MARSHALL WACE, LLP Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$54.2M

Holdings

3,669

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (3,669 positions)

#	Stock	Shares	Value	% Portfolio	Type
3901	—TESSCO TECH	4,195	$26K	0.05%
3902	SANWS&W SEED CO	9,578	$26K	0.05%
3903	DIFTYDAITO TRUST-ADR	900	$26K	0.05%
3904	TWTRUSDJanuary 22 Puts on TWTR US at 62.5, American	600	$26K	0.05%	Put
3905	—FUJITA KANKO INC	1,200	$26K	0.05%
3906	JAMFJAMF HOLDING COR	669	$26K	0.05%
3907	CABACABALETTA BIO IN	6,944	$26K	0.05%
3908	CWSTCASELLA WASTE	300	$26K	0.05%
3909	RVMDREVOLUTION MEDIC	1,029	$26K	0.05%
3910	SAF.PASAFRAN SA	200	$25K	0.05%
3911	—REMARK HOLD INC	24,886	$25K	0.05%
3912	KMBKIMBERLY-CLARK	175	$25K	0.05%
3913	IFNNYINFINEON TEC-ADR	520	$25K	0.05%
3914	ODCOIL DRI CORP	730	$24K	0.04%
3915	SBOWEURSILVERBOW RESOUR	1,072	$24K	0.04%
3916	SEBSEABOARD CORP	6	$24K	0.04%
3917	PJ4APARK CITY GROUP	3,962	$24K	0.04%
3918	PFEJanuary 22 Calls on PFE US at 59, American	400	$24K	0.04%	Call
3919	IMUXIMMUNIC INC	2,432	$24K	0.04%
3920	—LIZHI INC	13,088	$24K	0.04%
3921	POOLPOOL CORP	41	$23K	0.04%
3922	KHNGYKUEHNE & NAG-ADR	375	$23K	0.04%
3923	GOOGLJanuary 22 Puts on GOOGL US at 2805, American	7,700	$22K	0.04%	Put
3924	BACMay 22 Puts on BAC US at 37, American	500	$22K	0.04%	Put
3925	SAXPYSAMPO OYJ-A -ADR	900	$22K	0.04%
3926	TACTRANSALTA CORP	2,006	$22K	0.04%
3927	FTHMFATHOM HOLDINGS	1,100	$22K	0.04%
3928	VELVELOCITY FINANCI	1,601	$22K	0.04%
3929	—ENOMOTO CO LTD	1,400	$22K	0.04%
3930	NFLXJanuary 22 Puts on NFLX US at 585, American	36,500	$22K	0.04%	Put
3931	—ENETI INC	2,794	$21K	0.04%
3932	—17 EDUCATION & T	16,913	$21K	0.04%
3933	SXYAYSIKA AG-BR-ADR	500	$21K	0.04%
3934	—JD.COM INC-CL A	600	$21K	0.04%
3935	KEWLKEWEENAW LAND AS	190	$20K	0.04%
3936	—SAES GETTERS SPA	692	$20K	0.04%
3937	AERGAPPLIED ENERGETI	8,500	$20K	0.04%
3938	WIMIWIMI HOLOGRAM-AD	6,851	$20K	0.04%
3939	ZBRAZEBRA TECH CORP	32,458	$19K	0.04%
3940	NFLXJanuary 22 Calls on NFLX US at 635, American	31,600	$19K	0.04%	Call
3941	ORGNORIGIN MATERIALS	2,922	$19K	0.04%
3942	CLPBYCOLOPLAST-SPONS	1,063	$19K	0.04%
3943	TSLAJanuary 22 Puts on TSLA US at 800, American	17,800	$19K	0.03%	Put
3944	QCOMJanuary 22 Puts on QCOM US at 177.5, American	100	$18K	0.03%	Put
3945	—AIRSPAN NETWORKS	4,872	$18K	0.03%
3946	—NITORI HOLDINGS	122	$18K	0.03%
3947	FBIZFIRST BUSINESS F	648	$18K	0.03%
3948	—BETTER WORLD ACQ	1,800	$18K	0.03%
3949	—IBERDROLA SA	1,500	$18K	0.03%
