EFA Nt 8/2/19 | 1,637,000 | $1.9B | 0.11% | |
| 148 | ROPRoper Industries | 7,569 | $1.8B | 0.11% | |
| 149 | LOWLowe's Cos. | 22,997 | $1.8B | 0.11% | |
| 150 | —GS EEM Nt due 11/26/19 | 1,740,000 | $1.8B | 0.11% | |
| 151 | —Tallgrass Energy LP | 62,948 | $1.8B | 0.11% | |
| 152 | METAFacebook | 10,183 | $1.7B | 0.11% | |
| 153 | IWRiShares Russell Mid Cap Index | 8,757 | $1.7B | 0.10% | |
| 154 | MMM3M Company | 7,878 | $1.7B | 0.10% | |
| 155 | IWSiShares Russell Mid Cap Value | 19,448 | $1.7B | 0.10% | |
| 156 | XBISPDR S&P Biotech | 19,030 | $1.6B | 0.10% | |
| 157 | PVHPVH Corp | 12,998 | $1.6B | 0.10% | |
| 158 | —Straight Path Communications I | 9,015 | $1.6B | 0.10% | Put |
| 159 | 4I1Philip Morris Int'l | 14,595 | $1.6B | 0.10% | |
| 160 | UTXZUnited Technologies | 13,731 | $1.6B | 0.10% | |
| 161 | CHTRCharter Communications Inc | 4,366 | $1.6B | 0.10% | |
| 162 | ITBiShares US Home Construction | 42,950 | $1.6B | 0.10% | |
| 163 | IBMInt'l Business Machines Corp. | 10,737 | $1.6B | 0.09% | |
| 164 | MCDMcDonalds Corp | 9,861 | $1.5B | 0.09% | |
| 165 | SNPSSynopsys Inc | 19,154 | $1.5B | 0.09% | |
| 166 | —GS MSCI EM 8/2/19 | 1,325,000 | $1.5B | 0.09% | |
| 167 | PEOExelon Corp. | 40,471 | $1.5B | 0.09% | |
| 168 | IYRiShares Dow Jones US RE Index | 18,313 | $1.5B | 0.09% | |
| 169 | —JPM Russell 2000 Nt 8/2/19 | 1,340,000 | $1.5B | 0.09% | |
| 170 | GDGeneral Dynamics | 7,039 | $1.4B | 0.09% | |
| 171 | DHRDanaher Corp. | 16,861 | $1.4B | 0.09% | |
| 172 | ELEstee Lauder | 13,247 | $1.4B | 0.09% | |
| 173 | ITA*iShares Dow Jones US Aerospace | 7,995 | $1.4B | 0.09% | |
| 174 | AMEAmetek Inc | 21,504 | $1.4B | 0.09% | |
| 175 | BIIBBiogen Inc | 4,513 | $1.4B | 0.09% | |
| 176 | CLColgate Palmolive | 17,998 | $1.3B | 0.08% | |
| 177 | PHParker-Hannifin | 7,418 | $1.3B | 0.08% | |
| 178 | USBU S Bancorp new | 24,205 | $1.3B | 0.08% | |
| 179 | CGNXCognex Corp. | 11,725 | $1.3B | 0.08% | |
| 180 | CITCintas Inc. | 8,858 | $1.3B | 0.08% | |
| 181 | IPGPIPG Photonics Corp Com | 6,885 | $1.3B | 0.08% | |
| 182 | MTDMettler-Toledo International | 2,023 | $1.3B | 0.08% | |
| 183 | IWPiShares Russell Mid Cap Growth | 10,118 | $1.1B | 0.07% | |
| 184 | LIILennox International Inc | 6,284 | $1.1B | 0.07% | |
| 185 | IWBiShares Russell 1000 | 7,994 | $1.1B | 0.07% | |
| 186 | TRVTravelers Companies Inc | 9,089 | $1.1B | 0.07% | |
| 187 | CRLCharles River Laboratories Int | 10,185 | $1.1B | 0.07% | |
| 188 | SBUXStarbucks Corp | 20,477 | $1.1B | 0.07% | |
| 189 | STZConstellation Brands Inc. | 5,488 | $1.1B | 0.07% | |
| 190 | COOCooper Companies | 4,615 | $1.1B | 0.07% | |
| 191 | TROWT. Rowe Price Associates Inc | 11,806 | $1.1B | 0.06% | |
| 192 | MPWRMonolithic Power Systems | 9,910 | $1.1B | 0.06% | |
| 193 | DORMDorman Products | 14,653 | $1.0B | 0.06% | |
| 194 | RMEResMed Inc | 13,450 | $1.0B | 0.06% | |
| 195 | TQJSignature Bank NY | 8,058 | $1.0B | 0.06% | |
| 196 | PYPLPayPal Holdings, Inc | 16,071 | $1.0B | 0.06% | |
| 197 | JKHYHenry Jack and Associates Inc | 9,961 | $1.0B | 0.06% | |
| 198 | SNASnap-On Inc | 6,797 | $1.0B | 0.06% | |
| 199 | AMXNAmerica Movil SA de CV ADR Ser | 56,600 | $1.0B | 0.06% | |
| 200 | IFFInternational Flavors & Fragra | 6,991 | $999.0M | 0.06% |