Marathon Trading Investment Management LLC Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$1.4B

Holdings

377

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (377 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	390,300	$167.5M	12.01%	Put
2	—GENERAL ELECTRIC CO	1,057,900	$109.0M	7.82%	Call
3	—DISNEY WALT CO	349,000	$59.0M	4.23%	Put
4	—DISNEY WALT CO	294,300	$49.8M	3.57%	Call
5	MSMORGAN STANLEY	430,000	$41.8M	3.00%	Put
6	WFCWELLS FARGO CO NEW	843,400	$39.1M	2.81%	Put
7	—GENERAL ELECTRIC CO	374,800	$38.6M	2.77%	Put
8	AAPLAPPLE INC	270,000	$38.2M	2.74%	Put
9	JDJD.COM INC	436,100	$31.5M	2.26%	Put
10	PDDPINDUODUO INC	342,000	$31.0M	2.22%	Put
11	—JD.COM INC	402,900	$29.1M	2.09%	Call
12	SPYSPDR S&P 500 ETF TR	64,460	$27.7M	1.98%
13	CCLCARNIVAL CORP	1,086,400	$27.2M	1.95%	Put
14	TDTORONTO DOMINION BK ONT	345,000	$22.8M	1.64%	Put
15	WFCWELLS FARGO CO NEW	447,500	$20.8M	1.49%	Call
16	BEGSCOLLABORATIVE INVESTMNT SER	700,000	$20.1M	1.44%	Put
17	CCLCARNIVAL CORP	786,800	$19.7M	1.41%	Call
18	SNAPSNAP INC	256,700	$19.0M	1.36%	Put
19	MSMORGAN STANLEY	191,000	$18.6M	1.33%	Call
20	AMZNAMAZON COM INC	5,500	$18.1M	1.30%	Put
21	—VANECK ETF TRUST	597,400	$18.1M	1.30%	Call
22	SCHWSCHWAB CHARLES CORP	204,100	$14.9M	1.07%	Put
23	—DISCOVERY INC	562,400	$14.3M	1.02%	Call
24	—UNITED STS OIL FD LP	259,600	$13.6M	0.98%	Call
25	TDTORONTO DOMINION BK ONT	200,000	$13.2M	0.95%	Call
26	PDDPINDUODUO INC	137,800	$12.5M	0.90%	Call
27	TMUST-MOBILE US INC	96,200	$12.3M	0.88%	Put
28	—VANECK ETF TRUST	347,100	$11.4M	0.81%	Put
29	PDDPINDUODUO INC	119,021	$10.8M	0.77%
30	UBERUBER TECHNOLOGIES INC	225,000	$10.1M	0.72%	Put
31	CCLCARNIVAL CORP	344,663	$8.6M	0.62%
32	NBISYANDEX N V	103,200	$8.2M	0.59%	Call
33	SCHWSCHWAB CHARLES CORP	111,300	$8.1M	0.58%	Call
34	BABAALIBABA GROUP HLDG LTD	53,000	$7.8M	0.56%	Put
35	TSLATESLA INC	10,100	$7.8M	0.56%	Call
36	KHCKRAFT HEINZ CO	201,300	$7.4M	0.53%	Put
37	ATMPBARCLAYS BANK PLC	265,500	$7.4M	0.53%	Put
38	JDJD.COM INC	100,716	$7.3M	0.52%
39	NDQINVESCO QQQ TR	20,154	$7.2M	0.52%
40	SNAPSNAP INC	94,800	$7.0M	0.50%	Call
41	—ALIBABA GROUP HLDG LTD	46,500	$6.9M	0.49%	Call
42	ETENERGY TRANSFER L P	718,112	$6.9M	0.49%
43	—SOCIAL CAPITAL HEDOSOPHA HLD	651,282	$6.6M	0.47%
44	GDXVANECK ETF TRUST	204,800	$6.0M	0.43%
45	ETENERGY TRANSFER L P	628,000	$6.0M	0.43%	Put
46	ETENERGY TRANSFER L P	596,600	$5.7M	0.41%	Call
47	KHCKRAFT HEINZ CO	153,300	$5.6M	0.40%	Call
48	WFCWELLS FARGO CO NEW	118,098	$5.5M	0.39%
49	—ITAU UNIBANCO HLDG S A	956,300	$5.0M	0.36%	Put
