Moors & Cabot, Inc. Q3 2021 Filing

Filed November 5, 2021

Portfolio Value

$1.4T

Holdings

1,749

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,749 positions)

#StockSharesValue% PortfolioType
301
AROCARCHROCK INC
11,932$726.0M0.05%
302
GL40INDUS REALTY TRUST INC
24,393$719.0M0.05%
303
UTLUNITIL CORP
725,000$713.0M0.05%
304
VFFVILLAGE FARMS INTL INC
8,044$708.0M0.05%
305
AXTAAXALTA COATING SYS LTD
10,850$706.0M0.05%
306
FNKFIRST TR EXCHANGE-TRADED ALP
5,609$704.0M0.05%
307
EOTEATON VANCE NATL MUN OPPORT
11,300$698.0M0.05%
308
ABXBARRICK GOLD CORP
44,500$689.0M0.05%
309
PHYS/USPROTT PHYSICAL GOLD TR
51,652$686.0M0.05%
310
SWANAMPLIFY ETF TR
6,804$685.0M0.05%
311
BMYBRISTOL-MYERS SQUIBB CO
39,490$678.0M0.05%
312
TROXTRONOX HOLDINGS PLC
44,445$678.0M0.05%
313
EVGOEVGO INC
44,000$677.0M0.05%
314
PCYINVESCO EXCH TRADED FD TR II
7,645$674.0M0.05%
315
HONHONEYWELL INTL INC
2,102$671.0M0.05%
316
GOOGLALPHABET INC
15,734$670.0M0.05%
317
FTCFIRST TRUST LRGCP GWT ALPHAD
4,023$670.0M0.05%
318
EXPEEXPEDIA GROUP INC
46,482$661.0M0.05%
319
SATSECHOSTAR CORP
1,105$639.0M0.05%
320
INGRINGREDION INC
6,166$637.0M0.05%
321
CLCOLGATE PALMOLIVE CO
4,048$634.0M0.05%
322
JRVRJAMES RIV GROUP LTD
3,662$632.0M0.05%
323
DNPDNP SELECT INCOME FD INC
4,900$631.0M0.05%
324
RWKINVESCO EXCH TRADED FD TR II
11,079$625.0M0.05%
325
SNYSANOFI
6,911$624.0M0.05%
326
BB4AXOS FINANCIAL INC
15,789$619.0M0.05%
327
XYLDGLOBAL X FDS
5,231$615.0M0.05%
328
FXRFIRST TR EXCHANGE TRADED FD
8,787$615.0M0.05%
329
CRLCHARLES RIV LABS INTL INC
27,596$610.0M0.04%
330
XRAYDENTSPLY SIRONA INC
10,010$609.0M0.04%
331
BLACKROCK MUNIHLDS INVSTM QL
28,740$609.0M0.04%
332
AVNSAVANOS MED INC
10,154$609.0M0.04%
333
XFRAXBLACKROCK FLOATING RATE INCO
3,101$608.0M0.04%
334
IIPRINNOVATIVE INDL PPTYS INC
2,715$603.0M0.04%
335
MDBMONGODB INC
595,000$601.0M0.04%
336
BABAALIBABA GROUP HLDG LTD
9,995$600.0M0.04%
337
APY1EURCHAMPIONX CORPORATION
15,069$598.0M0.04%
338
AZNASTRAZENECA PLC
11,171$598.0M0.04%
339
FOXFFOX FACTORY HLDG CORP
2,033$598.0M0.04%
340
UTFCOHEN & STEERS INFRASTRUCTUR
7,659$597.0M0.04%
341
AQN.TOALGONQUIN PWR UTILS CORP
116,143$595.0M0.04%
342
IRMIRON MTN INC NEW
9,463$591.0M0.04%
343
GRIDFIRST TR EXCHANGE TRADED FD
3,502$585.0M0.04%
344
LITGLOBAL X FDS
1,718$581.0M0.04%
345
INSGEURINSEEGO CORP
6,127$578.0M0.04%
346
TORTOISE PWR & ENERGY INFRAS
485,000$578.0M0.04%
347
AGMFEDERAL AGRIC MTG CORP
24,942$577.0M0.04%
348
ARKTARK ETF TR
9,240$575.0M0.04%
349
