Nantahala Capital Management, LLC Q2 2019 Filing
Filed August 14, 2019
Portfolio Value
$3.2T
Holdings
86
Report Date
Q2 2019
Filing Type
13F-HR
All Holdings (86 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,887,000 | $448.9B | 13.82% | Put |
| 2 | QUREUNIQURE NV | 3,018,960 | $235.9B | 7.27% | Call |
| 3 | EXASEXACT SCIENCES CORP | 1,296,200 | $153.0B | 4.71% | Put |
| 4 | LNWOSCIENTIFIC GAMES CORP | 7,190,185 | $142.5B | 4.39% | Call |
| 5 | CVNACARVANA CO | 2,225,414 | $139.3B | 4.29% | Call |
| 6 | XLVSELECT SECTOR SPDR TR | 1,500,000 | $139.0B | 4.28% | Put |
| 7 | —ARQULE INC | 10,395,405 | $114.5B | 3.52% | |
| 8 | RHRH | 984,667 | $113.8B | 3.51% | Call |
| 9 | THCTENET HEALTHCARE CORP | 5,000,914 | $103.3B | 3.18% | Call |
| 10 | WRLDWORLD ACCEP CORP DEL | 617,446 | $101.3B | 3.12% | |
| 11 | CDXSCODEXIS INC | 5,363,484 | $98.8B | 3.04% | |
| 12 | XBISPDR SERIES TRUST | 1,116,500 | $97.9B | 3.02% | Put |
| 13 | SPYSPDR S&P 500 ETF TR | 300,000 | $87.9B | 2.71% | Put |
| 14 | STLAFIAT CHRYSLER AUTOMOBILES N | 5,820,000 | $80.4B | 2.48% | Call |
| 15 | VACMARRIOTT VACTINS WORLDWID CO | 672,362 | $64.8B | 2.00% | |
| 16 | LXFRLUXFER HOLDINGS PLC | 2,601,749 | $63.8B | 1.96% | |
| 17 | AABAUSDALTABA INC | 883,464 | $61.3B | 1.89% | |
| 18 | DXPEDXP ENTERPRISES INC NEW | 1,429,545 | $54.2B | 1.67% | |
| 19 | CASHMETA FINL GROUP INC | 1,799,727 | $50.5B | 1.55% | |
| 20 | —QAD INC | 1,216,578 | $48.9B | 1.51% | |
| 21 | HCAHCA HEALTHCARE INC | 320,000 | $43.3B | 1.33% | Put |
| 22 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,932,946 | $41.4B | 1.27% | |
| 23 | CZREURCAESARS ENTMT CORP | 3,331,000 | $39.4B | 1.21% | Call |
| 24 | AKBAAKEBIA THERAPEUTICS INC | 7,789,561 | $37.7B | 1.16% | Call |
| 25 | GDENGOLDEN ENTMT INC | 2,449,713 | $34.3B | 1.06% | |
| 26 | PRTY1EURPARTY CITY HOLDCO INC | 4,326,399 | $31.7B | 0.98% | |
| 27 | FUODOLBY LABORATORIES INC | 446,693 | $28.9B | 0.89% | |
| 28 | —EXELA TECHNOLOGIES INC | 12,777,887 | $28.0B | 0.86% | |
| 29 | WWAYFAIR INC | 180,970 | $26.4B | 0.81% | |
| 30 | —ON DECK CAP INC | 6,314,703 | $26.2B | 0.81% | |
| 31 | TBBKBANCORP INC DEL | 2,714,238 | $24.2B | 0.75% | |
| 32 | SPBSPECTRUM BRANDS HLDGS INC NE | 417,912 | $22.5B | 0.69% | |
| 33 | —BIODELIVERY SCIENCES INTL IN | 4,585,267 | $21.3B | 0.66% | |
| 34 | —ARMSTRONG FLOORING INC | 2,164,349 | $21.3B | 0.66% | |
| 35 | —HERTZ GLOBAL HLDGS INC | 1,281,700 | $20.5B | 0.63% | Call |
| 36 | —GLOBAL EAGLE ENTMT INC | 28,835,876 | $19.6B | 0.60% | |
| 37 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $19.5B | 0.60% | |
| 38 | —CRH MEDICAL CORP | 6,284,155 | $18.9B | 0.58% | |
| 39 | CUROEURCURO GROUP HLDGS CORP | 1,629,910 | $18.0B | 0.55% | |
| 40 | ESTAESTABLISHMENT LABS HLDGS INC | 792,604 | $17.4B | 0.54% | |
| 41 | DHXDHI GROUP INC | 4,809,253 | $17.2B | 0.53% | |
