MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	AMALAMALGAMATED FINA	19,404	$307K	1.27%
702	NFENEW FORTRESS ENE	11,072	$307K	1.27%
703	PMTSCPI CARD GROUP I	8,834	$307K	1.27%
704	GMDecember 21 Calls on GM US at 57.5, American	5,800	$306K	1.27%	Call
705	LRMRLARIMAR THERAPEU	26,587	$306K	1.27%
706	—CC NEUBERGER P-A	31,243	$305K	1.27%	Call
707	IBMOctober 21 Puts on IBM US at 137, American	2,300	$305K	1.27%	Put
708	HN9HANESBRANDS INC	17,761	$305K	1.27%
709	SFMSPROUTS FARMERS	13,123	$304K	1.26%
710	MKTWMARKETWISE INC	36,858	$304K	1.26%
711	AXPOctober 21 Puts on AXP US at 170, American	1,800	$302K	1.25%	Put
712	CATYCATHAY GENERAL B	7,261	$301K	1.25%
713	DOMODOMO INC- CL B	3,570	$301K	1.25%
714	TOctober 21 Calls on T US at 28, American	11,100	$300K	1.25%	Call
715	EWIISHARES MSCI ITA	9,466	$300K	1.25%
716	SA2DSANDRIDGE ENERGY	22,880	$298K	1.24%
717	—APPLIED MOLECULA	11,522	$298K	1.24%
718	—ASPIRA WOMEN'S H	91,798	$298K	1.24%
719	—VOLT INFO SCI	83,778	$297K	1.23%
720	PKXPOSCO-SPON ADR	4,304	$297K	1.23%
721	OIHJune 22 Puts on OIH US at 186, American	1,500	$296K	1.23%	Put
722	AIGOctober 21 Puts on AIG US at 56, American	5,400	$296K	1.23%	Put
723	GQ9March 22 Calls on GLD US at 171, American	1,800	$296K	1.23%	Call
724	XNETXUNLEI LTD-ADR	103,082	$295K	1.23%
725	EBIXEUREBIX INC	10,884	$293K	1.22%
726	INTCOctober 21 Puts on INTC US at 54, American	5,500	$293K	1.22%	Put
727	WOOFPETCO HEALTH AND	13,907	$293K	1.22%
728	RTXOctober 21 Calls on RTX US at 89, American	3,400	$292K	1.21%	Call
729	2JQGRITSTONE BIO IN	27,074	$292K	1.21%
730	LNWOSCIENTIFIC GAMES	3,520	$292K	1.21%
731	FISIFINANCIAL INST	9,530	$292K	1.21%
732	TBHCKIRKLAND'S INC	15,086	$290K	1.20%
733	BTTRBETTER CHOICE CO	78,062	$290K	1.20%
734	—ENDO INTERNATION	89,199	$289K	1.20%
735	—DATA KNIGHTS A-A	28,754	$289K	1.20%
736	TPIVDEURMARKER THERAPEUT	170,712	$289K	1.20%
737	—BOQII HOLDING LT	125,002	$289K	1.20%
738	MDYJanuary 22 Puts on MDY US at 485, American	600	$289K	1.20%	Put
739	—APRIA INC	7,759	$288K	1.20%
740	LUVOctober 21 Puts on LUV US at 50, American	5,600	$288K	1.20%	Put
741	—OLINK HOLDING AB	11,811	$287K	1.19%
742	REZISHARES RESIDENT	3,358	$287K	1.19%
743	OLEDUNIVERSAL DISPLA	1,678	$287K	1.19%
744	—2U INC	8,497	$285K	1.18%
745	ADTNEURADTRAN INC	15,199	$285K	1.18%
746	LVLNJune 22 Puts on KRE US at 69, American	4,200	$285K	1.18%	Put
747	GROWUS GLOBAL INV-A	49,713	$283K	1.18%
748	KOOctober 21 Puts on KO US at 55, American	5,400	$283K	1.18%	Put
749	IDNINTELLICHECK INC	34,460	$282K	1.17%
750	ITA*ISHARES-DJ A & D	2,700	$281K	1.17%