50	UBERUBER TECHNOLOGIES INC	111,871	$5.0M	0.36%
51	TDTORONTO DOMINION BK ONT	73,450	$4.9M	0.35%
52	SLVISHARES SILVER TR	230,000	$4.7M	0.34%	Put
53	DISDISNEY WALT CO	26,995	$4.6M	0.33%
54	BABAALIBABA GROUP HLDG LTD	30,060	$4.5M	0.32%
55	—VANECK ETF TRUST	115,000	$4.4M	0.32%	Put
56	QQQINVESCO QQQ TR	12,000	$4.3M	0.31%	Put
57	SLVISHARES SILVER TR	203,030	$4.2M	0.30%
58	ZVRAKEMPHARM INC	443,200	$4.1M	0.30%	Call
59	—DISCOVERY INC	160,900	$4.1M	0.29%	Put
60	BACBK OF AMERICA CORP	95,000	$4.0M	0.29%	Put
61	TMUST-MOBILE US INC	30,000	$3.8M	0.27%	Call
62	—NEW ORIENTAL ED & TECHNOLOGY	1,800,000	$3.7M	0.26%	Put
63	PSTHPERSHING SQUARE TONTINE HLDG	179,676	$3.5M	0.25%
64	—GREENIDGE GENERATION HLDGS I	136,500	$3.5M	0.25%	Call
65	EDUNEW ORIENTAL ED & TECHNOLOGY	1,686,183	$3.5M	0.25%
66	—ITAU UNIBANCO HLDG S A	644,100	$3.4M	0.24%	Call
67	OXYOCCIDENTAL PETE CORP	114,700	$3.4M	0.24%	Put
68	BABOEING CO	15,000	$3.3M	0.24%	Put
69	—GREENIDGE GENERATION HLDGS I	126,300	$3.2M	0.23%	Put
70	SNAPSNAP INC	38,482	$2.8M	0.20%
71	GDSGDS HLDGS LTD	49,000	$2.8M	0.20%	Put
72	GDXJVANECK ETF TRUST	70,496	$2.7M	0.19%
73	—GENERAL MTRS CO	51,000	$2.7M	0.19%	Put
74	STTSPDR S&P 500 ETF TR	6,000	$2.6M	0.18%	Call
75	XLFISELECT SECTOR SPDR TR	25,000	$2.4M	0.18%	Put
76	XLFISELECT SECTOR SPDR TR	16,000	$2.4M	0.17%	Put
77	QSQUANTUMSCAPE CORP	96,820	$2.4M	0.17%
78	AAPLAPPLE INC	16,234	$2.3M	0.16%
79	GEGENERAL ELECTRIC CO	22,027	$2.3M	0.16%
80	KHCKRAFT HEINZ CO	61,405	$2.3M	0.16%
81	RIOTRIOT BLOCKCHAIN INC	87,400	$2.2M	0.16%
82	NXPINXP SEMICONDUCTORS N V	11,300	$2.2M	0.16%	Call
83	FDXFEDEX CORP	10,000	$2.2M	0.16%
84	BACBK OF AMERICA CORP	50,000	$2.1M	0.15%	Call
85	XLFISELECT SECTOR SPDR TR	26,200	$2.1M	0.15%	Put
86	NFLXNETFLIX INC	3,400	$2.1M	0.15%	Put
87	SLVISHARES SILVER TR	100,000	$2.1M	0.15%	Call
88	—APOLLO GLOBAL MGMT INC	32,500	$2.0M	0.14%	Call
89	FEFIRSTENERGY CORP	55,000	$2.0M	0.14%	Call
90	CVXCHEVRON CORP NEW	19,200	$1.9M	0.14%	Call
91	—SOS LIMITED	911,400	$1.9M	0.14%	Call
92	ATOSATOSSA THERAPEUTICS INC	591,000	$1.9M	0.14%	Call
93	UBERUBER TECHNOLOGIES INC	42,400	$1.9M	0.14%	Call
94	DISCAUSDDISCOVERY INC	74,799	$1.9M	0.14%
95	SOFISOFI TECHNOLOGIES INC	119,114	$1.9M	0.14%
96	USX1UNITED STATES STL CORP NEW	85,191	$1.9M	0.13%
97	LVSLAS VEGAS SANDS CORP	50,100	$1.8M	0.13%	Call
98	FEFIRSTENERGY CORP	50,000	$1.8M	0.13%	Put
99	SMRFALPS ETF TR	52,800	$1.8M	0.13%	Call
100	CVXCHEVRON CORP NEW	17,000	$1.7M	0.12%	Put

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