MARSHALL WACE, LLP Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$18.5M

Holdings

1,792

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (1,792 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—MULTIPLAN CORP	124,997	$999K	5.41%	Call
2	GKOSGLAUKOS CORP	13,267	$999K	5.41%
3	SQMQUIMICA Y-SP ADR	20,336	$998K	5.41%
4	NHCNATL HEALTHCARE	15,028	$998K	5.41%
5	NFBKNORTHFIELD BANCO	80,838	$997K	5.40%
6	PMVPPMV PHARMACEUTIC	16,193	$996K	5.40%
7	—DRAGONEER GROW-A	74,995	$995K	5.39%
8	BFLYWBUTTERFLY NETWOR	49,997	$989K	5.36%	Call
9	QNCXCORTEXYME INC	35,556	$987K	5.35%
10	OPRAOPERA LTD-ADR	107,524	$982K	5.32%
11	—BONANZA CREEK EN	50,798	$982K	5.32%
12	AOSSMITH (A.O.)CORP	17,877	$980K	5.31%
13	LAC1EURLITHIUM AMERICAS	78,003	$978K	5.30%
14	AZULQAZUL SA-ADR	42,855	$978K	5.30%
15	BWMXBETTERWARE DE ME	28,609	$977K	5.29%
16	OMEROMEROS CORP	68,378	$977K	5.29%
17	TKRTIMKEN CO	12,563	$972K	5.27%
18	XIFRNEXTERA ENERGY P	14,364	$963K	5.22%
19	KWRQUAKER CHEMICAL	3,782	$959K	5.20%
20	DOCUDOCUSIGN INC	4,311	$958K	5.19%
21	ALKSALKERMES PLC	47,891	$955K	5.17%
22	PGRPROGRESSIVE CORP	9,640	$953K	5.16%
23	ICLNISHARES GLOBAL	33,623	$950K	5.15%
24	ETENERGY TRANSFER	153,763	$950K	5.15%
25	ATROASTRONICS CORP	71,332	$944K	5.12%
26	OSISOSI SYSTEMS INC	10,101	$942K	5.10%
27	RCI/BROGERS COMMUNI-B	20,209	$940K	5.09%
28	—FOLEY TRASIM-A	83,327	$932K	5.05%	Call
29	NVMINOVA MEASURING	13,195	$932K	5.05%
30	AJRDEURAEROJET ROCKETDY	17,565	$928K	5.03%
31	IWMISHARES-RUS 2000	4,724	$926K	5.02%
32	TCFTCF FINANCIAL CO	25,008	$925K	5.01%
33	LCIILCI INDUSTRIES	7,127	$924K	5.01%
34	SYSO-YOUNG INT-ADR	82,781	$920K	4.99%
35	SWXSOUTHWEST GAS HO	15,144	$920K	4.99%
36	FCFRANKLIN COVEY	41,231	$918K	4.97%
37	SOSOUTHERN CO	14,934	$918K	4.97%
38	CAKECHEESECAKE FACTO	24,695	$915K	4.96%
39	TANINVESCO SOLAR ET	8,874	$912K	4.94%
40	SITMSITIME CORP	8,122	$909K	4.93%
41	WERNWERNER ENT	23,069	$905K	4.90%
42	SLGNSILGAN HOLDINGS	24,418	$905K	4.90%
43	AXONAXON ENTERPRISE	7,352	$901K	4.88%
44	—TREBIA ACQUIS-A	83,331	$899K	4.87%	Call
45	HZOMARINEMAX INC	25,457	$891K	4.83%
46	ASHRJanuary 21 Calls on ASHR US at 40.5, American	22,200	$889K	4.82%	Call
47	ECLECOLAB INC	4,114	$889K	4.82%
48	SESEA LTD-ADR	4,463	$888K	4.81%
49	DENNDENNY'S CORP	60,425	$887K	4.81%
