Nantahala Capital Management, LLC Q1 2017 Filing
Filed May 15, 2017
Portfolio Value
$897.7B
Holdings
52
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (52 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 450,000 | $106.1B | 11.82% | Put |
| 2 | IWMISHARES TR | 730,000 | $100.4B | 11.18% | Put |
| 3 | FUODOLBY LABORATORIES INC | 1,802,507 | $94.5B | 10.52% | Call |
| 4 | LNWOSCIENTIFIC GAMES CORP | 3,160,675 | $74.8B | 8.33% | Call |
| 5 | —YAHOO INC | 950,425 | $44.1B | 4.91% | |
| 6 | —FIRSTCASH INC | 883,772 | $43.4B | 4.84% | |
| 7 | CASHMETA FINL GROUP INC | 437,947 | $38.8B | 4.32% | |
| 8 | —SODASTREAM INTERNATIONAL LTD | 742,843 | $36.0B | 4.01% | |
| 9 | CDXSCODEXIS INC | 5,998,322 | $28.8B | 3.21% | |
| 10 | AKBAAKEBIA THERAPEUTICS INC | 2,280,531 | $21.0B | 2.34% | |
| 11 | —BRIDGEPOINT ED INC | 1,946,761 | $20.8B | 2.31% | |
| 12 | WRLDWORLD ACCEP CORP DEL | 394,354 | $20.4B | 2.27% | |
| 13 | —QAD INC | 708,954 | $19.7B | 2.20% | |
| 14 | TBBKBANCORP INC DEL | 3,739,697 | $19.1B | 2.12% | |
| 15 | —LUXFER HLDGS PLC | 1,556,293 | $18.9B | 2.11% | |
| 16 | —SCICLONE PHARMACEUTICALS INC | 1,891,328 | $18.5B | 2.06% | |
| 17 | RHRH | 400,000 | $18.5B | 2.06% | Call |
| 18 | GDENGOLDEN ENTMT INC | 1,071,329 | $14.2B | 1.58% | |
| 19 | CTRNCITI TRENDS INC | 689,352 | $11.7B | 1.31% | |
| 20 | —OWENS RLTY MTG INC | 647,403 | $11.5B | 1.28% | |
| 21 | —ARQULE INC | 9,700,043 | $10.3B | 1.15% | |
| 22 | —ON DECK CAP INC | 1,776,026 | $9.0B | 1.00% | |
| 23 | —CARDCONNECT CORP | 675,926 | $8.9B | 0.99% | |
| 24 | STLAFIAT CHRYSLER AUTOMOBILES N | 800,000 | $8.7B | 0.97% | Call |
| 25 | LVLNSPDR SERIES TRUST | 150,000 | $8.2B | 0.91% | Put |
| 26 | —GLOBAL EAGLE ENTMT INC | 2,258,163 | $7.2B | 0.80% | |
| 27 | GMEGAMESTOP CORP NEW | 300,000 | $6.8B | 0.75% | Put |
| 28 | LINCLINCOLN EDL SVCS CORP | 2,248,899 | $6.3B | 0.70% | |
| 29 | —COGENTIX MED INC | 3,362,995 | $6.2B | 0.69% | |
| 30 | RLGTRADIANT LOGISTICS INC | 1,180,754 | $5.9B | 0.66% | |
| 31 | SHLDEURSEARS HLDGS CORP | 500,000 | $5.7B | 0.64% | Call |
| 32 | —EZCORP INC | 5,500,000 | $5.2B | 0.58% | |
| 33 | —FINTECH ACQUISITION CORP II | 500,000 | $5.1B | 0.57% | |
| 34 | EPMEVOLUTION PETROLEUM CORP | 563,171 | $4.5B | 0.50% | |
| 35 | CCXIEURCHEMOCENTRYX INC | 605,353 | $4.4B | 0.49% | |
| 36 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.8B | 0.42% | |
| 37 | EZPWEZCORP INC | 386,494 | $3.1B | 0.35% | |
| 38 | CRMTAMERICAS CAR MART INC | 84,214 | $3.1B | 0.34% | |
| 39 | —TRANS WORLD ENTMT CORP | 1,771,613 | $3.0B | 0.34% | |
| 40 | —EMMIS COMMUNICATIONS CORP | 1,060,802 | $2.6B | 0.29% | |
| 41 | STRLSTERLING CONSTRUCTION CO INC | 257,604 | $2.4B | 0.27% | |
| 42 | QUREUNIQURE NV | 400,000 | $2.3B | 0.26% | |
| 43 | UTIUNIVERSAL TECHNICAL INST INC | 667,946 | $2.3B | 0.26% | |
| 44 | —PAIN THERAPEUTICS INC | 2,429,353 | $2.2B | 0.24% | |
| 45 | —SEARS HOMETOWN & OUTLET STOR | 488,976 | $1.9B | 0.21% | |
| 46 | FBKFB FINL CORP | 50,000 | $1.8B | 0.20% | |
| 47 | —STREAMLINE HEALTH SOLUTIONS | 1,476,225 | $1.5B | 0.17% | |
| 48 | —DOVER DOWNS GAMING & ENTMT I | 1,280,120 | $1.3B | 0.15% | |
| 49 | —FALCONSTOR SOFTWARE INC | 2,841,368 | $1.1B | 0.13% | |
| 50 | —INVENTURE FOODS INC | 208,181 | $920.0M | 0.10% | |
| 51 | —MFC BANCORP LTD | 337,978 | $602.0M | 0.07% | |
| 52 | RBCAAREPUBLIC BANCORP KY | 7,371 | $253.0M | 0.03% |