Nantahala Capital Management, LLC Q2 2018 Filing
Filed August 14, 2018
Portfolio Value
$2.5T
Holdings
80
Report Date
Q2 2018
Filing Type
13F-HR
All Holdings (80 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,000,000 | $327.5B | 13.26% | Put |
| 2 | LNWOSCIENTIFIC GAMES CORP | 2,801,600 | $137.7B | 5.57% | Call |
| 3 | STLAFIAT CHRYSLER AUTOMOBILES N | 7,200,000 | $136.0B | 5.51% | Call |
| 4 | QUREUNIQURE NV | 3,556,439 | $134.4B | 5.44% | Call |
| 5 | SPYSPDR S&P 500 ETF TR | 450,000 | $122.1B | 4.94% | Put |
| 6 | EXASEXACT SCIENCES CORP | 1,868,800 | $111.7B | 4.52% | Put |
| 7 | CDXSCODEXIS INC | 6,679,954 | $96.2B | 3.89% | |
| 8 | AABAUSDALTABA INC | 1,171,691 | $85.8B | 3.47% | |
| 9 | WRLDWORLD ACCEP CORP DEL | 771,805 | $85.7B | 3.47% | Call |
| 10 | THCTENET HEALTHCARE CORP | 2,154,325 | $72.3B | 2.93% | Call |
| 11 | —ARQULE INC | 12,222,130 | $67.6B | 2.74% | |
| 12 | —SODASTREAM INTERNATIONAL LTD | 694,810 | $59.3B | 2.40% | Call |
| 13 | AKBAAKEBIA THERAPEUTICS INC | 5,374,111 | $53.6B | 2.17% | Call |
| 14 | GDENGOLDEN ENTMT INC | 1,957,510 | $52.8B | 2.14% | |
| 15 | XBISPDR SERIES TRUST | 550,000 | $52.4B | 2.12% | Put |
| 16 | RHRH | 346,100 | $48.4B | 1.96% | Call |
| 17 | CASHMETA FINL GROUP INC | 479,814 | $46.7B | 1.89% | |
| 18 | LXFRLUXFER HOLDINGS PLC | 2,645,749 | $46.2B | 1.87% | |
| 19 | FUODOLBY LABORATORIES INC | 625,270 | $38.6B | 1.56% | |
| 20 | —QAD INC | 686,814 | $34.4B | 1.39% | |
| 21 | PRTY1EURPARTY CITY HOLDCO INC | 2,137,401 | $32.6B | 1.32% | |
| 22 | —EXELA TECHNOLOGIES INC | 6,662,582 | $31.6B | 1.28% | |
| 23 | —NUTRI SYS INC NEW | 800,000 | $30.8B | 1.25% | Put |
| 24 | CUROEURCURO GROUP HLDGS CORP | 1,229,999 | $30.7B | 1.24% | |
| 25 | DXPEDXP ENTERPRISES INC NEW | 773,900 | $29.6B | 1.20% | |
| 26 | —ON DECK CAP INC | 3,750,270 | $26.3B | 1.06% | |
| 27 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,213,052 | $23.4B | 0.95% | |
| 28 | —ARMSTRONG FLOORING INC | 1,653,016 | $23.2B | 0.94% | |
| 29 | —GLOBAL EAGLE ENTMT INC | 9,002,629 | $22.7B | 0.92% | |
| 30 | HCAHCA HEALTHCARE INC | 200,000 | $20.5B | 0.83% | Put |
| 31 | —SYNERGY PHARMACEUTICALS DEL | 11,578,568 | $20.1B | 0.82% | |
| 32 | —JAMBA INC | 1,834,835 | $19.5B | 0.79% | |
| 33 | HRBBLOCK H & R INC | 800,000 | $18.2B | 0.74% | Put |
| 34 | TBBKBANCORP INC DEL | 1,711,379 | $17.9B | 0.72% | |
| 35 | ADTADT INC | 2,000,000 | $17.3B | 0.70% | Call |
| 36 | —CRH MEDICAL CORP | 4,919,614 | $15.4B | 0.62% | |
| 37 | SIGASIGA TECHNOLOGIES INC | 2,466,840 | $14.7B | 0.59% | |
| 38 | —BRIDGEPOINT ED INC | 2,126,338 | $13.9B | 0.56% | |