751	BJRIBJ'S RESTAURANTS	6,732	$281K	1.17%
752	AFYAAFYA LTD-CLASS A	14,163	$280K	1.16%
753	ALRMALARM.COM HOLDIN	3,574	$279K	1.16%
754	AMDDecember 21 Puts on AMD US at 72.5, American	2,700	$278K	1.15%	Put
755	MOOVANECK VECTORS A	3,050	$278K	1.15%
756	TASTUSDCARROLS RESTAURA	75,903	$278K	1.15%
757	LLYOctober 21 Puts on LLY US at 232.5, American	1,200	$277K	1.15%	Put
758	VIAVVIAVI SOLUTIONS	17,555	$276K	1.15%
759	LZBLA-Z-BOY INC	8,559	$276K	1.15%
760	WHRWHIRLPOOL CORP	1,353	$276K	1.15%
761	VNQJanuary 22 Calls on VNQ US at 110, American	2,700	$275K	1.14%	Call
762	VIGVANGUARD DVD A E	1,790	$275K	1.14%
763	ROBOROBO-STOX ROBOTI	4,269	$275K	1.14%
764	EMBOctober 21 Puts on EMB US at 112, American	2,500	$275K	1.14%	Put
765	FSFGFIRST SAVINGS FI	9,732	$274K	1.14%
766	CVLGCOVENANT LOGISTI	9,860	$273K	1.13%
767	OFIXORTHOFIX MEDICAL	7,170	$273K	1.13%
768	GILDOctober 21 Puts on GILD US at 72, American	3,900	$273K	1.13%	Put
769	—EVELO BIOSCIENCE	38,807	$273K	1.13%
770	HBCPHOME BANCORP INC	7,013	$271K	1.13%
771	CATMarch 22 Puts on CAT US at 175, American	1,400	$269K	1.12%	Put
772	JCIJOHNSON CONTROLS	3,954	$269K	1.12%
773	MSFTMICROSOFT CORP	952,690	$269K	1.12%
774	CUCAOctober 21 Puts on CAR US at 97.5, American	2,300	$268K	1.11%	Put
775	PAHCPHIBRO ANIMAL-A	12,455	$268K	1.11%
776	—SUMMIT WIRELESS	95,235	$267K	1.11%
777	GOOGLOctober 21 Puts on GOOGL US at 2655, American	100	$267K	1.11%	Put
778	T7DTRANSDIGM GROUP	427	$267K	1.11%
779	SMARGBPSMARTSHEET INC-A	3,876	$267K	1.11%
780	IBOCINTL BANCSHARES	6,412	$267K	1.11%
781	VNQMarch 22 Calls on VNQ US at 115, American	2,600	$265K	1.10%	Call
782	XLGINVESCO S&P 500	803	$265K	1.10%
783	WMTOctober 21 Puts on WMT US at 142, American	1,900	$265K	1.10%	Put
784	HDOctober 21 Puts on HD US at 325, American	800	$263K	1.09%	Put
785	QUIKQUICKLOGIC CORP	49,009	$263K	1.09%
786	—DHC ACQUISITIO-A	26,879	$263K	1.09%
787	AMKRAMKOR TECH INC	10,528	$263K	1.09%
788	MFICAPOLLO INV CORP	20,127	$261K	1.08%
789	CSIIEURCARDIOVASCULAR S	7,958	$261K	1.08%
790	NLSUSDNAUTILUS INC	27,950	$260K	1.08%
791	TFXTELEFLEX INC	688,909	$259K	1.08%
792	WWWWOLVERINE WORLD	8,669	$259K	1.08%
793	SLXVANECK VECTORS S	4,646	$257K	1.07%
794	EBAEBAY INC	3,659	$255K	1.06%
795	MSFTOctober 21 Calls on MSFT US at 287.5, American	900	$254K	1.05%	Call
796	—POPULATION HEA-A	26,006	$254K	1.05%
797	BFINUSDBANKFINANCIAL	22,123	$254K	1.05%
798	WSMWILLIAMS-SONOMA	1,433	$254K	1.05%
799	POSHEURPOSHMARK INC-A	10,625	$253K	1.05%
800	RIGLUSDRIGEL PHARMACEUT	69,222	$251K	1.04%

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