Nantahala Capital Management, LLC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$3.3T
Holdings
91
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (91 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 6,182,300 | $827.8B | 25.47% | Put |
| 2 | IYRISHARES TR | 3,000,000 | $224.8B | 6.92% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 8,090,485 | $144.7B | 4.45% | Call |
| 4 | STLAFIAT CHRYSLER AUTOMOBILES N | 8,970,000 | $129.7B | 3.99% | Call |
| 5 | CDXSCODEXIS INC | 6,549,800 | $109.4B | 3.37% | |
| 6 | QUREUNIQURE NV | 3,578,667 | $103.1B | 3.17% | Call |
| 7 | RHRH | 801,269 | $96.0B | 2.95% | Call |
| 8 | THCTENET HEALTHCARE CORP | 5,448,112 | $93.4B | 2.87% | Call |
| 9 | HCAHCA HEALTHCARE INC | 700,000 | $87.1B | 2.68% | Put |
| 10 | CVNACARVANA CO | 2,329,714 | $76.2B | 2.34% | Call |
| 11 | WRLDWORLD ACCEP CORP DEL | 741,945 | $75.9B | 2.33% | |
| 12 | XBISPDR SERIES TRUST | 1,000,000 | $71.8B | 2.21% | Put |
| 13 | EXASEXACT SCIENCES CORP | 1,110,000 | $70.0B | 2.15% | Put |
| 14 | SPYSPDR S&P 500 ETF TR | 250,000 | $62.5B | 1.92% | Put |
| 15 | VACMARRIOTT VACATIONS WRLDWDE C | 794,096 | $56.0B | 1.72% | |
| 16 | AABAUSDALTABA INC | 862,841 | $50.0B | 1.54% | |
| 17 | LXFRLUXFER HOLDINGS PLC | 2,635,749 | $46.5B | 1.43% | |
| 18 | PRTY1EURPARTY CITY HOLDCO INC | 4,379,789 | $43.7B | 1.34% | |
| 19 | GDENGOLDEN ENTMT INC | 2,527,713 | $40.5B | 1.25% | |
| 20 | —QAD INC | 1,008,709 | $39.7B | 1.22% | |
| 21 | CASHMETA FINL GROUP INC | 1,784,227 | $34.6B | 1.06% | |
| 22 | —ARQULE INC | 12,101,879 | $33.5B | 1.03% | |
| 23 | —EXELA TECHNOLOGIES INC | 8,401,832 | $32.7B | 1.01% | |
| 24 | DXPEDXP ENTERPRISES INC NEW | 1,147,964 | $32.0B | 0.98% | |
| 25 | AKBAAKEBIA THERAPEUTICS INC | 5,478,089 | $30.3B | 0.93% | Call |
| 26 | CUROEURCURO GROUP HLDGS CORP | 2,962,738 | $28.1B | 0.87% | |
| 27 | FUODOLBY LABORATORIES INC | 426,193 | $26.4B | 0.81% | |
| 28 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,173,556 | $26.0B | 0.80% | |
| 29 | —ARMSTRONG FLOORING INC | 2,049,813 | $24.3B | 0.75% | |
| 30 | —ON DECK CAP INC | 4,075,942 | $24.0B | 0.74% | |
| 31 | —HERTZ GLOBAL HLDGS INC | 1,759,100 | $24.0B | 0.74% | Call |
| 32 | —GTT COMMUNICATIONS INC | 886,581 | $21.0B | 0.65% | |
| 33 | CZREURCAESARS ENTMT CORP | 3,000,000 | $20.4B | 0.63% | Call |
| 34 | HRBBLOCK H & R INC | 800,000 | $20.3B | 0.62% | Put |
| 35 | —CRH MEDICAL CORP | 6,534,155 | $20.0B | 0.62% | |
| 36 | —GLOBAL EAGLE ENTMT INC | 8,855,876 | $19.7B | 0.61% | |
| 37 | TBBKBANCORP INC DEL | 2,467,817 | $19.6B | 0.60% | |
| 38 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,527,260 | $18.9B | 0.58% | |
| 39 | —ACER THERAPEUTICS INC | 903,455 | $18.2B | 0.56% | |
| 40 | SIGASIGA TECHNOLOGIES INC | 2,273,738 | $18.0B | 0.55% | |
| 41 | —BRIDGEPOINT ED INC | 2,348,865 | $16.5B | 0.51% | |
| 42 | ESTAESTABLISHMENT LABS HLDGS INC | 495,958 | $13.6B | 0.42% | |
| 43 | —FALCON MINERALS CORP | 1,473,608 | $12.5B | 0.39% | |
| 44 | PARPAR TECHNOLOGY CORP | 556,799 | $12.1B | 0.37% | |