| 39 | —HERTZ GLOBAL HLDGS INC | 800,000 | $12.3B | 0.50% | Call |
| 40 | —FINTECH ACQUISITION CORP II | 1,204,498 | $12.0B | 0.49% | |
| 41 | GMGENERAL MTRS CO | 300,000 | $11.8B | 0.48% | Put |
| 42 | —OWENS RLTY MTG INC | 666,630 | $11.1B | 0.45% | |
| 43 | —OSPREY ENERGY ACQUISITION CO | 1,000,000 | $10.9B | 0.44% | |
| 44 | —VIVEVE MED INC | 3,948,132 | $10.7B | 0.43% | |
| 45 | IOVAIOVANCE BIOTHERAPEUTICS INC | 825,000 | $10.6B | 0.43% | |
| 46 | —FTD COS INC | 2,198,663 | $10.2B | 0.41% | |
| 47 | DHXDHI GROUP INC | 4,121,092 | $9.7B | 0.39% | |
| 48 | ELVTUSDELEVATE CREDIT INC | 1,138,326 | $9.6B | 0.39% | |
| 49 | GLMDGALMED PHARMACEUTICALS LTD | 741,108 | $8.8B | 0.36% | |
| 50 | CCXIEURCHEMOCENTRYX INC | 615,173 | $8.1B | 0.33% | |
| 51 | TLYSTILLYS INC | 512,103 | $7.8B | 0.31% | |
| 52 | FFORD MTR CO DEL | 700,000 | $7.7B | 0.31% | Put |
| 53 | SHLDEURSEARS HLDGS CORP | 3,052,490 | $7.2B | 0.29% | Put |
| 54 | GAIAGAIA INC NEW | 347,996 | $7.0B | 0.29% | |
| 55 | RRRRED ROCK RESORTS INC | 200,000 | $6.7B | 0.27% | Put |
| 56 | —LIBERTY TAX INC | 808,239 | $6.5B | 0.26% | |
| 57 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $5.8B | 0.23% | |
| 58 | —ACER THERAPEUTICS INC | 250,252 | $5.4B | 0.22% | |
| 59 | NATRNATURES SUNSHINE PRODUCTS IN | 576,602 | $5.4B | 0.22% | |
| 60 | —ROADRUNNER TRNSN SVCS HLDG I | 2,550,500 | $5.3B | 0.22% | |
| 61 | CUECUE BIOPHARMA INC | 423,580 | $5.0B | 0.20% | |
| 62 | —ASCENT CAP GROUP INC | 1,644,260 | $4.6B | 0.19% | |
| 63 | —SEARS HOMETOWN & OUTLET STOR | 2,176,251 | $4.6B | 0.19% | |
| 64 | —APOLLO ENDOSURGERY INC | 649,941 | $4.5B | 0.18% | |
| 65 | JYNTJOINT CORP | 534,822 | $4.4B | 0.18% | |
| 66 | SSKNSTRATA SKIN SCIENCES INC | 2,078,582 | $4.3B | 0.17% | |
| 67 | RFLRAFAEL HLDGS INC | 441,092 | $4.1B | 0.16% | |
| 68 | —MFC BANCORP LTD | 674,555 | $4.0B | 0.16% | |
| 69 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.9B | 0.16% | |
| 70 | LINCLINCOLN EDL SVCS CORP | 2,159,705 | $3.8B | 0.15% | |
| 71 | TBHCKIRKLANDS INC | 300,000 | $3.5B | 0.14% | Put |
| 72 | —DOVER DOWNS GAMING & ENTMT I | 1,886,458 | $3.4B | 0.14% | |
| 73 | —TRAVELCENTERS AMER LLC | 759,401 | $2.7B | 0.11% | |
| 74 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.6B | 0.10% | |
| 75 | RLGTRADIANT LOGISTICS INC | 525,300 | $2.1B | 0.08% | |
| 76 | —TEAM INC | 60,400 | $1.4B | 0.06% | |
| 77 | —PAIN THERAPEUTICS INC | 647,053 | $1.3B | 0.05% | |
| 78 | —TRANS WORLD ENTMT CORP | 722,647 | $629.0M | 0.03% | |
| 79 | —FINTECH ACQUISITION CORP II | 249,999 | $400.0M | 0.02% | |
| 80 | RBCAAREPUBLIC BANCORP KY | 7,371 | $334.0M | 0.01% |