Nantahala Capital Management, LLC Q2 2017 Filing
Filed August 14, 2017
Portfolio Value
$1.3T
Holdings
61
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (61 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,920,000 | $270.6B | 21.47% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 500,000 | $120.9B | 9.59% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 2,940,000 | $76.7B | 6.09% | Call |
| 4 | AABAUSDALTABA INC | 1,112,397 | $60.6B | 4.81% | |
| 5 | RHRH | 863,000 | $55.7B | 4.42% | Call |
| 6 | EXASEXACT SCIENCES CORP | 1,400,000 | $49.5B | 3.93% | Put |
| 7 | —SODASTREAM INTERNATIONAL LTD | 897,795 | $48.0B | 3.81% | Call |
| 8 | FUODOLBY LABORATORIES INC | 902,507 | $44.2B | 3.51% | |
| 9 | CASHMETA FINL GROUP INC | 437,947 | $39.0B | 3.09% | |
| 10 | —FIRSTCASH INC | 610,756 | $35.6B | 2.82% | |
| 11 | CDXSCODEXIS INC | 6,488,379 | $35.4B | 2.81% | |
| 12 | WRLDWORLD ACCEP CORP DEL | 443,861 | $33.3B | 2.64% | |
| 13 | AKBAAKEBIA THERAPEUTICS INC | 2,148,623 | $30.9B | 2.45% | |
| 14 | TBBKBANCORP INC DEL | 3,739,697 | $28.3B | 2.25% | |
| 15 | —LUXFER HLDGS PLC | 2,130,544 | $27.3B | 2.16% | |
| 16 | —QAD INC | 716,021 | $22.9B | 1.82% | |
| 17 | GDENGOLDEN ENTMT INC | 1,091,329 | $22.6B | 1.79% | |
| 18 | —BRIDGEPOINT ED INC | 1,393,589 | $20.6B | 1.63% | |
| 19 | —GLOBAL EAGLE ENTMT INC | 5,499,695 | $19.6B | 1.55% | |
| 20 | —ARMSTRONG FLOORING INC | 806,590 | $14.5B | 1.15% | |
| 21 | —ARQULE INC | 10,239,651 | $12.7B | 1.01% | |
| 22 | —MEDICINES CO | 300,000 | $11.4B | 0.90% | Call |
| 23 | —OWENS RLTY MTG INC | 647,313 | $11.0B | 0.87% | |
| 24 | —CARDCONNECT CORP | 675,926 | $10.2B | 0.81% | |
| 25 | STLAFIAT CHRYSLER AUTOMOBILES N | 800,000 | $9.7B | 0.77% | Call |
| 26 | —ON DECK CAP INC | 1,999,020 | $9.3B | 0.74% | |
| 27 | SHLDEURSEARS HLDGS CORP | 1,000,000 | $8.9B | 0.70% | Call |
| 28 | —AVEXIS INC | 100,000 | $8.2B | 0.65% | Put |
| 29 | PETSPETMED EXPRESS INC | 200,000 | $8.1B | 0.64% | Put |
| 30 | —JAMBA INC | 944,129 | $7.4B | 0.58% | |
| 31 | QUREUNIQURE NV | 1,107,483 | $6.9B | 0.54% | |
| 32 | LINCLINCOLN EDL SVCS CORP | 2,098,377 | $6.5B | 0.52% | |
| 33 | GMEGAMESTOP CORP NEW | 300,000 | $6.5B | 0.51% | Put |
| 34 | —COGENTIX MED INC | 3,634,265 | $6.3B | 0.50% | |
| 35 | CTRNCITI TRENDS INC | 293,206 | $6.2B | 0.49% | |
| 36 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,592,903 | $6.1B | 0.49% | |
| 37 | —HERTZ GLOBAL HLDGS INC | 500,000 | $5.8B | 0.46% | Call |
| 38 | CCXIEURCHEMOCENTRYX INC | 605,353 | $5.7B | 0.45% | |
| 39 | —FINTECH ACQUISITION CORP II | 499,998 | $5.2B | 0.41% | |
| 40 | ELVTUSDELEVATE CREDIT INC | 625,000 | $5.0B | 0.39% | |
| 41 | EPMEVOLUTION PETROLEUM CORP | 563,171 | $4.6B | 0.36% | |
| 42 | NATRNATURES SUNSHINE PRODUCTS IN | 313,814 | $4.2B | 0.33% | |
| 43 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.6B | 0.29% | |
| 44 | STRLSTERLING CONSTRUCTION CO INC | 257,604 | $3.4B | 0.27% | |
| 45 | RLGTRADIANT LOGISTICS INC | 616,400 | $3.3B | 0.26% | |
| 46 | CRMTAMERICAS CAR MART INC | 84,214 | $3.3B | 0.26% | |
| 47 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $3.1B | 0.25% | |
| 48 | EZPWEZCORP INC | 386,494 | $3.0B | 0.24% | |
| 49 | —TRANS WORLD ENTMT CORP | 1,825,453 | $2.9B | 0.23% | |
| 50 | —SEARS HOMETOWN & OUTLET STOR | 1,045,236 | $2.8B | 0.22% | |
| 51 | UTIUNIVERSAL TECHNICAL INST INC | 667,946 | $2.4B | 0.19% | |
| 52 | —ASCENT CAP GROUP INC | 134,827 | $2.1B | 0.16% | |
| 53 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.9B | 0.15% | |
| 54 | FBKFB FINL CORP | 50,000 | $1.8B | 0.14% | |
| 55 | —DOVER DOWNS GAMING & ENTMT I | 1,449,559 | $1.6B | 0.13% | |
| 56 | —PAIN THERAPEUTICS INC | 347,050 | $1.4B | 0.11% | |
| 57 | —FALCONSTOR SOFTWARE INC | 2,841,368 | $737.0M | 0.06% | |
| 58 | —MFC BANCORP LTD | 337,978 | $602.0M | 0.05% | |
| 59 | LEE1EURLEE ENTERPRISES INC | 177,085 | $336.0M | 0.03% | |
| 60 | RBCAAREPUBLIC BANCORP KY | 7,371 | $263.0M | 0.02% | |
| 61 | —LIBERTY TAX INC | 17,491 | $227.0M | 0.02% |