| 45 | OZKBANK OZK | 500,000 | $11.4B | 0.35% | |
| 46 | —OWENS RLTY MTG INC | 603,282 | $11.3B | 0.35% | |
| 47 | —BIODELIVERY SCIENCES INTL IN | 2,733,567 | $10.1B | 0.31% | |
| 48 | GMGENERAL MTRS CO | 300,000 | $10.0B | 0.31% | Put |
| 49 | JYNTJOINT CORP | 1,128,693 | $9.4B | 0.29% | |
| 50 | GMEGAMESTOP CORP NEW | 731,500 | $9.2B | 0.28% | |
| 51 | SCVLSHOE CARNIVAL INC | 269,900 | $9.0B | 0.28% | Put |
| 52 | —RUMBLEON INC | 1,634,350 | $8.8B | 0.27% | |
| 53 | —FINTECH ACQUISITION CORP III | 842,730 | $8.4B | 0.26% | |
| 54 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $7.8B | 0.24% | |
| 55 | TLYSTILLYS INC | 712,103 | $7.7B | 0.24% | |
| 56 | —NEOS THERAPEUTICS INC | 4,485,000 | $7.4B | 0.23% | |
| 57 | IGTINTERNATIONAL GAME TECHNOLOG | 500,000 | $7.3B | 0.23% | Call |
| 58 | DHXDHI GROUP INC | 4,809,253 | $7.3B | 0.22% | |
| 59 | SSKNSTRATA SKIN SCIENCES INC | 2,768,001 | $7.2B | 0.22% | |
| 60 | ELVTUSDELEVATE CREDIT INC | 1,582,364 | $7.1B | 0.22% | |
| 61 | —VIVEVE MED INC | 6,581,465 | $6.9B | 0.21% | |
| 62 | CCXIEURCHEMOCENTRYX INC | 623,338 | $6.8B | 0.21% | |
| 63 | GYRECATALYST BIOSCIENCES INC | 855,243 | $6.7B | 0.21% | |
| 64 | FLWSFLWS/1-800 FLOWERS | 509,217 | $6.2B | 0.19% | |
| 65 | —APOLLO ENDOSURGERY INC | 1,760,562 | $6.1B | 0.19% | |
| 66 | GLMDGALMED PHARMACEUTICALS LTD | 834,401 | $5.7B | 0.18% | |
| 67 | —FTD COS INC | 3,710,763 | $5.5B | 0.17% | |
| 68 | TBHCKIRKLANDS INC | 500,000 | $4.8B | 0.15% | Put |
| 69 | NATRNATURES SUNSHINE PRODUCTS IN | 583,510 | $4.8B | 0.15% | |
| 70 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $4.7B | 0.14% | |
| 71 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 820,000 | $4.6B | 0.14% | |
| 72 | GAIAGAIA INC NEW | 443,698 | $4.6B | 0.14% | |
| 73 | —SEARS HOMETOWN & OUTLET STOR | 2,136,251 | $4.5B | 0.14% | |
| 74 | RFLRAFAEL HLDGS INC | 567,511 | $4.5B | 0.14% | |
| 75 | —MFC BANCORP LTD | 846,555 | $4.4B | 0.14% | |
| 76 | CUECUE BIOPHARMA INC | 878,098 | $4.1B | 0.13% | |
| 77 | IOVAIOVANCE BIOTHERAPEUTICS INC | 427,710 | $3.8B | 0.12% | |
| 78 | PIRSPIERIS PHARMACEUTICALS INC | 1,358,100 | $3.6B | 0.11% | |
| 79 | —DOVER MOTORSPORTS INC | 1,715,899 | $3.2B | 0.10% | |
| 80 | —DOVER DOWNS GAMING & ENTMT I | 1,161,233 | $3.2B | 0.10% | |
| 81 | —TRAVELCENTERS AMER LLC | 759,401 | $2.9B | 0.09% | |
| 82 | —DARIOHEALTH CORP | 3,350,981 | $2.7B | 0.08% | |
| 83 | —EMMIS COMMUNICATIONS CORP | 821,783 | $2.6B | 0.08% | |
| 84 | RLGTRADIANT LOGISTICS INC | 525,300 | $2.2B | 0.07% | |
| 85 | —MOTUS GI HLDGS INC | 500,000 | $1.6B | 0.05% | |
| 86 | —STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.4B | 0.04% | |
| 87 | —CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.0B | 0.03% | |
| 88 | —ASCENT CAP GROUP INC | 1,794,260 | $714.0M | 0.02% | |
| 89 | —FALCON MINERALS CORP | 878,022 | $527.0M | 0.02% | |
| 90 | —ROADRUNNER TRNSN SVCS HLDG I | 948,178 | $476.0M | 0.01% | |
| 91 | RBCAAREPUBLIC BANCORP KY | 7,371 | $285.0M | 0.01% |