MARSHALL WACE, LLP Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$54.2M

Holdings

3,669

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (3,669 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	—NISUN INTERNATIO	67,721	$220K	0.41%
1002	PTCPTC INC	12,941	$219K	0.41%
1003	CCUCERVEZAS-SPN ADR	260,775	$219K	0.40%
1004	—EQONEX LTD	117,468	$219K	0.40%
1005	TPICQTPI COMPOSITES I	14,609	$219K	0.40%
1006	—EBANG INTL HLD-A	212,982	$219K	0.40%
1007	TFXTELEFLEX INC	664,890	$218K	0.40%
1008	—FREELINE THERAPE	110,687	$218K	0.40%
1009	COLDAMERICOLD REALTY	6,609	$217K	0.40%
1010	SGENUSDSEAGEN INC	1,397,503	$216K	0.40%
1011	WMTFebruary 22 Puts on WMT US at 144, American	1,500	$216K	0.40%	Put
1012	—EYENOVIA INC	53,810	$216K	0.40%
1013	LRCXEURJanuary 22 Calls on LRCX US at 600, American	300	$216K	0.40%	Call
1014	SHCSOTERA HEALTH CO	9,155	$216K	0.40%
1015	BTTRBETTER CHOICE CO	66,591	$216K	0.40%
1016	UALFebruary 22 Calls on UAL US at 55, American	4,900	$215K	0.40%	Call
1017	—ROC ENERGY ACQUI	21,770	$215K	0.40%
1018	SLVApril 22 Puts on SLV US at 19, American	10,000	$215K	0.40%	Put
1019	RTXJanuary 22 Calls on RTX US at 85, American	2,500	$215K	0.40%	Call
1020	—SKYDECK ACQUIS-A	21,933	$214K	0.40%	Call
1021	AUDCAUDIOCODES LTD	6,172	$214K	0.40%
1022	TVTXTRAVERE THERAPEU	6,866	$213K	0.39%
1023	XIFRNEXTERA ENERGY P	2,499	$212K	0.39%
1024	PGJanuary 22 Calls on PG US at 165, American	1,300	$212K	0.39%	Call
1025	XRTSPDR S&P RETAIL	2,343	$211K	0.39%
1026	XYZJanuary 22 Calls on SQ US at 170, American	1,300	$210K	0.39%	Call
1027	FCNCAFIRST CITIZENS-A	2,096	$210K	0.39%
1028	BIDUNFebruary 22 Puts on BIDU US at 155, American	1,400	$209K	0.39%	Put
1029	ONSGBPOUTLOOK THERAPEU	153,565	$209K	0.39%
1030	TRYBARINGS BDC INC	289,491	$209K	0.39%
1031	RCKTROCKET PHARMACEU	95,569	$209K	0.39%
1032	AAMIBRIGHTSPHERE INV	8,168	$208K	0.38%
1033	ABEVAMBEV SA-ADR	74,210	$208K	0.38%
1034	BCEBCE INC	4,000	$208K	0.38%
1035	PHXUSDPHX MINERALS INC	95,583	$208K	0.38%
1036	KULRKULR TECHNOLOGY	74,676	$207K	0.38%
1037	CWCOCONS WATER CO-OR	19,456	$207K	0.38%
1038	DVDOUBLEVERIFY HOL	52,652	$207K	0.38%
1039	INTCJanuary 22 Calls on INTC US at 50, American	4,000	$206K	0.38%	Call
1040	CAMTCAMTEK LTD	4,482	$206K	0.38%
1041	TAT&T INC	8,347,290	$205K	0.38%
1042	A4SAMERIPRISE FINAN	679,926	$205K	0.38%
1043	WINGWINGSTOP INC	1,181	$204K	0.38%
1044	SBDSSOLO BRANDS IN-A	108,162	$202K	0.37%
1045	—SHARPS COMPLIANC	28,422	$202K	0.37%
1046	XOPMarch 22 Calls on XOP US at 100, American	2,100	$202K	0.37%	Call
