Nantahala Capital Management, LLC Q1 2020 Filing
Filed May 14, 2020
Portfolio Value
$2.7T
Holdings
95
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 7,300,000 | $835.6B | 31.29% | Put |
| 2 | HYGISHARES TR | 2,500,000 | $192.7B | 7.22% | Put |
| 3 | WWAYFAIR INC | 2,421,170 | $129.4B | 4.85% | Call |
| 4 | QUREUNIQURE NV | 2,621,772 | $124.4B | 4.66% | Call |
| 5 | CVNACARVANA CO | 2,038,751 | $112.3B | 4.21% | Call |
| 6 | HCAHCA HEALTHCARE INC | 789,434 | $70.9B | 2.66% | Put |
| 7 | THCTENET HEALTHCARE CORP | 4,533,671 | $65.3B | 2.45% | Call |
| 8 | CDXSCODEXIS INC | 5,363,484 | $59.9B | 2.24% | |
| 9 | LNWOSCIENTIFIC GAMES CORP | 6,161,065 | $59.8B | 2.24% | Call |
| 10 | VACMARRIOTT VACTINS WORLDWID CO | 965,079 | $53.6B | 2.01% | |
| 11 | AKBAAKEBIA THERAPEUTICS INC | 6,559,478 | $49.7B | 1.86% | |
| 12 | RHRH | 478,180 | $48.0B | 1.80% | |
| 13 | —QAD INC | 1,173,868 | $46.9B | 1.76% | |
| 14 | FUODOLBY LABORATORIES INC | 836,693 | $45.4B | 1.70% | |
| 15 | CASHMETA FINL GROUP INC | 1,799,727 | $39.1B | 1.46% | |
| 16 | —APTOSE BIOSCIENCES INC | 6,299,196 | $37.4B | 1.40% | |
| 17 | CUECUE BIOPHARMA INC | 2,503,840 | $35.5B | 1.33% | |
| 18 | LXFRLUXFER HOLDINGS PLC | 2,432,531 | $34.4B | 1.29% | |
| 19 | LVLNSPDR SER TR | 1,000,000 | $32.6B | 1.22% | Put |
| 20 | —VONAGE HLDGS CORP | 4,320,800 | $31.2B | 1.17% | |
| 21 | ESTAESTABLISHMENT LABS HLDGS INC | 1,925,569 | $27.8B | 1.04% | |
| 22 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,906,378 | $26.5B | 0.99% | |
| 23 | WYNEURWYNDHAM DESTINATIONS INC | 1,045,320 | $22.7B | 0.85% | Call |
| 24 | WRLDWORLD ACCEP CORP DEL | 367,088 | $20.0B | 0.75% | |
| 25 | DXPEDXP ENTERPRISES INC NEW | 1,602,433 | $19.6B | 0.74% | |
| 26 | —BIODELIVERY SCIENCES INTL IN | 5,003,631 | $19.0B | 0.71% | |
| 27 | MEDMEDIFAST INC | 272,957 | $17.1B | 0.64% | |
| 28 | FRG1EURFRANCHISE GROUP INC | 1,910,247 | $16.7B | 0.62% | |
| 29 | TBBKBANCORP INC DEL | 2,683,938 | $16.3B | 0.61% | |
| 30 | GDENGOLDEN ENTMT INC | 2,449,713 | $16.2B | 0.61% | |
| 31 | UALUNITED AIRLS HLDGS INC | 500,000 | $15.8B | 0.59% | Call |
| 32 | —AIMMUNE THERAPEUTICS INC | 1,005,302 | $14.5B | 0.54% | |
| 33 | UPLDUPLAND SOFTWARE INC | 517,346 | $13.9B | 0.52% | |
| 34 | —HERTZ GLOBAL HLDGS INC | 2,149,052 | $13.3B | 0.50% | Call |
| 35 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $13.1B | 0.49% | |
| 36 | ALTGALTA EQUIPMENT GROUP INC | 2,410,887 | $10.3B | 0.39% | |
| 37 | DHXDHI GROUP INC | 4,839,595 | $10.2B | 0.38% | |
| 38 | —SOLENO THERAPEUTICS INC | 4,277,923 | $10.2B | 0.38% | |
| 39 | —FINTECH ACQUISITION CORP III | 977,022 | $10.0B | 0.37% | |
| 40 | 2XYSCIPLAY CORP | 1,001,032 | $9.5B | 0.36% | |
| 41 | JYNTJOINT CORP | 848,881 | $9.2B | 0.34% | |
| 42 | CUCAAVIS BUDGET GROUP | 657,700 | $9.1B | 0.34% | Call |
| 43 | WVEWAVE LIFE SCIENCES LTD | 974,472 | $9.1B | 0.34% | |
| 44 | —CRH MED CORP | 6,777,905 | $9.1B | 0.34% | |
| 45 | EXASEXACT SCIENCES CORP | 150,000 | $8.7B | 0.33% | Put |
| 46 | SIGASIGA TECHNOLOGIES INC | 1,808,163 | $8.6B | 0.32% | |
