MAI Capital Management Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$5.2B
Holdings
800
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (800 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —C MXEA due 12-20-23 15 buff | 2,610,000 | $2.5B | 47.71% | |
| 202 | AMEAmetek Inc | 19,818 | $2.5B | 47.32% | |
| 203 | —Intercontinental Exchange, Inc | 21,357 | $2.5B | 47.21% | |
| 204 | AWMSkyworks Solutions Inc. | 14,756 | $2.4B | 46.82% | Put |
| 205 | PGRProgressive Corp | 26,776 | $2.4B | 46.59% | |
| 206 | —Horizon Pharma | 21,971 | $2.4B | 46.34% | |
| 207 | MRKMerck & Co | 32,000 | $2.4B | 46.28% | Put |
| 208 | PHParker-Hannifin | 8,559 | $2.4B | 46.07% | |
| 209 | —Vaneck ETF TR | 80,405 | $2.4B | 45.63% | |
| 210 | PKBInvesco Dynamic Building and C | 49,378 | $2.3B | 45.03% | |
| 211 | —Digital Turbine Inc | 32,997 | $2.3B | 43.69% | |
| 212 | IBBiShares NASDAQ Biotech Index | 13,641 | $2.2B | 42.47% | |
| 213 | TTTrane Technologies PLC | 12,722 | $2.2B | 42.30% | |
| 214 | VXUSVanguard Total Int'l Stock Ind | 34,503 | $2.2B | 42.03% | |
| 215 | —GS SPX 7-26-23 15 buff | 2,010,000 | $2.2B | 42.01% | |
| 216 | TMOThermo Fisher Scientific Inc | 3,814 | $2.2B | 41.95% | |
| 217 | LUVSouthwest Airlines | 42,162 | $2.2B | 41.74% | |
| 218 | WSMWilliams-Sonoma | 12,169 | $2.2B | 41.55% | |
| 219 | —MS MXEA 8-15-22 20 buff | 1,890,000 | $2.2B | 41.55% | |
| 220 | BIDUNBaidu ADR | 13,831 | $2.1B | 40.95% | |
| 221 | XLYSPDR Consumer Discret Select S | 11,827 | $2.1B | 40.86% | |
| 222 | —Millicom International Cellula | 55,449 | $2.1B | 40.28% | |
| 223 | LHXL3Harris Technologies Inc | 9,448 | $2.1B | 40.07% | |
| 224 | VNQVanguard REIT Viper Index Seri | 20,381 | $2.1B | 39.93% | |
| 225 | FDVVFidelity High Dividend ETF | 55,646 | $2.1B | 39.64% | |
| 226 | BRK-BBerkshire Hathaway | 5 | $2.1B | 39.60% | |
| 227 | —RBC SPX Due 11-22-23 15 Buff | 2,015,000 | $2.0B | 39.47% | |
| 228 | MTDMettler-Toledo International | 1,467 | $2.0B | 38.91% | |
| 229 | TRGPTarga Resources Prtns Com St | 40,575 | $2.0B | 38.45% | |
| 230 | —BNS MXEA 2-7-22 20 buff | 1,605,000 | $2.0B | 38.37% | |
| 231 | —MS SPX 4-12-22 15 buff | 1,535,000 | $2.0B | 37.89% | |
| 232 | YUMYum! Brands Inc. | 16,066 | $2.0B | 37.83% | |
| 233 | XLVSPDR Health Care Select | 15,364 | $2.0B | 37.66% | |
| 234 | ZBRAZebra Technologies Inc. Cl A | 3,774 | $1.9B | 37.45% | |
| 235 | DFAXDimensional World ex U.S. Core | 75,082 | $1.9B | 37.41% | |
| 236 | TJXTJX Companies Inc | 29,274 | $1.9B | 37.20% | |
| 237 | ALCAlcon Inc. | 23,888 | $1.9B | 37.00% | |
| 238 | 4I1Philip Morris Int'l | 20,241 | $1.9B | 36.95% | |
| 239 | OZKBank OZK | 44,496 | $1.9B | 36.81% | |
| 240 | MARMarriott Intl Inc | 12,885 | $1.9B | 36.73% | Put |
| 241 | ITBiShares US Home Construction | 28,800 | $1.9B | 36.70% | |
| 242 | GNRCGenerac Holdings | 4,636 | $1.9B | 36.48% | |
| 243 | USBUS Bancorp | 31,353 | $1.9B | 35.89% | |
| 244 | MPWRMonolithic Power Systems | 3,839 | $1.9B | 35.83% | |
| 245 | POOLPool Corp. | 4,255 | $1.8B | 35.58% | |
| 246 | VOVanguard Mid Cap Vipers Index | 7,792 | $1.8B | 35.52% | |
| 247 | SCHWCharles Schwab | 24,956 | $1.8B | 35.00% | |
| 248 | VTVVanguard Value ETF | 13,415 | $1.8B | 34.96% | |
