Moors & Cabot, Inc. Q4 2017 Filing

Filed February 13, 2018

Portfolio Value

$754.9B

Holdings

565

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (565 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	NLYEURANNALY CAP MGMT INC	17,954	$216.0M	0.03%
502	TFISPDR SER TR	4,387	$215.0M	0.03%
503	PRUPRUDENTIAL FINL INC	1,880	$214.0M	0.03%
504	MTNVAIL RESORTS INC	1,000	$212.0M	0.03%
505	PAASPAN AMERICAN SILVER CORP	13,350	$212.0M	0.03%
506	—INTERSECT ENT INC	6,600	$211.0M	0.03%
507	WHRWHIRLPOOL CORP	1,280	$211.0M	0.03%
508	QDFFLEXSHARES TR	4,663	$210.0M	0.03%
509	BAMBROOKFIELD ASSET MGMT INC	4,781	$209.0M	0.03%
510	HN9HANESBRANDS INC	10,088	$208.0M	0.03%
511	PEGPUBLIC SVC ENTERPRISE GROUP	4,023	$208.0M	0.03%
512	BHPBHP BILLITON LTD	4,492	$208.0M	0.03%
513	—ANDEAVOR	1,795	$206.0M	0.03%
514	CGNXCOGNEX CORP	3,390	$206.0M	0.03%
515	J40TPROSHARES TR	6,115	$206.0M	0.03%
516	BCBRUNSWICK CORP	3,697	$205.0M	0.03%
517	OCOWENS CORNING NEW	2,218	$204.0M	0.03%
518	FDNFIRST TR EXCHANGE TRADED FD	1,873	$204.0M	0.03%
519	AMTAMERICAN TOWER CORP NEW	1,420	$204.0M	0.03%
520	HBANHUNTINGTON BANCSHARES INC	13,872	$202.0M	0.03%
521	NUANEURNUANCE COMMUNICATIONS INC	12,465	$202.0M	0.03%
522	VTVVANGUARD INDEX FDS	1,904	$202.0M	0.03%
523	HRSEURHARRIS CORP DEL	1,431	$201.0M	0.03%
524	FLRFLUOR CORP NEW	3,904	$201.0M	0.03%
525	NFGNATIONAL FUEL GAS CO N J	3,700	$201.0M	0.03%
526	APOAPOLLO GLOBAL MGMT LLC	6,000	$200.0M	0.03%
527	IJTISHARES TR	1,144	$200.0M	0.03%
528	FNBFNB CORP PA	13,918	$196.0M	0.03%
529	AMDADVANCED MICRO DEVICES INC	19,250	$196.0M	0.03%
530	IAUUSDISHARES GOLD TRUST	15,605	$195.0M	0.03%
531	GLPGLOBAL PARTNERS LP	11,388	$190.0M	0.03%
532	CFFNCAPITOL FED FINL INC	13,698	$183.0M	0.02%
533	HDGEGBPADVISORSHARES TR	22,800	$179.0M	0.02%
534	SWN1EURSOUTHWESTERN ENERGY CO	30,800	$172.0M	0.02%
535	SIRIEURSIRIUS XM HLDGS INC	31,861	$171.0M	0.02%
536	NFBKNORTHFIELD BANCORP INC DEL	10,000	$171.0M	0.02%
537	UAAUNDER ARMOUR INC	11,500	$163.0M	0.02%
538	SSRMSSR MNG INC	18,000	$159.0M	0.02%
539	BNEDBARNES & NOBLE INC	23,272	$155.0M	0.02%
540	WENWENDYS CO	10,460	$144.0M	0.02%	Call
541	NBRNABORS INDUSTRIES LTD	20,750	$142.0M	0.02%
542	OPKOPKO HEALTH INC	25,500	$126.0M	0.02%
543	RIGTRANSOCEAN LTD	11,795	$125.0M	0.02%
544	—MCDERMOTT INTL INC	17,850	$117.0M	0.02%
545	—BIOTIME INC	46,150	$99.0M	0.01%
546	—BOSTON PRIVATE FINL HLDGS IN	10,000	$96.0M	0.01%
547	WFRDWEATHERFORD INTL PLC	22,250	$92.0M	0.01%
548	CHKEURCHESAPEAKE ENERGY CORP	22,354	$90.0M	0.01%
549	—CASI PHARMACEUTICALS INC	24,663	$82.0M	0.01%
550	KTCCKEY TRONIC CORP	11,400	$78.0M	0.01%
551	CLFCLEVELAND CLIFFS INC	10,745	$75.0M	0.01%
552	PSECPROSPECT CAPITAL CORPORATION	10,185	$69.0M	0.01%
553	—OBSIDIAN ENERGY LTD	57,000	$69.0M	0.01%
554	INSGEURINSEEGO CORP	42,000	$67.0M	0.01%
555	—RADISYS CORP	47,500	$49.0M	0.01%
556	MFGMIZUHO FINL GROUP INC	12,800	$45.0M	0.01%
557	—LADENBURG THALMAN FIN SVCS I	14,000	$43.0M	0.01%
558	—CIVEO CORP CDA	16,000	$43.0M	0.01%
559	—RITE AID CORP	21,700	$43.0M	0.01%
560	—APPROACH RESOURCES INC	14,500	$43.0M	0.01%
561	—OCH ZIFF CAP MGMT GROUP	15,000	$39.0M	0.01%
562	USOUNITED STATES ANTIMONY CORP	85,000	$27.0M	0.00%
563	DXLGDESTINATION XL GROUP INC	11,500	$25.0M	0.00%
564	GSTEURGASTAR EXPL INC NEW	20,000	$22.0M	0.00%
565	SNYSANOFI	16,000	$6.0M	0.00%

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