| 47 | PARPAR TECHNOLOGY CORP | 671,633 | $8.6B | 0.32% | |
| 48 | —ON DECK CAP INC | 5,659,644 | $8.6B | 0.32% | |
| 49 | PTONPELOTON INTERACTIVE INC | 300,000 | $8.0B | 0.30% | |
| 50 | CZREURCAESARS ENTMT CORP | 1,131,000 | $7.6B | 0.29% | Call |
| 51 | PLNTPLANET FITNESS INC | 152,335 | $7.4B | 0.28% | |
| 52 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 1,432,032 | $7.3B | 0.27% | |
| 53 | VMDVIEMED HEALTHCARE INC | 1,498,100 | $7.1B | 0.27% | |
| 54 | GYRECATALYST BIOSCIENCES INC | 1,446,749 | $6.3B | 0.24% | |
| 55 | RFLRAFAEL HLDGS INC | 485,366 | $6.1B | 0.23% | |
| 56 | HALHALLIBURTON CO | 886,200 | $6.1B | 0.23% | Call |
| 57 | —ARYA SCIENCES ACQUISITION CO | 556,584 | $6.0B | 0.23% | |
| 58 | —EXELA TECHNOLOGIES INC | 27,777,887 | $5.7B | 0.21% | |
| 59 | SRLSCULLY ROYALTY LTD | 753,885 | $5.7B | 0.21% | |
| 60 | INMDINMODE LTD | 263,499 | $5.7B | 0.21% | |
| 61 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $5.4B | 0.20% | |
| 62 | —INSURANCE ACQUISITION CORP | 500,000 | $5.2B | 0.19% | |
| 63 | NATRNATURES SUNSHINE PRODS INC | 597,310 | $4.9B | 0.18% | |
| 64 | —GLOBAL EAGLE ENTMT INC | 29,031,542 | $4.6B | 0.17% | |
| 65 | GLMDGALMED PHARMACEUTICALS LTD | 1,303,652 | $4.5B | 0.17% | |
| 66 | —SELECT INTERIOR CONCEPTS INC | 2,147,039 | $4.4B | 0.17% | |
| 67 | ZVOIZOVIO INC | 2,653,087 | $4.4B | 0.16% | |
| 68 | —FALCON MINERALS CORP | 1,944,144 | $4.2B | 0.16% | |
| 69 | —SUNESIS PHARMACEUTICALS INC | 9,566,844 | $4.0B | 0.15% | |
| 70 | PENNPENN NATL GAMING INC | 300,000 | $3.8B | 0.14% | Put |
| 71 | —APOLLO ENDOSURGERY INC | 1,848,672 | $3.5B | 0.13% | |
| 72 | —NEOS THERAPEUTICS INC | 4,610,000 | $3.5B | 0.13% | |
| 73 | —FORTRESS BIOTECH INC | 1,828,800 | $3.5B | 0.13% | |
| 74 | TAUSDTRAVELCENTERS OF AMERICA INC | 337,390 | $3.3B | 0.12% | |
| 75 | PRTY1EURPARTY CITY HOLDCO INC | 7,133,136 | $3.3B | 0.12% | |
| 76 | SSKNSTRATA SKIN SCIENCES INC | 3,251,001 | $3.1B | 0.12% | |
| 77 | —CATASYS INC | 196,095 | $3.0B | 0.11% | |
| 78 | —STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $2.3B | 0.09% | |
| 79 | —ARMSTRONG FLOORING INC | 1,556,435 | $2.2B | 0.08% | |
| 80 | TFFPEURTFF PHARMACEUTICALS INC | 579,217 | $2.2B | 0.08% | |
| 81 | DMACDIAMEDICA THERAPEUTICS INC | 750,000 | $2.1B | 0.08% | |
| 82 | —DOVER MOTORSPORTS INC | 1,695,541 | $2.1B | 0.08% | |
| 83 | —ACER THERAPEUTICS INC | 990,655 | $2.0B | 0.07% | |
| 84 | —HTG MOLECULAR DIAGNOSTICS IN | 5,060,160 | $1.6B | 0.06% | |
| 85 | MACKEURMERRIMACK PHARMACEUTICALS IN | 747,635 | $1.6B | 0.06% | |
| 86 | NIJNELNET INC | 34,900 | $1.6B | 0.06% | |
| 87 | —EMMIS COMMUNICATIONS CORP | 781,783 | $1.6B | 0.06% | |
| 88 | DRIOEURDARIOHEALTH CORP | 214,091 | $1.5B | 0.05% | |
| 89 | AGSPLAYAGS INC | 413,804 | $1.1B | 0.04% | |
| 90 | EBIXEUREBIX INC | 66,997 | $1.0B | 0.04% | |
| 91 | PHGEBIOMX INC | 87,299 | $585.0M | 0.02% | |
| 92 | MDIAMEDIACO HLDG INC | 98,894 | $401.0M | 0.02% | |
| 93 | —ALTA EQUIPMENT GROUP INC | 187,500 | $314.0M | 0.01% | |
| 94 | —MOTUS GI HLDGS INC | 417,708 | $273.0M | 0.01% | |
| 95 | —FALCON MINERALS CORP | 878,022 | $236.0M | 0.01% |