Nantahala Capital Management, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$829.4B
Holdings
55
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (55 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,345,000 | $167.1B | 20.14% | Put |
| 2 | LNWOSCIENTIFIC GAMES CORP | 6,666,076 | $75.1B | 9.06% | Call |
| 3 | —YAHOO INC | 1,192,776 | $51.4B | 6.20% | |
| 4 | FUODOLBY LABORATORIES INC | 847,907 | $46.0B | 5.55% | |
| 5 | —FIRSTCASH INC | 822,912 | $38.7B | 4.67% | |
| 6 | —SODASTREAM INTERNATIONAL LTD | 1,319,215 | $35.0B | 4.22% | |
| 7 | TBBKBANCORP INC DEL | 4,229,213 | $27.2B | 3.27% | |
| 8 | CASHMETA FINL GROUP INC | 425,271 | $25.8B | 3.11% | |
| 9 | CDXSCODEXIS INC | 5,561,082 | $24.7B | 2.98% | |
| 10 | CTRNCITI TRENDS INC | 1,194,988 | $23.8B | 2.87% | |
| 11 | —RESTORATION HARDWARE HLDGS I | 572,876 | $19.8B | 2.39% | Call |
| 12 | —SCICLONE PHARMACEUTICALS INC | 1,769,558 | $18.1B | 2.19% | |
| 13 | —QAD INC | 774,933 | $17.3B | 2.09% | |
| 14 | AKBAAKEBIA THERAPEUTICS INC | 1,915,008 | $17.3B | 2.09% | |
| 15 | —ARQULE INC | 9,263,041 | $16.3B | 1.97% | |
| 16 | PRTAPROTHENA CORP | 229,000 | $13.7B | 1.66% | Put |
| 17 | —LUXFER HLDGS PLC | 1,178,078 | $13.7B | 1.65% | |
| 18 | —OWENS RLTY MTG INC | 778,867 | $13.5B | 1.63% | |
| 19 | GDENGOLDEN ENTMT INC | 942,786 | $11.8B | 1.42% | |
| 20 | STLAFIAT CHRYSLER AUTOMOBILES N | 1,795,800 | $11.5B | 1.39% | Call |
| 21 | —BRIDGEPOINT ED INC | 1,653,826 | $11.4B | 1.37% | |
| 22 | —IMPERIAL HLDGS INC | 11,970,000 | $10.7B | 1.29% | |
| 23 | RACEFERRARI N V | 189,582 | $9.8B | 1.19% | |
| 24 | —PHARMATHENE INC | 3,202,045 | $9.3B | 1.12% | |
| 25 | SRPTSAREPTA THERAPEUTICS INC | 150,000 | $9.2B | 1.11% | Call |
| 26 | —CARDCONNECT CORP | 938,808 | $9.2B | 1.11% | |
| 27 | —ELDORADO RESORTS INC | 650,293 | $9.1B | 1.10% | Call |
| 28 | EZPWEZCORP INC | 703,471 | $7.8B | 0.94% | |
| 29 | CXWCORRECTIONS CORP AMER NEW | 557,400 | $7.7B | 0.93% | Put |
| 30 | CRMTAMERICAS CAR MART INC | 202,350 | $7.4B | 0.89% | |
| 31 | —TRANS WORLD ENTMT CORP | 1,784,034 | $6.2B | 0.74% | |
| 32 | —COGENTIX MED INC | 3,324,877 | $6.1B | 0.73% | |
| 33 | EPMEVOLUTION PETROLEUM CORP | 903,282 | $5.7B | 0.68% | |
| 34 | —EZCORP INC | 5,500,000 | $5.5B | 0.66% | |
| 35 | —EMERGENT CAP INC | 1,845,659 | $5.4B | 0.65% | |
| 36 | LINCLINCOLN EDL SVCS CORP | 2,263,899 | $5.0B | 0.60% | |
| 37 | RBCAAREPUBLIC BANCORP KY | 151,658 | $4.7B | 0.57% | |
| 38 | RLGTRADIANT LOGISTICS INC | 1,600,665 | $4.5B | 0.55% | |
| 39 | —ON DECK CAP INC | 728,564 | $4.2B | 0.50% | |
| 40 | —PAIN THERAPEUTICS INC | 3,870,832 | $3.9B | 0.47% | |
| 41 | —FALCONSTOR SOFTWARE INC | 3,392,318 | $3.5B | 0.43% | |
| 42 | —DOVER MOTORSPORTS INC | 1,229,789 | $3.0B | 0.37% | |
| 43 | CCXIEURCHEMOCENTRYX INC | 466,440 | $2.8B | 0.34% | |
| 44 | —EMMIS COMMUNICATIONS CORP | 342,193 | $1.4B | 0.17% | |
| 45 | —DOVER DOWNS GAMING & ENTMT I | 1,261,253 | $1.4B | 0.16% | |
| 46 | —STREAMLINE HEALTH SOLUTIONS | 692,108 | $1.3B | 0.15% | |
| 47 | —TRAVELCENTERS AMER LLC | 152,511 | $1.1B | 0.13% | |
| 48 | FBKFB FINL CORP | 50,000 | $1.0B | 0.12% | |
| 49 | STRLSTERLING CONSTRUCTION CO INC | 126,337 | $978.0M | 0.12% | |
| 50 | —MFC BANCORP LTD | 337,978 | $693.0M | 0.08% | |
| 51 | —OCWEN FINL CORP | 186,000 | $683.0M | 0.08% | Call |
| 52 | —CARDCONNECT CORP | 447,363 | $488.0M | 0.06% | |
| 53 | —PHOTOMEDEX INC | 276,958 | $357.0M | 0.04% | |
| 54 | —CASTLE A M & CO | 134,764 | $108.0M | 0.01% | |
| 55 | UTIUNIVERSAL TECHNICAL INST INC | 30,825 | $55.0M | 0.01% |