Nantahala Capital Management, LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$2.0T
Holdings
60
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (60 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 3,680,000 | $545.3B | 26.74% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 1,300,000 | $326.6B | 16.01% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 3,640,000 | $166.9B | 8.18% | Call |
| 4 | EXASEXACT SCIENCES CORP | 2,100,000 | $99.0B | 4.85% | Put |
| 5 | RHRH | 1,200,000 | $84.4B | 4.14% | Call |
| 6 | AABAUSDALTABA INC | 1,021,691 | $67.7B | 3.32% | |
| 7 | WRLDWORLD ACCEP CORP DEL | 796,861 | $66.1B | 3.24% | Call |
| 8 | —SODASTREAM INTERNATIONAL LTD | 800,000 | $53.2B | 2.61% | Call |
| 9 | FUODOLBY LABORATORIES INC | 874,397 | $50.3B | 2.47% | Call |
| 10 | CDXSCODEXIS INC | 6,500,679 | $43.2B | 2.12% | |
| 11 | STLAFIAT CHRYSLER AUTOMOBILES N | 2,200,000 | $39.4B | 1.93% | Call |
| 12 | CASHMETA FINL GROUP INC | 447,952 | $35.1B | 1.72% | |
| 13 | —LUXFER HLDGS PLC | 2,357,651 | $29.4B | 1.44% | |
| 14 | —FIRSTCASH INC | 430,250 | $27.2B | 1.33% | |
| 15 | AKBAAKEBIA THERAPEUTICS INC | 1,367,947 | $26.9B | 1.32% | |
| 16 | GDENGOLDEN ENTMT INC | 1,091,329 | $26.6B | 1.30% | |
| 17 | —QAD INC | 770,973 | $26.5B | 1.30% | |
| 18 | —GLOBAL EAGLE ENTMT INC | 7,528,066 | $25.7B | 1.26% | |
| 19 | HRBBLOCK H & R INC | 800,000 | $21.2B | 1.04% | Put |
| 20 | TBBKBANCORP INC DEL | 2,500,000 | $20.7B | 1.01% | |
| 21 | —ARMSTRONG FLOORING INC | 1,240,677 | $19.5B | 0.96% | |
| 22 | —HERTZ GLOBAL HLDGS INC | 800,000 | $17.9B | 0.88% | Call |
| 23 | —BRIDGEPOINT ED INC | 1,828,682 | $17.6B | 0.86% | Call |
| 24 | PETSPETMED EXPRESS INC | 400,000 | $13.3B | 0.65% | Put |
| 25 | —ARQULE INC | 10,239,751 | $11.4B | 0.56% | |
| 26 | —JAMBA INC | 1,303,929 | $11.3B | 0.55% | |
| 27 | —OWENS RLTY MTG INC | 611,878 | $11.1B | 0.55% | |
| 28 | —MEDICINES CO | 300,000 | $11.1B | 0.54% | Call |
| 29 | QUREUNIQURE NV | 1,119,883 | $10.8B | 0.53% | |
| 30 | —OSPREY ENERGY ACQUISITION CO | 1,000,000 | $10.0B | 0.49% | |
| 31 | —AVEXIS INC | 100,000 | $9.7B | 0.47% | Put |
| 32 | —ON DECK CAP INC | 1,999,020 | $9.3B | 0.46% | |
| 33 | —COGENTIX MED INC | 3,639,853 | $9.3B | 0.46% | |
| 34 | —ASCENT CAP GROUP INC | 693,504 | $9.0B | 0.44% | |
| 35 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,602,903 | $7.9B | 0.39% | |
| 36 | SHLDEURSEARS HLDGS CORP | 1,000,000 | $7.3B | 0.36% | Call |
| 37 | GMEGAMESTOP CORP NEW | 300,000 | $6.2B | 0.30% | Put |
| 38 | NATRNATURES SUNSHINE PRODUCTS IN | 510,989 | $5.2B | 0.25% | |
| 39 | LINCLINCOLN EDL SVCS CORP | 2,029,877 | $5.1B | 0.25% | |
| 40 | CCXIEURCHEMOCENTRYX INC | 677,779 | $5.0B | 0.25% | |
| 41 | —FINTECH ACQUISITION CORP II | 499,998 | $4.9B | 0.24% | |
| 42 | —SEARS HOMETOWN & OUTLET STOR | 1,575,051 | $4.0B | 0.20% | |
| 43 | ELVTUSDELEVATE CREDIT INC | 596,900 | $3.6B | 0.18% | |
| 44 | —TRANS WORLD ENTMT CORP | 1,820,939 | $3.6B | 0.18% | |
| 45 | —EMMIS COMMUNICATIONS CORP | 1,092,951 | $3.6B | 0.18% | |
| 46 | —DOVER MOTORSPORTS INC | 1,725,789 | $3.5B | 0.17% | |
| 47 | CRMTAMERICAS CAR MART INC | 84,348 | $3.5B | 0.17% | |
| 48 | —LIBERTY TAX INC | 233,198 | $3.4B | 0.16% | |
| 49 | RLGTRADIANT LOGISTICS INC | 616,400 | $3.3B | 0.16% | |
| 50 | TLYSTILLYS INC | 224,239 | $2.7B | 0.13% | |
| 51 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $2.6B | 0.13% | |
| 52 | UTIUNIVERSAL TECHNICAL INST INC | 667,946 | $2.3B | 0.11% | |
| 53 | DNOWNOW INC | 150,000 | $2.1B | 0.10% | |
| 54 | —DOVER DOWNS GAMING & ENTMT I | 1,579,641 | $1.6B | 0.08% | |
| 55 | —MFC BANCORP LTD | 157,930 | $1.5B | 0.07% | |
| 56 | —PAIN THERAPEUTICS INC | 347,053 | $1.4B | 0.07% | |
| 57 | LEE1EURLEE ENTERPRISES INC | 470,000 | $1.0B | 0.05% | |
| 58 | EPMEVOLUTION PETROLEUM CORP | 130,615 | $940.0M | 0.05% | |
| 59 | —FINTECH ACQUISITION CORP II | 249,999 | $317.0M | 0.02% | |
| 60 | RBCAAREPUBLIC BANCORP KY | 7,371 | $287.0M | 0.01% |