3950	—CYCLERION THERAP	10,446	$18K	0.03%
3951	AAPLJanuary 22 Puts on AAPL US at 172.5, American	100	$18K	0.03%	Put
3952	—VENTOUX CCM ACQU	2,000	$18K	0.03%
3953	OPHTEURIVERIC BIO INC	1,133	$18K	0.03%
3954	GOOGLJanuary 22 Puts on GOOGL US at 2700, American	6,200	$18K	0.03%	Put
3955	BACJanuary 22 Calls on BAC US at 45, American	400	$17K	0.03%	Call
3956	AXBAXIS BANK-GDR	361	$17K	0.03%
3957	AMZNJanuary 22 Puts on AMZN US at 3190, American	5,000	$17K	0.03%	Put
3958	—CLARIANT AG-REG	752	$16K	0.03%
3959	—MALACCA STRAIT-A	1,565	$16K	0.03%
3960	—OLB GROUP INC	5,914	$16K	0.03%
3961	ACREARES COMMERCIAL	1,080	$16K	0.03%
3962	PKNPERKINELMER INC	77	$15K	0.03%
3963	VWDRYVESTAS W-UNS ADR	1,455	$15K	0.03%
3964	EEMJanuary 22 Calls on EEM US at 50.5, American	300	$15K	0.03%	Call
3965	CVCYUSDCENTRAL VALLEY	727	$15K	0.03%
3966	OBKORIGIN BANCORP I	354	$15K	0.03%
3967	SOPASOCIETY PASS INC	1,408	$15K	0.03%
3968	BACJanuary 22 Calls on VZ US at 57.5, American	300	$15K	0.03%	Call
3969	JKHYJACK HENRY	83	$14K	0.03%
3970	—IMEDIA BRANDS IN	2,222	$14K	0.03%
3971	AHGAKSO HEALTH GROU	8,201	$14K	0.03%
3972	GOOGJanuary 22 Puts on GOOG US at 2750, American	4,500	$13K	0.02%	Put
3973	—GLORY STAR NEW M	11,195	$13K	0.02%
3974	—SUMITOMO RIKO CO	2,600	$13K	0.02%
3975	FUPBYFUCHS-PREF ADR	1,153	$13K	0.02%
3976	CLP1CLP HOLDINGS-ADR	1,200	$13K	0.02%
3977	KBCSYKBC GROEP-ADR	296	$13K	0.02%
3978	UALJanuary 22 Calls on UAL US at 65, American	300	$13K	0.02%	Call
3979	CMGJanuary 22 Calls on CMG US at 1845, American	7,000	$12K	0.02%	Call
3980	SFSTSOUTHERN FIRST	197	$12K	0.02%
3981	—SARISSA CAPITA-A	1,294	$12K	0.02%
3982	CRNXCRINETICS PHARMA	445	$12K	0.02%
3983	NRXPWNRX PHARMACEUTIC	2,499	$12K	0.02%
3984	SPHRMADISON SQUARE G	167	$12K	0.02%
3985	THTARGET HOSPITALI	3,426	$12K	0.02%
3986	CHTRCHARTER COMMUN-A	17,205	$11K	0.02%
3987	SOXXJanuary 22 Puts on SOXX US at 415, American	20,400	$11K	0.02%	Put
3988	—COMPUTER SERVICE	198	$11K	0.02%
3989	IDEXFINDITEX	339	$11K	0.02%
3990	—NORTHERN LIGHTS	1,205	$11K	0.02%
3991	ODFLOLD DOMINION FRT	31	$11K	0.02%
3992	BZLFYBUNZL PLC -ADR	269	$11K	0.02%
3993	FLICUSDFIRST OF LONG IS	531	$11K	0.02%
3994	GVDNYGIVAUDAN-ADR	100	$11K	0.02%
3995	NFLXJanuary 22 Puts on NFLX US at 600, American	18,200	$11K	0.02%	Put
3996	INTCJanuary 22 Calls on INTC US at 53, American	200	$10K	0.02%	Call
3997	—TENARIS SA	995	$10K	0.02%
3998	CICIGNA CORP	43	$10K	0.02%
3999	—CHERRY AG	343	$10K	0.02%
4000	ATOATMOS ENERGY	95	$10K	0.02%

PreviousPage 40 of 42Next