MAI Capital Management Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$4.0T
Holdings
654
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (654 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | RSPTInvesco S&P 500 Eql Wt Tech ET | 800 | $203.0M | 0.01% | |
| 602 | —First Trust Riverfront ETF | 3,152 | $203.0M | 0.01% | |
| 603 | XLFIReal Estate Select Sector SPDR | 5,544 | $203.0M | 0.01% | |
| 604 | —Atlas Corp | 18,759 | $203.0M | 0.01% | |
| 605 | CHEChemed Corp | 380 | $202.0M | 0.01% | |
| 606 | ORealty Income Corp. | 3,237 | $201.0M | 0.01% | |
| 607 | TFCTruist Financial Corp | 4,187 | $201.0M | 0.01% | |
| 608 | —Bain Capital Specialty Finance | 16,045 | $195.0M | 0.00% | |
| 609 | JPMJPMorgan Chase & Co. | 1,500 | $191.0M | 0.00% | Call |
| 610 | LUMNCenturyLink Inc. | 17,530 | $171.0M | 0.00% | |
| 611 | —Titan Medical Inc | 85,847 | $147.0M | 0.00% | |
| 612 | PCOKPacific Oak Strategic Opportun | 15,061 | $146.0M | 0.00% | |
| 613 | IBMInt'l Business Machines Corp. | 1,000 | $126.0M | 0.00% | Call |
| 614 | —Theratechnologies Inc | 47,923 | $120.0M | 0.00% | |
| 615 | —Planet 13 Holdings Inc Ordinar | 21,000 | $117.0M | 0.00% | |
| 616 | —Hammond Power Solutions Inc. | 16,100 | $107.0M | 0.00% | |
| 617 | MVISMicrovision Inc | 19,376 | $104.0M | 0.00% | |
| 618 | —Imageware Systems Inc. | 1,282,534 | $101.0M | 0.00% | |
| 619 | —Americann Inc. | 105,926 | $89.0M | 0.00% | |
| 620 | —CNL Healthcare Properties | 10,013 | $78.0M | 0.00% | |
| 621 | —Grupo Financiero Banorte SAB d | 13,985 | $77.0M | 0.00% | |
| 622 | MRO*Marathon Oil Corp | 10,555 | $70.0M | 0.00% | |
| 623 | PJ4APark City Group Inc | 14,100 | $68.0M | 0.00% | |
| 624 | SMFGSumitomo Mitsui ADR | 11,045 | $68.0M | 0.00% | |
| 625 | —P10 Holdings Inc. | 10,000 | $66.0M | 0.00% | |
| 626 | —Adaptimmune Therapeutics PLC A | 11,534 | $62.0M | 0.00% | |
| 627 | SANBanco Santander SA ADR | 20,261 | $62.0M | 0.00% | |
| 628 | —Milestone Scientific Inc | 26,000 | $55.0M | 0.00% | |
| 629 | —KBS Real Estate Investment Tru | 22,263 | $54.0M | 0.00% | |
| 630 | NAGEChromadex Corporation | 10,667 | $51.0M | 0.00% | |
| 631 | —Progressive Interchange LLC | 50,000 | $50.0M | 0.00% | |
| 632 | RPMTRego Payment Architectures Inc | 35,000 | $48.0M | 0.00% | |
| 633 | TELFYTelefonica de Espana | 10,899 | $44.0M | 0.00% | |
| 634 | —Inventrust PPTYs Corp | 12,175 | $35.0M | 0.00% | |
| 635 | NATNordic American Tanker Shippin | 11,769 | $35.0M | 0.00% | |
| 636 | —Wavefront Tech Solutions Inc | 202,500 | $7.0M | 0.00% | |
| 637 | —Investview | 36,500 | $5.0M | 0.00% | |
| 638 | —Lighting Science Group Corp | 21,244 | $3.0M | 0.00% | |
| 639 | —India Globalization Corp Warra | 40,000 | $3.0M | 0.00% | |
| 640 | —Alliance Bioenergy Plus Inc | 20,000 | $2.0M | 0.00% | |
| 641 | —Punch Animation Inc | 20,000 | $1.0M | 0.00% | |
| 642 | —North Bud Farms Inc | 55,000 | $1.0M | 0.00% | |
| 643 | —Cytta Corporation | 12,000 | $1.0M | 0.00% | |
| 644 | —Rineon Group Inc | 28,784 | $0 | 0.00% | |
| 645 | SINXSionix Corp | 75,000 | $0 | 0.00% | |
| 646 | —LL and E Royalty | 10,000 | $0 | 0.00% | |
| 647 | —Grand Central Silver Mines | 17,000 | $0 | 0.00% | |
| 648 | —Medient Studios Inc | 100,000 | $0 | 0.00% | |
| 649 | —Markland Technologies Inc | 15,000 | $0 | 0.00% | |
| 650 | —Helios and Matheson Analytics | 70,600 | $0 | 0.00% | |
| 651 | —Medical Marijuana Inc | 20,000 | $0 | 0.00% | |
| 652 | —Lithium Technology | 25,000 | $0 | 0.00% | |
| 653 | —Alyn Corp | 160,000 | $0 | 0.00% | |
| 654 | —Biomoda Inc- Bankrupt Eff 4/14 | 10,000 | $0 | 0.00% | |
| 655 | —MPTV Inc | 11,129 | $0 | 0.00% | |
| 656 | —Rayonier Inc Frac Shs 100,000 | 50,000 | $0 | 0.00% | |
| 657 | JAMNJammin Java | 14,651 | $0 | 0.00% | |
| 658 | —Immune Therapeutics Inc | 12,500 | $0 | 0.00% | |
| 659 | —Pop n Go Inc | 1,847,297 | $0 | 0.00% | |
| 660 | —Thermo Energy | 60,850 | $0 | 0.00% |
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