| 249 | ASMLASML Holding N.V. | 2,434 | $1.8B | 34.93% | |
| 250 | CLFCleveland Cliffs Inc. | 89,514 | $1.8B | 34.14% | Put |
| 251 | VVVanguard Large Cap ETF | 8,825 | $1.8B | 34.14% | |
| 252 | —Meituan ADR | 27,771 | $1.8B | 33.87% | |
| 253 | STESteris Plc | 8,602 | $1.8B | 33.83% | |
| 254 | EMREmerson Electric | 18,584 | $1.8B | 33.71% | |
| 255 | KEYSKeysight Technologies | 10,648 | $1.7B | 33.67% | |
| 256 | MCXMcCormick & Co | 21,402 | $1.7B | 33.38% | |
| 257 | CINFCincinnati Financial Corporati | 15,114 | $1.7B | 33.23% | |
| 258 | XLESPDR Energy Index | 33,105 | $1.7B | 33.19% | |
| 259 | WBAWalgreen Boots Alliance Inc | 36,408 | $1.7B | 32.98% | |
| 260 | —MS MXEA 6-8-22 20 buff | 1,425,000 | $1.7B | 32.60% | |
| 261 | LULULululemon Athletica | 4,156 | $1.7B | 32.38% | |
| 262 | AKAMAkamai Tech | 15,957 | $1.7B | 32.13% | |
| 263 | ADPAutomatic Data Processing | 8,325 | $1.7B | 32.04% | |
| 264 | AEPAmerican Electric Power | 20,500 | $1.7B | 32.04% | |
| 265 | —UBS MXEF 7-26-23 15 buff | 1,825,000 | $1.7B | 32.00% | |
| 266 | DONSPDR Dow Jones Indl Avg ETF Se | 4,881 | $1.7B | 31.79% | |
| 267 | NLYEURAnnaly Capital Management Inc | 195,302 | $1.6B | 31.65% | |
| 268 | EFSCEnterprise Financial Services | 35,778 | $1.6B | 31.19% | |
| 269 | —AGNC Investment Corp | 100,804 | $1.6B | 30.61% | |
| 270 | NOCNorthrop Grumman Corp | 4,392 | $1.6B | 30.46% | |
| 271 | FEZSPDR Euro STOXX 50 ETF | 34,828 | $1.6B | 30.36% | |
| 272 | GWXSPDR S&P Int'l Small Cap Fd | 40,498 | $1.6B | 30.02% | |
| 273 | NJDCYNidec Corp ADR | 55,928 | $1.6B | 29.96% | |
| 274 | ENQEntegris | 12,296 | $1.5B | 29.80% | |
| 275 | WMWaste Management Inc | 10,352 | $1.5B | 29.77% | |
| 276 | HOMBHome Bancshares Inc | 65,514 | $1.5B | 29.69% | |
| 277 | VBVanguard Small Cap ETF | 7,020 | $1.5B | 29.55% | |
| 278 | —Adyen NV ADR | 54,282 | $1.5B | 29.30% | |
| 279 | CLColgate Palmolive | 20,134 | $1.5B | 29.30% | |
| 280 | ETSYEtsy Inc | 7,317 | $1.5B | 29.30% | |
| 281 | XBISPDR S&P Biotech | 12,094 | $1.5B | 29.26% | |
| 282 | MRNAModerna Inc. | 3,949 | $1.5B | 29.25% | Call |
| 283 | BWINBRP Group Inc Cl A | 45,546 | $1.5B | 29.19% | |
| 284 | COPConocoPhillips | 22,359 | $1.5B | 29.17% | |
| 285 | NVONovo-Nordisk ADR | 15,729 | $1.5B | 29.07% | |
| 286 | CATCaterpillar Inc | 7,843 | $1.5B | 29.00% | |
| 287 | MOAltria Group Inc. | 33,044 | $1.5B | 28.96% | |
| 288 | MRKMerck & Co | 20,000 | $1.5B | 28.92% | Put |
| 289 | —SSOP LLC Membership Interest a | 1,500,000 | $1.5B | 28.88% | |
| 290 | CPRTCopart Inc | 10,799 | $1.5B | 28.84% | |
| 291 | FFord Motor Company | 105,574 | $1.5B | 28.78% | |
| 292 | ELVAnthem, Inc | 4,012 | $1.5B | 28.78% | |
| 293 | XLIIndustrial Select Sector SPDR | 15,175 | $1.5B | 28.59% | |
| 294 | —JPM MID 7-26-23 15 buff | 1,400,000 | $1.5B | 28.32% | |
| 295 | ITWIllinois Tool Works | 7,096 | $1.5B | 28.23% | |
| 296 | FHLCFidelity MSCI Health Care Inde | 22,863 | $1.5B | 28.09% | |
| 297 | SCHHSchwab US REIT | 31,928 | $1.5B | 28.07% | |
| 298 | MPLXMPLX LP | 50,788 | $1.4B | 27.84% | |
| 299 | WYWeyerhauser Corporation | 40,475 | $1.4B | 27.72% | |
| 300 | WSTWest Pharmaceutical Services | 3,387 | $1.4B | 27.69% |