1047	SLVJune 22 Puts on SLV US at 19, American	9,400	$202K	0.37%	Put
1048	ZVIAZEVIA PBC-A	28,659	$201K	0.37%
1049	—SVF INVESTMENT-A	20,038	$201K	0.37%	Call
1050	HHR1USDHEADHUNTER G-ADR	382,201	$200K	0.37%
1051	—ROVER GROUP INC	20,454	$200K	0.37%
1052	ALECALECTOR INC	1,080,854	$198K	0.37%
1053	AMPSUSDALTUS POWER INC	18,954	$198K	0.37%
1054	—THUNDER BRIDGE-A	20,296	$198K	0.37%	Call
1055	IAIISHARES-DJ BR DL	1,797	$198K	0.37%
1056	AGLEUSDAEGLEA BIOTHERAP	41,624	$197K	0.36%
1057	—FREENET AG	7,460	$197K	0.36%
1058	DDIDOUBLEDOWN I-ADR	12,720	$196K	0.36%
1059	DSDVYDSV A/S - UNSP A	1,661	$196K	0.36%
1060	NAUTNAUTILUS BIOTECH	37,713	$195K	0.36%
1061	MRSHMARSH & MCLENNAN	14,341	$194K	0.36%
1062	—VISTAS MEDIA ACQ	18,972	$194K	0.36%
1063	BBHMARKET VECTORS B	1,029	$194K	0.36%
1064	—EMAGIN CORP	150,797	$194K	0.36%
1065	SPNEUSDSEASPINE HOLD	14,235	$194K	0.36%
1066	SJSCIENJOY HOLDI-A	33,978	$193K	0.36%
1067	SAMBOSTON BEER-A	381	$193K	0.36%
1068	LOOPLOOP INDUSTRIES	15,708	$193K	0.36%
1069	ASRTASSERTIO HOLDING	88,597	$193K	0.36%
1070	HHYDRO ONE LTD	7,400	$193K	0.36%
1071	RBLXROBLOX CORP - A	1,871	$192K	0.35%
1072	GSJanuary 22 Puts on GS US at 382.5, American	500	$192K	0.35%	Put
1073	—TRECORA RESOURCE	23,787	$192K	0.35%
1074	ICLRICON PLC	619,530	$192K	0.35%
1075	ATDALLEGHENY TECH	175,841	$192K	0.35%
1076	TALTAL EDUCATIO-ADR	1,207,593	$192K	0.35%
1077	UBSIUNITED BANKSHS	5,241	$190K	0.35%
1078	FXEJanuary 22 Calls on FXE US at 106.5, American	1,800	$190K	0.35%	Call
1079	—TDH HOLDINGS INC	49,023	$189K	0.35%
1080	—SWISSQUOTE G-REG	861	$189K	0.35%
1081	EMP/AEMPIRE CO LTD A	6,200	$189K	0.35%
1082	SBRSABINE ROYALTY	4,520	$188K	0.35%
1083	—SIXT SE-PRFD	1,907	$188K	0.35%
1084	IXJISHARES-GLB HEAL	2,081	$187K	0.35%
1085	BJRIBJ'S RESTAURANTS	163,240	$186K	0.34%
1086	SPWRQSUNPOWER CORP	98,718	$186K	0.34%
1087	OMFONEMAIN HOLDINGS	33,329	$185K	0.34%
1088	DINDINE BRANDS GLOB	42,521	$185K	0.34%
1089	—CIDARA THERAPEUT	146,408	$185K	0.34%
1090	—EUROCOMMERCIAL P	8,529	$185K	0.34%
1091	J2AWILLDAN GROUP IN	5,265	$185K	0.34%
1092	—WEWORK INC-CL A	21,253	$184K	0.34%
1093	NCMIEURNATIONAL CINEMED	65,707	$184K	0.34%
1094	BLDTOPBUILD COR	669	$184K	0.34%
1095	RNWRENEW ENERGY GLO	23,497	$184K	0.34%
1096	PTITELEKOMUNIKA-ADR	6,346	$184K	0.34%
1097	VTEXVTEX -CLASS A	172,930	$184K	0.34%
1098	CFGCITIZENS FINANCI	3,879,285	$183K	0.34%
1099	NDAQNASDAQ INC	20,797	$183K	0.34%
1100	SICPQSILVERGATE CAP-A	669,340	$183K	0.34%

PreviousPage 11 of 42Next