VKQINVESCO MUN TR
9,069$573.0M0.04%
350
RRYDER SYS INC
590,000$572.0M0.04%
351
TAILCAMBRIA ETF TR
1,455$566.0M0.04%
352
RQICOHEN & STEERS QUALITY INCOM
11,203$564.0M0.04%
353
VOVANGUARD INDEX FDS
525,000$564.0M0.04%
354
DOWDOW INC
3,774$564.0M0.04%
355
BANDBANDWIDTH INC
11,574$564.0M0.04%
356
IRWDIRONWOOD PHARMACEUTICALS INC
3,720$562.0M0.04%
357
EFXEQUIFAX INC
25,359$561.0M0.04%
358
IPINTERNATIONAL PAPER CO
10,641$560.0M0.04%
359
ETSYETSY INC
32,591$559.0M0.04%
360
ACGPASSOCIATED CAP GROUP INC
2,532$555.0M0.04%
361
FSTAFIDELITY COVINGTON TRUST
16,875$553.0M0.04%
362
WCNWASTE CONNECTIONS INC
3,407$552.0M0.04%
363
ASNDASCENDIS PHARMA A/S
10,239$548.0M0.04%
364
GAMCO INVS INC
3,728$546.0M0.04%
365
ROKROCKWELL AUTOMATION INC
522,000$545.0M0.04%
366
CIKCREDIT SUISSE GROUP
38,251$543.0M0.04%
367
BTXBLACKROCK INNOVATION AND GRW
10,300$543.0M0.04%
368
DIGITALBRIDGE GROUP INC
56,268$542.0M0.04%
369
LMBSFIRST TR EXCHANGE-TRADED FD
8,005$542.0M0.04%
370
XPXP INC
64,884$542.0M0.04%
371
PSEPINNOVATOR ETFS TR
2,286$541.0M0.04%
372
CUBECUBESMART
1,952$539.0M0.04%
373
INVESCO EXCH TRD SLF IDX FD
2,645$539.0M0.04%
374
CLOVCLOVER HEALTH INVESTMENTS CO
4,029$536.0M0.04%
375
EMEEMCOR GROUP INC
18,785$535.0M0.04%
376
ENRENERGIZER HLDGS INC NEW
12,339$533.0M0.04%
377
LEUCENTRUS ENERGY CORP
16,113$530.0M0.04%
378
PPLPEMBINA PIPELINE CORP
33,225$526.0M0.04%
379
AALAMERICAN AIRLS GROUP INC
20,585$522.0M0.04%
380
GBYSANGAMO THERAPEUTICS INC
515,000$520.0M0.04%
381
INDEXIQ ETF TR
13,487$517.0M0.04%
382
FRSHFRESHWORKS INC
1,191$506.0M0.04%
383
DUKDUKE ENERGY CORP NEW
8,175$505.0M0.04%
384
FNFFIDELITY NATIONAL FINANCIAL
6,112$503.0M0.04%
385
AFWALIGN TECHNOLOGY INC
2,221$499.0M0.04%
386
BKNGBOOKING HOLDINGS INC
40,009$496.0M0.04%
387
ERFGBPENERPLUS CORP
18,425$492.0M0.04%
388
ETDETHAN ALLEN INTERIORS INC
31,119$490.0M0.04%
389
HFCUSDHOLLYFRONTIER CORP
18,000$489.0M0.04%
390
MLCOMELCO RESORTS AND ENTMNT LTD
9,369$488.0M0.04%
391
DDDUPONT DE NEMOURS INC
3,220$488.0M0.04%
392
DCIDONALDSON INC
8,973$484.0M0.04%
393
GGNGAMCO GLOBAL GOLD NAT RES &
7,725$483.0M0.04%
394
TPCTUTOR PERINI CORP
448,000$482.0M0.04%
395
RVNCEURREVANCE THERAPEUTICS INC
480,000$481.0M0.04%
396
GLOCLOUGH GLOBAL OPPORTUNITIES
5,476$479.0M0.04%
397
EIMEATON VANCE MUN BD FD
16,100$478.0M0.04%
398
GNKGENCO SHIPPING & TRADING LTD
44,454$474.0M0.03%
399
AXSMAXSOME THERAPEUTICS INC
6,309$472.0M0.03%
400
MYEMYERS INDS INC
480,000$469.0M0.03%
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