| 42 | —FALCON MINERALS CORP | 2,017,894 | $16.9B | 0.52% | |
| 43 | PARPAR TECHNOLOGY CORP | 600,299 | $16.9B | 0.52% | |
| 44 | JYNTJOINT CORP | 885,769 | $16.1B | 0.50% | |
| 45 | RDNTRADNET INC | 1,129,814 | $15.6B | 0.48% | |
| 46 | RFLRAFAEL HLDGS INC | 485,366 | $14.0B | 0.43% | |
| 47 | CUECUE BIOPHARMA INC | 1,378,198 | $12.4B | 0.38% | |
| 48 | SRLSCULLY ROYALTY LTD | 839,654 | $11.2B | 0.34% | |
| 49 | SIGASIGA TECHNOLOGIES INC | 1,800,514 | $10.2B | 0.31% | |
| 50 | —FINTECH ACQUISITION CORP III | 842,730 | $9.0B | 0.28% | |
| 51 | —APTOSE BIOSCIENCES INC | 3,412,042 | $8.9B | 0.27% | |
| 52 | GYRECATALYST BIOSCIENCES INC | 1,042,843 | $7.7B | 0.24% | |
| 53 | —SELECT INTERIOR CONCEPTS INC | 653,461 | $7.6B | 0.23% | |
| 54 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 1,239,983 | $7.6B | 0.23% | |
| 55 | —RUMBLEON INC | 1,634,350 | $7.3B | 0.23% | |
| 56 | SSKNSTRATA SKIN SCIENCES INC | 2,851,001 | $7.1B | 0.22% | |
| 57 | ELVTUSDELEVATE CREDIT INC | 1,714,364 | $7.1B | 0.22% | |
| 58 | PIRSPIERIS PHARMACEUTICALS INC | 1,477,563 | $6.9B | 0.21% | |
| 59 | GLMDGALMED PHARMACEUTICALS LTD | 879,200 | $6.6B | 0.20% | |
| 60 | TLYSTILLYS INC | 858,103 | $6.5B | 0.20% | |
| 61 | IGTINTERNATIONAL GAME TECHNOLOG | 500,000 | $6.5B | 0.20% | Call |
| 62 | —TRAVELCENTERS AMER LLC | 1,666,365 | $6.0B | 0.19% | |
| 63 | —NEOS THERAPEUTICS INC | 4,610,000 | $5.9B | 0.18% | |
| 64 | —APOLLO ENDOSURGERY INC | 1,810,562 | $5.9B | 0.18% | |
| 65 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $5.6B | 0.17% | |
| 66 | NATRNATURES SUNSHINE PRODUCTS IN | 583,510 | $5.5B | 0.17% | |
| 67 | —INSURANCE ACQUISITION CORP | 500,000 | $5.2B | 0.16% | |
| 68 | —SEARS HOMETOWN & OUTLET STOR | 2,136,251 | $5.1B | 0.16% | |
| 69 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $4.8B | 0.15% | |
| 70 | —GTT COMMUNICATIONS INC | 235,486 | $4.4B | 0.13% | |
| 71 | MACKEURMERRIMACK PHARMACEUTICALS IN | 647,635 | $3.9B | 0.12% | |
| 72 | —ACER THERAPEUTICS INC | 990,655 | $3.9B | 0.12% | |
| 73 | —EMMIS COMMUNICATIONS CORP | 781,783 | $3.7B | 0.11% | |
| 74 | ZVOIZOVIO INC | 990,305 | $3.5B | 0.11% | |
| 75 | —DOVER MOTORSPORTS INC | 1,695,541 | $3.5B | 0.11% | |
| 76 | 2XYSCIPLAY CORP | 250,000 | $3.4B | 0.11% | |
| 77 | —SUNESIS PHARMACEUTICALS INC | 4,458,824 | $3.2B | 0.10% | |
| 78 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.7B | 0.08% | |
| 79 | —VIVEVE MED INC | 6,581,465 | $2.5B | 0.08% | |
| 80 | —DARIOHEALTH CORP | 4,281,652 | $2.3B | 0.07% | |
| 81 | —ASCENT CAP GROUP INC | 1,794,260 | $1.9B | 0.06% | |
| 82 | —MOTUS GI HLDGS INC | 417,708 | $1.3B | 0.04% | |
| 83 | —CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.0B | 0.03% | |
| 84 | —HERTZ GLOBAL HLDGS INC | 440,000 | $900.0M | 0.03% | |
| 85 | —FALCON MINERALS CORP | 878,022 | $834.0M | 0.03% | |
| 86 | RBCAAREPUBLIC BANCORP KY | 7,371 | $367.0M | 0.01% |