50	ZTOZTO EXPRESS -ADR	30,427	$887K	4.81%
51	UTHUNITED THERAPEUT	5,782	$878K	4.76%
52	VTRSVIATRIS INC	46,813	$877K	4.75%
53	D0ADADA NEXUS L-ADR	23,995	$876K	4.75%
54	CP.TOCANADIAN PACIFIC	2,526	$876K	4.75%
55	GNRCGENERAC HOLDINGS	3,838	$873K	4.73%
56	MGNXMACROGENICS INC	38,123	$871K	4.72%
57	HASHASBRO INC	9,296	$870K	4.71%
58	CDZICADIZ INC	81,279	$866K	4.69%
59	CMRCBIGCOMMERCE-1	13,496	$865K	4.69%
60	NFLXNETFLIX INC	1,600	$865K	4.69%
61	—NET ELEMENT INC	61,786	$862K	4.67%
62	PRCHPORCH GROUP INC	60,219	$859K	4.65%
63	AZPNUSDASPEN TECHNOLOGY	6,587	$858K	4.65%
64	HRLHORMEL FOODS CRP	18,292	$852K	4.62%
65	FULHB FULLER CO	16,370	$850K	4.61%
66	EBIXEUREBIX INC	22,385	$850K	4.61%
67	UEOWESTLAKE CHEMICA	10,365	$845K	4.58%
68	ZEN1EURZENDESK INC	5,896	$844K	4.57%
69	CTBICOMMUNI TRUST BA	22,717	$842K	4.56%
70	CEMIUSDCHEMBIO DIAGNOST	176,981	$841K	4.56%
71	VCRAUSDVOCERA COMMUNICA	20,200	$839K	4.55%
72	ZNHUSDCHINA SOUTH-ADR	28,234	$837K	4.54%
73	VTIMarch 21 Puts on VTI US at 190, American	4,300	$837K	4.54%	Put
74	FXYJanuary 21 Puts on FXY US at 90.5, American	9,100	$832K	4.51%	Put
75	MSGSMADISON SQUARE G	4,500	$828K	4.49%
76	SOCLGLOBAL X SOCIAL	13,400	$828K	4.49%
77	ULTAULTA BEAUTY INC	2,876	$826K	4.48%
78	BOOMDMC GLOBAL INC	19,066	$825K	4.47%
79	FITBFIFTH THIRD BANC	29,853	$823K	4.46%
80	CALXCALIX INC	27,650	$823K	4.46%
81	AU3EURANGLOGOLD AS-ADR	36,397	$823K	4.46%
82	CLNECLEAN ENERGY FUE	104,017	$818K	4.43%
83	EWMISHARES MSCI MAL	28,419	$818K	4.43%
84	CN4CONN'S INC	69,868	$817K	4.43%
85	—BP MIDSTREAM PAR	77,000	$816K	4.42%
86	TMPTOMPKINS FINANCI	11,537	$815K	4.42%
87	BMTABRIT AMER TO-ADR	21,599	$810K	4.39%
88	HXLHEXCEL CORP	16,688	$809K	4.38%
89	SLG2EURSL GREEN REALTY	13,574	$809K	4.38%
90	TECK/BTECK RESOURCES-B	44,434	$806K	4.37%
91	WCNWASTE CONNECTION	7,831	$803K	4.35%
92	SEICSEI INVESTMENTS	13,942	$801K	4.34%
93	DMTKQDERMTECH INC	24,621	$799K	4.33%
94	QSRRESTAURANT BRAND	13,056	$798K	4.32%
95	POOLPOOL CORP	2,139	$797K	4.32%
96	IBKRINTERACTIVE BROK	13,077	$797K	4.32%
97	CRCCAN NATURAL RES	33,100	$795K	4.31%
98	TUPTUPPERWARE BRAND	24,516	$794K	4.30%
99	CPACOPA HOLDIN-CL A	10,243	$791K	4.29%
100	BEPBROOKFIELD RENEW	18,300	$789K	4.28%

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