Nantahala Capital Management, LLC Q1 2019 Filing
Filed May 15, 2019
Portfolio Value
$3.2T
Holdings
83
Report Date
Q1 2019
Filing Type
13F-HR
All Holdings (83 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 5,700,000 | $872.6B | 27.22% | Put |
| 2 | QUREUNIQURE NV | 2,718,690 | $162.2B | 5.06% | Call |
| 3 | XBISPDR SERIES TRUST | 1,750,000 | $158.4B | 4.94% | Put |
| 4 | LNWOSCIENTIFIC GAMES CORP | 6,413,185 | $131.0B | 4.08% | Call |
| 5 | THCTENET HEALTHCARE CORP | 4,521,112 | $130.4B | 4.07% | Call |
| 6 | CVNACARVANA CO | 2,083,714 | $121.0B | 3.77% | Call |
| 7 | EXASEXACT SCIENCES CORP | 1,296,200 | $112.3B | 3.50% | Put |
| 8 | CDXSCODEXIS INC | 5,363,484 | $110.1B | 3.43% | |
| 9 | STLAFIAT CHRYSLER AUTOMOBILES N | 5,670,000 | $84.2B | 2.63% | Call |
| 10 | RHRH | 763,934 | $78.6B | 2.45% | Call |
| 11 | WRLDWORLD ACCEP CORP DEL | 647,845 | $75.9B | 2.37% | |
| 12 | LXFRLUXFER HOLDINGS PLC | 2,601,749 | $65.0B | 2.03% | |
| 13 | AABAUSDALTABA INC | 860,464 | $63.8B | 1.99% | |
| 14 | —ARQULE INC | 12,005,361 | $57.5B | 1.79% | |
| 15 | VACMARRIOTT VACTINS WORLDWID CO | 612,705 | $57.3B | 1.79% | |
| 16 | DXPEDXP ENTERPRISES INC NEW | 1,264,195 | $49.2B | 1.53% | |
| 17 | —QAD INC | 1,061,578 | $45.7B | 1.43% | |
| 18 | AKBAAKEBIA THERAPEUTICS INC | 4,941,061 | $40.5B | 1.26% | |
| 19 | HCAHCA HEALTHCARE INC | 300,000 | $39.1B | 1.22% | Put |
| 20 | IMXIINTERNATIONAL MNY EXPRESS IN | 3,102,698 | $36.2B | 1.13% | |
| 21 | CASHMETA FINL GROUP INC | 1,799,727 | $35.4B | 1.10% | |
| 22 | GDENGOLDEN ENTMT INC | 2,449,713 | $34.7B | 1.08% | |
| 23 | PRTY1EURPARTY CITY HOLDCO INC | 3,948,242 | $31.3B | 0.98% | |
| 24 | —EXELA TECHNOLOGIES INC | 8,402,887 | $28.1B | 0.88% | |
| 25 | —ON DECK CAP INC | 5,165,238 | $28.0B | 0.87% | |
| 26 | —ARMSTRONG FLOORING INC | 2,029,624 | $27.6B | 0.86% | |
| 27 | FUODOLBY LABORATORIES INC | 421,693 | $26.6B | 0.83% | |
| 28 | CZREURCAESARS ENTMT CORP | 2,831,000 | $24.6B | 0.77% | Call |
| 29 | —GTT COMMUNICATIONS INC | 648,218 | $22.5B | 0.70% | |
| 30 | —ACER THERAPEUTICS INC | 884,455 | $21.5B | 0.67% | |
| 31 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,652,260 | $21.4B | 0.67% | |
| 32 | TBBKBANCORP INC DEL | 2,601,148 | $21.0B | 0.66% | |
| 33 | —HERTZ GLOBAL HLDGS INC | 1,176,700 | $20.4B | 0.64% | Call |
| 34 | SPBSPECTRUM BRANDS HLDGS INC NE | 371,150 | $20.3B | 0.63% | |
| 35 | CUROEURCURO GROUP HLDGS CORP | 1,976,890 | $19.8B | 0.62% | |
| 36 | JYNTJOINT CORP | 1,138,693 | $17.9B | 0.56% | |
| 37 | —CRH MEDICAL CORP | 6,284,155 | $16.6B | 0.52% | |
| 38 | RDNTRADNET INC | 1,233,827 | $15.3B | 0.48% | Call |
| 39 | ESTAESTABLISHMENT LABS HLDGS INC | 632,061 | $15.2B | 0.47% | |
| 40 | —BIODELIVERY SCIENCES INTL IN | 2,735,267 | $14.5B | 0.45% | |
| 41 | PARPAR TECHNOLOGY CORP | 550,299 | $13.5B | 0.42% | |
| 42 | —FALCON MINERALS CORP | 1,439,794 | $12.7B | 0.40% | |
| 43 | —BRIDGEPOINT ED INC | 1,985,786 | $12.1B | 0.38% | |
| 44 | —NEOS THERAPEUTICS INC | 4,485,000 | $11.7B | 0.37% | |
| 45 | DHXDHI GROUP INC | 4,809,253 | $11.7B | 0.36% | |
| 46 | SIGASIGA TECHNOLOGIES INC | 1,800,514 | $10.8B | 0.34% | |
| 47 | RCREADY CAP CORP | 649,469 | $9.5B | 0.30% | |
| 48 | RFLRAFAEL HLDGS INC | 684,666 | $8.7B | 0.27% | |
| 49 | —FINTECH ACQUISITION CORP III | 842,730 | $8.6B | 0.27% | |
| 50 | —RUMBLEON INC | 1,634,350 | $8.1B | 0.25% | |
| 51 | GYRECATALYST BIOSCIENCES INC | 958,243 | $7.8B | 0.24% | |
| 52 | TLYSTILLYS INC | 693,103 | $7.7B | 0.24% | |
| 53 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $7.6B | 0.24% | |
| 54 | SSKNSTRATA SKIN SCIENCES INC | 2,643,001 | $7.5B | 0.23% | |
| 55 | —SELECT INTERIOR CONCEPTS INC | 601,961 | $7.5B | 0.23% | |
| 56 | —APOLLO ENDOSURGERY INC | 1,910,562 | $7.1B | 0.22% | |
| 57 | ELVTUSDELEVATE CREDIT INC | 1,564,364 | $6.8B | 0.21% | |
| 58 | CUECUE BIOPHARMA INC | 878,098 | $6.8B | 0.21% | |
| 59 | IGTINTERNATIONAL GAME TECHNOLOG | 500,000 | $6.5B | 0.20% | Call |
| 60 | GLMDGALMED PHARMACEUTICALS LTD | 794,701 | $6.5B | 0.20% | |
| 61 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 1,150,000 | $6.4B | 0.20% | |
| 62 | —GLOBAL EAGLE ENTMT INC | 8,835,876 | $6.3B | 0.20% | |
| 63 | —MFC BANCORP LTD | 846,555 | $6.2B | 0.19% | |
| 64 | —VIVEVE MED INC | 6,581,465 | $6.2B | 0.19% | |
| 65 | NATRNATURES SUNSHINE PRODUCTS IN | 583,510 | $5.4B | 0.17% | |
| 66 | —INSURANCE ACQUISTION CORP | 500,000 | $5.0B | 0.16% | |
| 67 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $4.7B | 0.15% | |
| 68 | PIRSPIERIS PHARMACEUTICALS INC | 1,358,100 | $4.5B | 0.14% | |
| 69 | —SEARS HOMETOWN & OUTLET STOR | 2,136,251 | $4.5B | 0.14% | |
| 70 | —DOVER MOTORSPORTS INC | 1,695,541 | $3.4B | 0.11% | |
| 71 | —TRAVELCENTERS AMER LLC | 724,401 | $3.0B | 0.09% | |
| 72 | —EMMIS COMMUNICATIONS CORP | 781,783 | $2.8B | 0.09% | |
| 73 | —DARIOHEALTH CORP | 3,350,981 | $2.5B | 0.08% | |
| 74 | IOVAIOVANCE BIOTHERAPEUTICS INC | 238,945 | $2.3B | 0.07% | |
| 75 | —FTD COS INC | 3,960,763 | $2.0B | 0.06% | Call |
| 76 | —MOTUS GI HLDGS INC | 500,000 | $1.9B | 0.06% | |
| 77 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.8B | 0.06% | |
| 78 | —ASCENT CAP GROUP INC | 1,794,260 | $1.3B | 0.04% | |
| 79 | —CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.0B | 0.03% | |
| 80 | —FALCON MINERALS CORP | 878,022 | $729.0M | 0.02% | |
| 81 | TBHCKIRKLANDS INC | 100,000 | $703.0M | 0.02% | Put |
| 82 | RBCAAREPUBLIC BANCORP KY | 7,371 | $330.0M | 0.01% | |
| 83 | —APTOSE BIOSCIENCES INC | 62,042 | $125.0M | 0.00% |